Department of Health

ACCESS TO CLINICAL HIV DRUG TRIALS

Objective: To increase enrollment of under-represented populations in clinical drug trials.

Administering Agency: NYS Department of Health

NYS Object Code: 63417* Year Established: 1990
Catalog of Federal Domestic Assistance No.: NA

Legal Authority:
Law: NY Laws of 1990, Chapter 53
Regulation: NA

Program Contact: Fiscal Contact:
Michael J. Nazarko Vincent LoBiondo
Acting Director, A&CM Sr. Budgeting Analyst
AIDS Institute Bureau of Budget Management
NYS Department of Health NYS Department of Health
Corning Tower Corning Tower
Albany, NY 12237 Albany, NY 12237
(518) 473-7238 (518) 486-1615

Eligibility: Private Non-Profit Groups. Organization must demonstrate its ability to outreach to minority com-
munities to increase access to clinical drug trials.

Type of Program and Special Restrictions: Optional, without any State or Federal mandated require-
ments. Funds must be utilized in accordance with approved workplans and contracts and must comply with
provisions of the State Finance Law, i.e., funds cannot be used to pay for interest on bridge loans.

Action Required to Receive Aid: Competitive application for aid required.

Description of Aid:

Flow of Funds: State to Local. Monies are provided partially as an advance and partially as a reimbursement.
Type of Aid: Ongoing
Formula: NA
Matching Requirement: NA
Maintenance of Effort: NA

Amounts Appropriated:

Federal Funds State General Funds State Spec. Rev.

SFY 94-95 NA $100,000 NA
SFY 95-96 NA 100,000 NA
SFY 96-97 NA 100,000 NA

Amounts Disbursed:

Federal Funds State General Funds State Spec. Rev.

SFY 94-95 NA NA NA
SFY 95-96 NA $71,162 NA

*Refers to all Department of Health AIDS contracts.

                         Department of Health

                                ADAP FUNDING

Objective:  Provides free HIV/AIDS drugs to low-income individuals not covered by Medicaid or adequate third- 
     party insurance.

Administering Agency:  NYS Department of Health

NYS Object Code:  63417                             Year Established:  1996
Catalog of Federal Domestic Assistance No.:  NA

Legal Authority:
     Law: NY Laws of 1995, Chapter 53
     Regulation: NA

Program Contact:                       Fiscal Contact:
  Michael J. Nazarko                     Vincent LoBiondo
  Acting Director, A&CM                  Sr. Budgeting Analyst
  AIDS Institute                         Bureau of Budget Management
  NYS Department of Health               NYS Department of Health
  Corning Tower                          Corning Tower
  Albany, NY  12237                      Albany, NY  12237
  (518) 473-7238                         (518) 486-1615

Eligibility:  Private Non-Profit Groups.

Type of Program and Special Restrictions:  Optional, but once chosen subject to mandated State or     
     Federal requirements.

Action Required to Receive Aid:  No action required, automatic payment.

Description of Aid:

     Flow of Funds:  State to Local.  Monies are provided as a reimbursement.
     Type of Aid: Ongoing
     Formula:  NA
     Matching Requirement:  NA
     Maintenance of Effort:  NA

Amounts Appropriated:

                 Federal Funds    State General Funds  State Spec. Rev.

     SFY 94-95         NA                 NA                  NA
     SFY 95-96         NA                 NA                  NA
     SFY 96-97         NA                 NA               $8,000,000

Amounts Disbursed:

                 Federal Funds    State General Funds  State Spec. Rev.

     SFY 94-95         NA                 NA                  NA
     SFY 95-96         NA                 NA                  NA

Department of Health

ADOLESCENT PREGNANCY (MCHS BLOCK GRANT)

Objective: Supports the provision of all needed health services to pregnant adolescents. Encourages pregnant
adolescents to remain in school and to complete vocational schooling after pregnancy. Also helps to prevent
unplanned repeat pregnancies in target population.

Administering Agency: NYS Department of Health; US Department of Health and Human Services

NYS Object Code: 63418 Year Established: 1982
Catalog of Federal Domestic Assistance No.: 13.994

Legal Authority:
Law: US Omnibus Budget Reconciliation Act of 1981, PL 97-35
Regulation: 45 CFR Parts 16, 74 and 96

Program Contact: Fiscal Contact:
Sara Landry Gail Butler
Program Coordinator Sr. Budgeting Analyst
Bureau of Women's Health Bureau of Budget Management
NYS Department of Health NYS Department of Health
Corning Tower, Room 878 Corning Tower, Room 1384
Albany, NY 12237-0621 Albany, NY 12237
(518) 474-3368 (518) 473-9353

Eligibility: State Governments, Counties, Cities, Towns, Villages, School Districts and Private Non-Profit Groups.
Entities must be engaged in outreach or educational programs related to adolescent pregnancy.

Type of Program and Special Restrictions: Optional, without any State or Federal mandated require-
ments. Funds may not be used for inpatient services other than for crippled children or high risk pregnant
women and infants; cash payments to recipients; purchase or improvement of capital items; purchase of major
medical equipment; matching share for other Federal funds; or for research or training in profit-making
organizations.

Action Required to Receive Aid: Competitive application for aid required.

Description of Aid:

Flow of Funds: Federal to State to Local (Pass-through). Monies are provided partially as an advance and
partially as a reimbursement.
Type of Aid: Project Grant
Formula: NA
Matching Requirement: NA
Maintenance of Effort: NA

Amounts Appropriated:

Federal Funds State General Funds State Spec. Rev.

SFY 94-95 $1,892,586* NA NA
SFY 95-96 1,887,215* NA NA
SFY 96-97 1,887,215* NA NA

*Amounts are program allocations for the grant duration.

Amounts Disbursed:

Federal Funds State General Funds State Spec. Rev.

SFY 94-95 $1,892,586* NA NA
SFY 95-96 1,887,215* NA NA

*Expenditures for grant period.

Department of Health

ADULT DAY TREATMENT FOR PERSONS WITH AIDS

Objective: To develop day treatment, home care and nutrition for persons with AIDS in order to maintain these
persons in the community, and prevent extended hospitalization.

Administering Agency: NYS Department of Health

NYS Object Code: 63417* Year Established: 1989
Catalog of Federal Domestic Assistance No.: NA

Legal Authority:
Law: NY Laws of 1990, Chapter 53
Regulation: NA

Eligibility: Organizations must be an adult day or home care program as defined by NYSDOH, NYSDSAS,
NYSOMH, NYSDSS, or can be CHHAs, LTHHCPS, or AHCPs as authorized by Chapter 622 of the NY Laws
of 1988.

Action Required to Receive Aid: Competitive application for aid required.

Description of Aid:

Flow of Funds: State to Local. Monies are provided partially as an advance and partially as a reimbursement.
Type of Aid: Planning grants are one-time only grants. Grants for services are one-time in that Medicaid fund-
ing will replace grant funding; however, it is ongoing in that funds will be used for other providers.
Formula: NA
Matching Requirement: NA
Maintenance of Effort: NA

Amounts Appropriated:

Federal Funds State General Funds State Spec. Rev.

SFY 94-95 NA $500,000 NA
SFY 95-96 NA 500,000 NA
SFY 96-97 NA 500,000 NA

Amounts Disbursed:

Federal Funds State General Funds State Spec. Rev.

SFY 94-95 NA $312,759 NA
SFY 95-96 NA 358,851 NA

*Refers to all Department of Health AIDS contracts.

Department of Health

AIDS CBOS AND SUBSTANCE ABUSE PROGRAMS

Objective: Supports community based organizations and outreach efforts targeted to substance abusers.

Administering Agency: NYS Department of Health

NYS Object Code: 63417* Year Established: 1993
Catalog of Federal Domestic Assistance No.: NA

Legal Authority:
Law: NY Laws of 1990, Chapter 53
Regulation: NA

Eligibility: Private Non-Profit Organizations. Must demonstrate ability to outreach to active drug using indi-
viduals in community based settings.

Type of Program and Special Restrictions: HIV prevention and outreach without any State or Federal
mandated requirements. Funds must be utilized in accordance with approved workplans and contracts.

Action Required to Receive Aid: Competitive application for aid required authorized by the Commissioner
of Health under Section 80.135, Title 10.

Description of Aid:

Flow of Funds: State to Local. Monies are provided partially as an advance and partially as a reimbursement.
Type of Aid: Ongoing
Formula: NA
Matching Requirement: NA
Maintenance of Effort: NA

Amounts Appropriated:

Federal Funds State General Funds State Spec. Rev.

SFY 94-95 NA NA NA
SFY 95-96 NA $470,000 $30,000
SFY 96-97 NA 470,000 30,000

Amounts Disbursed:

Federal Funds State General Funds State Spec. Rev.

SFY 94-95 NA $439,148 NA
SFY 95-96 NA 419,628 NA

*Refers to all Department of Health AIDS contracts.

Department of Health

AIDS CHILDREN, ADOLESCENTS AND FAMILIES

Objective: To expand and enhance the delivery of health and social services for children with HIV infection and
their families.

Administering Agency: NYS Department of Health

NYS Object Code: 63417* Year Established: 1989
Catalog of Federal Domestic Assistance No.: NA

Legal Authority:
Law: NY Laws of 1990, Chapter 53
Regulation: NA

Eligibility: Private Non-Profit Groups and Pediatric Networks and Consortia. Organizations must be part of
the US Health Resources and Services Administration, New York City Pediatric AIDS Demonstration Project.

Action Required to Receive Aid: Non-competitive application for aid required.

Description of Aid:

Flow of Funds: State to Local. Monies are provided partially as an advance and partially as a reimbursement.
Type of Aid: Ongoing
Formula: NA
Matching Requirement: NA
Maintenance of Effort: NA

Amounts Appropriated:

Federal Funds State General Funds State Spec. Rev.

SFY 94-95 NA $1,837,500 $462,500
SFY 95-96 NA 1,837,500 462,500
SFY 96-97 NA 1,837,500 462,500

Amounts Disbursed:

Federal Funds State General Funds State Spec. Rev.

SFY 94-95 NA $607,617 NA
SFY 95-96 NA 1,103,070 NA

*Refers to all Department of Health AIDS contracts.

Department of Health

AIDS CONTINUUM OF CARE ACTIVITIES

Objective: To conduct AIDS training and education activities and to develop the continuum of care for persons
with HIV infection.

Administering Agency: NYS Department of Health

NYS Object Code: 63417* Year Established: 1988
Catalog of Federal Domestic Assistance No.: NA

Legal Authority:
Law: NY Laws of 1990, Chapter 53
Regulation: NA

Eligibility: Private Non-Profit Groups, Community Health Centers, Hospitals and Community Demonstration
Projects. Organization must be proficient in development of HIV care criteria.

Action Required to Receive Aid: Competitive application for aid required.

Description of Aid:

Flow of Funds: State to Local. Monies are provided partially as an advance and partially as a reimbursement.
Type of Aid: Ongoing
Formula: NA
Matching Requirement: NA
Maintenance of Effort: NA

Amounts Appropriated:

Federal Funds State General Funds State Spec. Rev.

SFY 94-95 NA $2,605,000 $ 50,000
SFY 95-96 NA 2,331,000 324,000
SFY 96-97 NA 2,331,000 324,000

Amounts Disbursed:

Federal Funds State General Funds State Spec. Rev.

SFY 94-95 NA $1,165,062 NA
SFY 95-96 NA 1,453,199 NA

*Refers to all Department of Health AIDS contracts.

Department of Health

AIDS COUNSELING AND TESTING IN PRISONS

Objective: To provide counseling and testing services by the New York State Department of Corrections for HIV.

Administering Agency: NYS Department of Health

NYS Object Code: 63417* Year Established: 1993
Catalog of Federal Domestic Assistance No.: NA

Legal Authority:
Law: NY Laws of 1990, Chapter 53
Regulation: NA

Eligibility: State Government and Private Non-Profit Groups.

Type of Program and Special Restrictions: Optional, but once chosen subject to mandated State
requirements.

Action Required to Receive Aid: Competitive application for aid required.

Description of Aid:

Flow of Funds: State to Local. Monies are provided partially as an advance and partially as a reimbursement.
Type of Aid: Ongoing
Formula: NA
Matching Requirement: NA
Maintenance of Effort: NA

Amounts Appropriated:

Federal Funds State General Funds State Spec. Rev.

SFY 94-95 NA $925,000 NA
SFY 95-96 NA 925,000 NA
SFY 96-97 NA 925,000 NA

Amounts Disbursed:

Federal Funds State General Funds State Spec. Rev.

SFY 94-95 NA $96,449 NA
SFY 95-96 NA 131,758 NA

*Refers to all Department of Health AIDS contracts.

Department of Health

AIDS DRUG TREATMENT AND SUBSTANCE
ABUSERS AT RISK

Objective: To support services in drug treatment programs and substance abusers at risk.

Administering Agency: NYS Department of Health

NYS Object Code: 63417* Year Established: 1994
Catalog of Federal Domestic Assistance No.: NA

Legal Authority:
Law: NY Laws of 1990, Chapter 53
Regulation: NA

Eligibility: Private Non-Profit Groups.

Type of Program and Special Restrictions: Optional, without any State or Federal mandated
requirements.

Action Required to Receive Aid: Competitive application for aid required.

Description of Aid:

Flow of Funds: State to Local. Monies are provided partially as an advance and partially as a reimbursement.
Type of Aid: Ongoing
Formula: NA
Matching Requirement: NA
Maintenance of Effort: NA

Amounts Appropriated:

Federal Funds State General Funds State Spec. Rev.

SFY 94-95 NA NA NA
SFY 95-96 NA NA NA
SFY 96-97 NA $800,000 NA

Amounts Disbursed:

Federal Funds State General Funds State Spec. Rev.

SFY 94-95 NA NA NA
SFY 95-96 NA NA NA

*Refers to all Department of Health AIDS contracts.

Department of Health

AIDS EDUCATION, PREVENTION AND NUTRITION

Objective: An array of services are provided for the education and prevention of HIV, with programs for nutri-
tious meals for homebound individuals.

Administering Agency: NYS Department of Health

NYS Object Code: 63417* Year Established: 1994
Catalog of Federal Domestic Assistance No.: NA

Legal Authority:
Law: NY Laws of 1990, Chapter 53
Regulation: NA

Eligibility: Counties and Private Non-Profit Groups.

Type of Program and Special Restrictions: Optional, without any State or Federal mandated
requirements.

Action Required to Receive Aid: Competitive application for aid required.

Description of Aid:

Flow of Funds: State to Local. Monies are provided partially as an advance and partially as a reimbursement.
Type of Aid: Ongoing
Formula: NA
Matching Requirement: NA
Maintenance of Effort: NA

Amounts Appropriated:

Federal Funds State General Funds State Spec. Rev.

SFY 94-95 NA $4,400,000 NA
SFY 95-96 NA 4,400,000 NA
SFY 96-97 NA 4,400,000 NA

Amounts Disbursed:

Federal Funds State General Funds State Spec. Rev.

SFY 94-95 NA NA NA
SFY 95-96 NA $2,453,530 NA

*Refers to all Department of Health AIDS contracts.

Department of Health

AIDS GRANTS TO COUNTY HEALTH DEPARTMENTS

Objective: To ensure services are available to county health departments in rural areas or in areas experiencing
rapid increases in HIV.

Administering Agency: NYS Department of Health

NYS Object Code: 63417* Year Established: 1992
Catalog of Federal Domestic Assistance No.: NA

Legal Authority:
Law: NY Laws of 1990, Chapter 53
Regulation: NA

Eligibility: County health departments or county public health nursing entities.

Type of Program and Special Restrictions: Optional, without any State or Federal mandated require-
ments. Funds must be used in accordance with approved workplans and contracts and must comply with
provisions of the State Finance Law, i.e., funds cannot be used to pay for interest on bridge loans.

Action Required to Receive Aid: Competitive application for aid required.

Description of Aid:

Flow of Funds: State to Local. Monies are provided partially as an advance and partially as a reimbursement.
Type of Aid: Ongoing
Formula: NA
Matching Requirement: NA
Maintenance of Effort: NA

Amounts Appropriated:

Federal Funds State General Funds State Spec. Rev.

SFY 94-95 NA $300,000 NA
SFY 95-96 NA 300,000 NA
SFY 96-97 NA 300,000 NA

Amounts Disbursed:

Federal Funds State General Funds State Spec. Rev.

SFY 94-95 NA $122,824 NA
SFY 95-96 NA 164,886 NA

*Refers to all Department of Health AIDS contracts.

Department of Health

AIDS/HIV GRANTS TO COMMUNITY-BASED
ORGANIZATIONS AND DIAGNOSTIC AND
TREATMENT CENTERS

Objective: Allows Community-Based Organizations and Article 28 Diagnostic and Treatment Centers serving
high-need communities to expand their service capacity to provide multiple HIV-related services which are
culturally sensitive to the special social and cultural needs of the at-risk populations.

Administering Agency: NYS Department of Health

NYS Object Code: 63417 Year Established: 1992
Catalog of Federal Domestic Assistance No.: NA

Legal Authority:
Law: NY Laws of 1992, Chapter 53
Regulation: NA

Eligibility: Counties and Private Non-Profit Groups. Eligibility requirements are dependent upon the type of
program being funded: i.e., an AIDS program targeted to adolescents would necessitate the organization to have
experience in serving adolescents. Other programs may be required to have linkages/referrals with hospitals
or other health care facilities, etc.

Action Required to Receive Aid: Competitive application for aid required.

Description of Aid:

Flow of Funds: State to Local. Monies are provided partially as an advance and partially as a reimbursement.
Type of Aid: Ongoing
Formula: NA
Matching Requirement: NA
Maintenance of Effort: NA

Amounts Appropriated:

Federal Funds State General Funds State Spec. Rev.

SFY 94-95 NA $12 300,000 NA
SFY 95-96 NA 12,300,000 NA
SFY 96-97 NA 12,300,000 NA

Amounts Disbursed:

Federal Funds State General Funds State Spec. Rev.

SFY 94-95 NA $4,383,924 NA
SFY 95-96 NA 8,549,635 NA

*Refers to all Department of Health AIDS contracts.

Department of Health

AIDS/HIV GRANTS TO COMMUNITY SERVICE
PROGRAMS & COMMUNITY BASED ORGANIZATIONS

Objective: Provide AIDS-related services targeted to minority and high-risk populations.

Administering Agency: NYS Department of Health

NYS Object Code: 63417* Year Established: 1983
Catalog of Federal Domestic Assistance No.: NA

Legal Authority:
Law: NY Laws of 1990, Chapter 53
Regulation: NA

Action Required to Receive Aid: Combination of competitive and sole-source funding.

Description of Aid:

Flow of Funds: State to Local. Monies are provided partially as an advance and partially as a reimbursement.
Type of Aid: Some projects are ongoing and some are one-time. Program as a whole is ongoing.
Formula: NA
Matching Requirement: NA
Maintenance of Effort: NA

Amounts Appropriated:

Federal Funds State General Funds State Spec. Rev.

SFY 94-95 NA $25,403,200 $575,000
SFY 95-96 NA 25,403,200 575,000
SFY 96-97 NA 25,403,200 575,000

Amounts Disbursed:

Federal Funds State General Funds State Spec. Rev.

SFY 94-95 NA $17,287,986 NA
SFY 95-96 NA 20,806,700 NA

*Refers to all Department of Health AIDS contracts.

Department of Health

AIDS HIV SERVICES FOR INFANTS AND
PREGNANT WOMEN

Objective: To ensure that services are available for infants and pregnant women that are exposed to AIDS.

Administering Agency: NYS Department of Health

NYS Object Code: 63417* Year Established: 1994
Catalog of Federal Domestic Assistance No.: NA

Legal Authority:
Law: NY Laws of 1990, Chapter 53
Regulation: NA

Eligibility: Private Non-Profit Groups.

Type of Program and Special Restrictions: Optional, without any State or Federal mandated
requirements.

Action Required to Receive Aid: Competitive application for aid required.

Description of Aid:

Flow of Funds: State to Local. Monies are provided partially as an advance and partially as a reimbursement.
Type of Aid: Ongoing
Formula: NA
Matching Requirement: NA
Maintenance of Effort: NA

Amounts Appropriated:

Federal Funds State General Funds State Spec. Rev.

SFY 94-95 NA $1,500,000 $5,000,000
SFY 95-96 NA 1,500,000 5,000,000
SFY 96-97 NA 1,500,000 5,000,000

Amounts Disbursed:

Federal Funds State General Funds State Spec. Rev.

SFY 94-95 NA $ 16,455 NA
SFY 95-96 NA 628,408 NA

*Refers to all Department of Health AIDS contracts.

Department of Health

AIDS HOUSING FOR HIV/TB

Objective: To ensure services are afforded for the early identification, housing, intake and provision of housing
to HIV-infected patients.

Administering Agency: NYS Department of Health

NYS Object Code: 63417* Year Established: 1993
Catalog of Federal Domestic Assistance No.: NA

Legal Authority:
Law: NY Laws of 1990, Chapter 53
Regulation: NA

Eligibility: Private Non-Profit Groups.

Type of Program and Special Restrictions: Optional, without any State or Federal mandated
requirements.

Action Required to Receive Aid: Competitive application for aid required.

Description of Aid:

Flow of Funds: State to Local. Monies are provided partially as an advance and partially as a reimbursement.
Type of Aid: Ongoing
Formula: NA
Matching Requirement: NA
Maintenance of Effort: NA

Amounts Appropriated:

Federal Funds State General Funds State Spec. Rev.

SFY 94-95 NA $3,500,000 NA
SFY 95-96 NA 3,500,000 NA
SFY 96-97 NA 3,500,000 NA

Amounts Disbursed:

Federal Funds State General Funds State Spec. Rev.

SFY 94-95 NA $1,076,196 NA
SFY 95-96 NA 1,227,207 NA

*Refers to all Department of Health AIDS contracts.

Department of Health

AIDS INTERVENTION MANAGEMENT SYSTEM (AIMS)

Objective: The purposes of the AIMS program are three-fold: (1) to assure that the care provided to persons
with HIV/AIDS is both necessary and appropriate; (2) to assure that care is delivered in accordance with
established clinical standards and protocols; and (3) to develop and maintain data systems that support review
activities and that permit programmatic evaluation and policy development.

Administering Agency: NYS Department of Health

NYS Object Code: 63417* Year Established: 1993
Catalog of Federal Domestic Assistance No.: NA

Legal Authority:
Law: NY Laws of 1990, Chapter 53
Regulation: NA

Eligibility: Private Non-Profit Groups.

Type of Program and Special Restrictions: Optional, without any State or Federal mandated
requirements.

Action Required to Receive Aid: Competitive application for aid required.

Description of Aid:

Flow of Funds: State to Local. Monies are provided partially as an advance and partially as a reimbursement.
Type of Aid: Ongoing
Formula: NA
Matching Requirement: NA
Maintenance of Effort: NA

Amounts Appropriated:

Federal Funds State General Funds State Spec. Rev.

SFY 94-95 NA $1,500,000 NA
SFY 95-96 NA 1,500,000 NA
SFY 96-97 NA 1,500,000 NA

Amounts Disbursed:

Federal Funds State General Funds State Spec. Rev.

SFY 94-95 NA NA NA
SFY 95-96 NA NA NA

*Refers to all Department of Health AIDS contracts.

Department of Health

AIDS PERMANENCY PLANNING

Objective: To help families plan and support members that are affected by HIV.

Administering Agency: NYS Department of Health

NYS Object Code: 634171 Year Established: 1994
Catalog of Federal Domestic Assistance No.: NA

Legal Authority:
Law: NY Laws of 1990, Chapter 53
Regulation: NA

Eligibility: Private Non-Profit Groups.

Type of Program and Special Restrictions: Optional, but once chosen subject to mandated State
requirements.

Action Required to Receive Aid: Competitive application for aid required.

Description of Aid:

Flow of Funds: State to Local. Monies are provided partially as an advance and partially as a reimbursement.
Type of Aid: Ongoing
Formula: NA
Matching Requirement: NA
Maintenance of Effort: NA

Amounts Appropriated:

Federal Funds State General Funds State Spec. Rev.

SFY 94-95 NA $1,000,000 NA
SFY 95-96 NA 1,000,000 NA
SFY 96-97 NA 1,000,000 NA

Amounts Disbursed:

Federal Funds State General Funds State Spec. Rev.

SFY 94-95 NA $236,980 NA
SFY 95-96 NA 721,916 NA

*Refers to all Department of Health AIDS contracts.

Department of Health

AIDS PRIMARY CARE IN
COMMUNITY HEALTH CENTERS

Objective: To ensure that high risk populations in community health centers and substance abuse programs
receive needed services.

Administering Agency: NYS Department of Health

NYS Object Code: 63417* Year Established: 1993
Catalog of Federal Domestic Assistance No.: NA

Legal Authority:
Law: NY Laws of 1990, Chapter 53
Regulation: NA

Eligibility: Counties and Private Non-Profit Groups.

Type of Program and Special Restrictions: Optional, without any State or Federal mandated
requirements.

Action Required to Receive Aid: Competitive application for aid required.

Description of Aid:

Flow of Funds: State to Local. Monies are provided partially as an advance and partially as a reimbursement.
Type of Aid: Ongoing
Formula: NA
Matching Requirement: NA
Maintenance of Effort: NA

Amounts Appropriated:

Federal Funds State General Funds State Spec. Rev.

SFY 94-95 NA $1,200,000 NA
SFY 95-96 NA 718,000 $482,000
SFY 96-97 NA 718,000 482,000

Amounts Disbursed:

Federal Funds State General Funds State Spec. Rev.

SFY 94-95 NA $202,964 NA
SFY 95-96 NA 219,242 NA

*Refers to all Department of Health AIDS contracts.

Department of Health

AIDS PROVISION OF HIV EDUCATION

Objective: To support grants to community based organizations and for services for education and prevention.

Administering Agency: NYS Department of Health

NYS Object Code: 63417* Year Established: 1994
Catalog of Federal Domestic Assistance No.: NA

Legal Authority:
Law: NY Laws of 1990, Chapter 53
Regulation: NA

Eligibility: Private Non-Profit Groups.

Type of Program and Special Restrictions: Optional, without any State or Federal mandated
requirements.

Action Required to Receive Aid: Competitive application for aid required.

Description of Aid:

Flow of Funds: State to Local. Monies are provided partially as an advance and partially as a reimbursement.
Type of Aid: Ongoing
Formula: NA
Matching Requirement: NA
Maintenance of Effort: NA

Amounts Appropriated:

Federal Funds State General Funds State Spec. Rev.

SFY 94-95 NA $750,000 NA
SFY 95-96 NA 750,000 NA
SFY 96-97 NA 750,000 NA

Amounts Disbursed:

Federal Funds State General Funds State Spec. Rev.

SFY 94-95 NA NA NA
SFY 95-96 NA $75,493 NA

*Refers to all Department of Health AIDS contracts.

                         Department of Health

                      AIDS WOMEN'S HIV HEALTH SERVICES

Objective:  To provide comprehensive obstetrical/gynecological services. 

Administering Agency:  NYS Department of Health

NYS Object Code:  63417*                            Year Established:  1993
Catalog of Federal Domestic Assistance No.:  NA

Legal Authority:
     Law: NY Laws of 1990, Chapter 53
     Regulation: NA

Program Contact:                       Fiscal Contact:
  Michael J. Nazarko                     Vincent LoBiondo
  Acting Director, A&CM                  Sr. Budgeting Analyst
  AIDS Institute                         Bureau of Budget Management
  NYS Department of Health               NYS Department of Health
  Corning Tower                          Corning Tower
  Albany, NY  12237                      Albany, NY  12237
  (518) 473-7238                         (518) 486-1615

Eligibility:  Counties, Public Authorities and Private Non-Profit Groups.

Type of Program and Special Restrictions:  Optional, without any State or Federal mandated 
     requirements.  

Action Required to Receive Aid:  Competitive application for aid required.

Description of Aid:

     Flow of Funds:  State to Local.  Monies are provided partially as an advance and partially as a reimbursement.
     Type of Aid:  Ongoing
     Formula:  NA
     Matching Requirement:  NA
     Maintenance of Effort:  NA

Amounts Appropriated:

                 Federal Funds    State General Funds  State Spec. Rev.

     SFY 94-95        NA               $2,100,000             NA
     SFY 95-96        NA                1,294,000          $806,000
     SFY 96-97        NA                1,294,000           806,000

Amounts Disbursed:

                 Federal Funds    State General Funds  State Spec. Rev.

     SFY 94-95        NA                 $313,060             NA
     SFY 95-96        NA                  384,846             NA

*Refers to all Department of Health AIDS contracts.

                         Department of Health

                   ALZHEIMER'S DISEASE ASSISTANCE CENTERS

Objective:  Provides diagnostic and assessment of the patient family unit, education/training services for health  
     care professionals, care planning for patients and a clearinghouse of dementia information.

Administering Agency:  NYS Department of Health

NYS Object Code:  63101                             Year Established:  1992
Catalog of Federal Domestic Assistance No.:  NA

Legal Authority:
     Law:  NY Laws of 1992, Chapter 53
     Regulation: NA

Program Contact:                       Fiscal Contact:
  David Hoffman                          Thomas Justin
  Director                               Fiscal Officer
  Alzheimer's Disease and Other          Bureau of Chronic Disease Services
    Dementias Services                   NYS Department of Health
  Bureau of Chronic Disease Services     Corning Tower, Room 584
  NYS Department of Health               Albany, NY  12237-0678
  Corning Tower, Room 515                (518) 474-1222
  Albany, NY  12237
  (518) 474-1222

Eligibility:  Private Non-Profit Groups and Universities.  

Type of Program and Special Restrictions:  Optional, without any State or Federal mandated 
     requirements.

Action Required to Receive Aid:  Competitive application for aid is required.

Description of Aid:

     Flow of Funds:  State to Local.  Monies are provided partially as an advance and partially as a reimbursement.
     Type of Aid:  Ongoing
     Formula:  NA
     Matching Requirement:  NA
     Maintenance of Effort:  NA

Amounts Appropriated:

                 Federal Funds    State General Funds  State Spec. Rev.

     SFY 94-95        NA               $607,000               NA
     SFY 95-96        NA                486,000               NA
     SFY 96-97        NA                486,000               NA

Amounts Disbursed:

                 Federal Funds    State General Funds  State Spec. Rev.

     SFY 94-95        NA               $607,000               NA
     SFY 95-96        NA                486,000               NA

                         Department of Health

                    ALZHEIMER'S DISEASE COMMUNITY SERVICE

Objective:  Provides respite care support and training to families and other care patients with Alzheimer's      
     Disease and other dementias.

Administering Agency:  NYS Department of Health

NYS Object Code:  63101                             Year Established:  1986
Catalog of Federal Domestic Assistance No.:  NA

Legal Authority:
     Law:  NY Laws of 1986, Article 20
     Regulation: NA

Program Contact:                       Fiscal Contact:
  David Hoffman                          Thomas Justin
  Director                               Fiscal Officer
  Alzheimer's Disease and Other          Bureau of Chronic Disease Services
    Dementias Services                   NYS Department of Health
  Bureau of Chronic Disease Services     Corning Tower, Room 584
  NYS Department of Health               Albany, NY  12237-0678
  Corning Tower, Room 515                (518) 474-1222
  Albany, NY  12237
  (518) 474-1222

Eligibility:  Private Non-Profit Groups and Universities.  

Type of Program and Special Restrictions:  Optional, without any State or Federal mandated
     requirements.

Action Required to Receive Aid:  Competitive application for aid is required.

Description of Aid:

     Flow of Funds:  State to Local.  Monies are provided partially as an advance and partially as a reimbursement.
     Type of Aid:  Ongoing
     Formula:  NA
     Matching Requirement:  NA
     Maintenance of Effort:  NA

Amounts Appropriated:

                 Federal Funds    State General Funds  State Spec. Rev.

     SFY 94-95        NA               $300,900               NA
     SFY 95-96        NA                300,900               NA
     SFY 96-97        NA                300,900               NA

Amounts Disbursed:

                 Federal Funds    State General Funds  State Spec. Rev.

     SFY 94-95        NA               $300,900               NA
     SFY 95-96        NA                300,900               NA

Department of Health

ARTHROPOD-BORNE DISEASE
(Technical Assistance Program)

Objective: Provides the State of New York with a staff of scientists responsible for investigating the epidemiology
of arthropod-related diseases, examining all aspects of the disease agent-vector-host relationships and reporting
sound scientific recommendations to ensure the institution of proper disease control procedures.

Administering Agency: NYS Department of Health

NYS Object Code: NA Year Established: 1966
Catalog of Federal Domestic Assistance No.: NA

Legal Authority:
Law: NY Public Health Law, Articles 1500 and 6.
Regulation: 10 NYCRR 44

Program Contact: Fiscal Contact:
Dennis J. White, M.S., Ph.D. Mady B. Pennisi/
Director Gail K. Butler
Arthropod-borne Disease Program Bureau of Budget Management
NYS Department of Health NYS Department of Health
Corning Tower, Room 1168 Corning Tower, Room 1341
Empire State Plaza Empire State Plaza
Albany, NY 12237-0627 Albany, NY 12237
(518) 474-4568 (518) 486-2411

Eligibility: Any individual/organization needing information.

Type of Program and Special Restrictions: Optional.

Action Required to Receive Aid: Non-competitive application for aid is required.

Description of Aid:

Consultation on all aspects of arthropod-borne disease biology, prevention and control.

Department of Health

BREAST CANCER DETECTION

Objective: To reduce premature mortality and excessive morbidity rate due to breast cancer. Funded pro-
grams target medically unserved populations at high risk.

Administering Agency: NYS Department of Health

NYS Object Code: 63490 Year Established: 1989
Catalog of Federal Domestic Assistance No.: NA

Legal Authority:
Law: NY Breast Cancer Detection and Education Act, Public Health Law, Chapter 340
Regulation: NA

Program Contact: Fiscal Contact:
Eva Sciandra Thomas Justin
Director Fiscal Officer
Cancer Services Program Bureau of Chronic Disease Services
Bureau of Chronic Disease Services NYS Department of Health
NYS Department of Health Corning Tower, Room 584
Corning Tower, Room 584 Albany, NY 12237-0678
Albany, NY 12237-0678 (518) 474-1222
(518) 474-1222

Eligibility: Counties and Cities. Hospitals licensed under Article 28 of the NY Public Health Law, HMOs
(Article 44-Public Health Law), cancer organizations, diagnostic and treatment centers, local health
departments, community health centers, community-based organizations, or coalitions of these.

Type of Program and Special Restrictions: Optional, but once chosen subject to mandated
requirements.

Action Required to Receive Aid: Competitive application required.

Description of Aid:

Flow of Funds: State to Local. Monies are provided partially as an advance and partially as a
reimbursement.
Type of Aid: Ongoing
Formula: NA
Matching Requirement: NA
Maintenance of Effort: In-kind contribution required - amount not specified.

Amounts Appropriated:

Federal Funds State General Funds State Spec. Rev.

SFY 94-95 $3,709,537 $2,500,000 NA
SFY 95-96 3,959,537 2,720,000 NA
SFY 96-97 4,459,537 2,720,000 NA

Amounts Disbursed:

Federal Funds State General Funds State Spec. Rev.

SFY 94-95 $3,709,537 $2,500,000 NA
SFY 95-96 3,959,537 2,720,000 NA

                         Department of Health

                         CHILD AND ADULT CARE FOOD

Objective:  Provides technical assistance and funding to provide reimbursement to day care centers, head start 
     programs, outside school hours centers and family day care homes for nutritious and safe meals and snacks
     served to infants and children through age 12.

Administering Agency:  NYS Department of Health; US Department of Agriculture

NYS Object Code:  63405*                          Year Established:  1993
Catalog of Federal Domestic Assistance No.:  NA

Legal Authority:
     Law: US Title VI Public Health Law
     Regulation: 7 CFR 226

Program Contact:                       Fiscal Contact:
  Patricia Hay                           Nancy Skowronek
  Division of Nutrition                  Budget Analyst
  Child and Adult Care Food Program      Bureau of Budget Management
  NYS Department of Health               NYS Department of Health
  1215 Western Avenue                    Corning Tower, Room 1372
  Albany, NY  12203-3399                 Albany, NY  12237
  (518) 474-5050                         (518) 486-1403

Eligibility:  Child Care Institutions and Family Day Care Homes.  Must serve nutritious food to preschool  
     and school-age children and adults enrolled in regulated or approved child and adult day care centers.

Type of Program and Special Restrictions:  Optional, but once chosen subject to State and Federal  
     mandated requirements.

Action Required to Receive Aid:  Application for aid required.

Description of Aid:

     Flow of Funds:  Federal to State to Sponsoring Organizations providing day care services, some served and 
       sponsored by Counties.
     Type of Aid: Ongoing
     Formula:  Reimbursement based on rates set by USDA.
     Matching Requirement:  NA
     Maintenance of Effort:  NA

Amounts Appropriated:

                 Federal Funds    State General Funds  State Spec. Rev.

     FFY 94            NA                 NA                  NA
     FFY 95       $89,100,000             NA                  NA
     FFY 96        97,700,000 (est.)      NA                  NA

Amounts Disbursed:

                 Federal Funds    State General Funds  State Spec. Rev.

     FFY 94            NA                 NA                  NA
     FFY 95            NA                 NA                  NA

*Refers to Department of Health Food and Nutrition Services programs.

Department of Health

CHILDHOOD LEAD POISONING PREVENTION

Objective: Provides lead screening to children under six, educational and case management activities to high
risk children.

Administering Agency: NYS Department of Health; US Department of Health and Human Services

NYS Object Code: 63419 Year Established: 1982
Catalog of Federal Domestic Assistance No.: 13.994

Legal Authority:
Law: US Omnibus Budget Reconciliation Act of 1982, PL 97-35
Regulation: 45 CFR Parts 16, 74 and 96

Program Contact: Fiscal Contact:
Nancy J. Robinson, MPH, Ph.D. Deborah Nance
Director Director
Lead Program Fiscal Unit
Bureau of Child and Adolescent Health NYS Department of Health
NYS Department of Health Corning Tower, Room 621
Corning Tower, Room 208 Albany, NY 12237-0618
Albany, NY 12237 (518) 474-4569
(518) 473-4602

Eligibility: Counties, New York City, Teaching Hospitals.

Type of Program and Special Restrictions: Optional, without any State or Federal mandated require-
ments. Funds must not be used for the actual abatement of lead hazards.

Action Required to Receive Aid: Competitive application for aid required.

Description of Aid:

Flow of Funds: Federal to State to Local (Pass-through). Monies are provided partially as an advance and
partially as a reimbursement.
Type of Aid: Project Grant
Formula: Population of children under six, living under poverty level, lead cases identified in geographic
areas.
Matching Requirement: NA
Maintenance of Effort: NA

Amounts Appropriated:

Federal Funds State General Funds State Spec. Rev.

SFY 94-95 $3,184,162* NA NA
SFY 95-96 3,184,162* NA NA
SFY 96-97 3,184,162* NA NA

*Amounts are program allocations for the grant duration.

Amounts Disbursed:

Federal Funds State General Funds State Spec. Rev.

SFY 94-95 $1,520,460* NA NA
SFY 95-96 400,000* NA NA

*Expenditures for grant period.

Department of Health

CHILDHOOD LEAD POISONING PREVENTION

Objective: Provides lead screening to children under six, educational and case management activities to
children with lead poisoning.

Administering Agency: NYS Department of Health

NYS Object Code: 63419 Year Established: 1971
Catalog of Federal Domestic Assistance No.: NA

Legal Authority:
Law: NY Public Health Law, Sections 1370-1376, 206, 225 and 600-607
Regulation: 10 NYCRR 22, 10 NYCRR 67

Eligibility: Counties, New York City, Community-based Organizations and Teaching Hospitals.

Type of Program and Special Restrictions: Optional, but once chosen subject to mandated State
requirements. Funds cannot be used for the actual abatement of identified environmental hazards.

Action Required to Receive Aid: Competitive application for aid required.

Description of Aid:

Flow of Funds: State to Local. Monies are provided partially as an advance and partially as a
reimbursement.
Type of Aid: Ongoing
Formula: Number of children under six in jurisdiction, percent living under poverty level, lead cases identi-
fied in geographic areas.
Matching Requirement: NA
Maintenance of Effort: NA

Amounts Appropriated:

Federal Funds State General Funds State Spec. Rev.

SFY 94-95 NA $5,300,000 NA
SFY 95-96 NA 5,300,000 NA
SFY 96-97 NA 5,120,000 NA

Amounts Disbursed:

Federal Funds State General Funds State Spec. Rev.

SFY 94-95 NA $2,802,097 NA
SFY 95-96 NA 3,600,000 NA

                         Department of Health

                      CLINICAL LABORATORY EVALUATION
                              PROGRAM (CLEP)
                       (Technical Assistance Program)

Objective:  Assures the accuracy and timeliness of clinical laboratory testing of human specimens derived in  
     New York State.

Administering Agency:  NYS Department of Health

NYS Object Code:  12000                           Year Established:  1965
Catalog of Federal Domestic Assistance No.:  NA

Legal Authority:
     Law: Public Health Law, Title V, Article 5
     Regulation: NYCRR Part 58

Program Contact:                         Fiscal Contact:
  Ira Salkin, Ph.D.                        Jerold Strait
  Director                                 Associate Director
  Clinical Laboratory Evaluation Program   Clinical Laboratory Evaluation Program
  NYS Department of Health                 NYS Department of Health
  Wadsworth Laboratory                     Wadsworth Laboratory
  P.O. Box 509                             P.O. Box 509
  Empire State Plaza                       Empire State Plaza
  Albany, NY  12201-0509                   Albany, NY  12201-0509
  (518) 485-5378                           (518) 485-5378

Eligibility:  Clinical Laboratories associated with State Governments, Counties, Cities, Towns, Villages, School 
     Districts, Public Authorities, Private Non-Profit Groups and Others with private laboratories.

Type of Program and Special Restrictions:  Optional, but once chosen subject to mandated State and 
     Federal requirements.  

Action Required to Receive Aid:  Requested technical assistance may be provided during laboratory     
     survey.

Description of Aid/Comments:

     The proper performance of diagnostic laboratory testing is a matter of vital concern, affecting the public
     health, safety and welfare of all New York State citizens.  Clinical laboratories and blood banks provide
     essential public health services in aiding the medical practitioner by furnishing information invaluable in
     the diagnosis and treatment of disease.  Substandard performance of laboratory tests may contribute to
     erroneous diagnoses and/or result in selection of inappropriate treatment protocols, causing prolonged or
     unnecessary hospitalization, injury or even death.  The Clinical Laboratory Evaluation Program assures the
     quality of laboratory testing through a program of on-site inspections, proficiency testing, enforcement
     actions and by providing educational and remediation programs.

     The New York State Clinical Laboratory Improvement Act was enacted in 1964, and on July 1, 1965, New
     York became the first State in the nation to initiate the certification and licensure of clinical laboratories
     and blood banks.  To ensure the accuracy and reliability of results of laboratory tests on New York State
     residents, CLEP performs both on-site inspections and tests the proficiency of laboratories.  These
     inspections ensure compliance with state rules and regulations relating to quality control, qualifications of
     laboratory staff, testing procedures, laboratory equipment and performance by requiring laboratories to
     analyze unknown samples and report their findings.  In addition, CLEP/Wadsworth Center provides
     educational seminars and assists laboratories in remediating testing problems.

Department of Health

CORNELL UNIVERSITY HIV/AIDS EDUCATION

Objective: Provides educational workshops for parents in Nassau County, and enhances the project in Suffolk
County.

Administering Agency: NYS Department of Health

NYS Object Code: 63417* Year Established: 1995
Catalog of Federal Domestic Assistance No.: NA

Legal Authority:
Law: NY Laws of 1990, Chapter 53
Regulation: NA

Eligibility: Private Non-Profit Groups.

Type of Program and Special Restrictions: Optional, without any State or Federal mandated
requirements.

Action Required to Receive Aid: Competitive application for aid required.

Description of Aid:

Flow of Funds: State to Local. Monies are provided partially as an advance and partially as a
reimbursement.
Type of Aid: Ongoing
Formula: NA
Matching Requirement: NA
Maintenance of Effort: NA

Amounts Appropriated:

Federal Funds State General Funds State Spec. Rev.

SFY 94-95 NA NA NA
SFY 95-96 NA $75,000 NA
SFY 96-97 NA 75,000 NA

Amounts Disbursed:

Federal Funds State General Funds State Spec. Rev.

SFY 94-95 NA NA NA
SFY 95-96 NA NA NA

*Refers to all Department of Health AIDS Contracts.

                         Department of Health

                                DES PROGRAM

Objective:  Reduces the mortality and morbidity resulting from exposure to DES in those individuals who were 
     exposed in utero or during pregnancy.

Administering Agency:  NYS Department of Health

NYS Object Code:  63101                           Year Established:  1992
Catalog of Federal Domestic Assistance No.:  NA

Legal Authority:
     Law:  NY Public Health Law, Laws of 1978, Chapter 715
     Regulation: NA

Program Contact:                       Fiscal Contact:
  Eva Sciandra                           Thomas Justin
  Director                               Fiscal Officer
  Cancer Services Program                Bureau of Chronic Disease Services
  Bureau of Chronic Disease Services     NYS Department of Health
  NYS Department of Health               Corning Tower, Room 584
  Corning Tower, Room 584                Albany, NY  12237-0678
  Albany, NY  12237-0678                 (518) 474-1222
  (518) 474-1222

Eligibility:  Hospitals, Universities, Counties and Private Non-Profit Groups.

Type of Program and Special Restrictions:  Optional.

Action Required to Receive Aid:  Competitive application for aid required.

Description of Aid:

     Flow of Funds:  State to Local.  Monies are provided partially as an advance and partially as a 
       reimbursement.
     Type of Aid: Ongoing
     Formula:  NA
     Matching Requirement:  NA
     Maintenance of Effort:  NA

Amounts Appropriated:

                 Federal Funds    State General Funds  State Spec. Rev.

     SFY 94-95        NA                $125,000              NA
     SFY 95-96        NA                 100,000              NA
     SFY 96-97        NA                 100,000              NA

Amounts Disbursed:

                 Federal Funds    State General Funds  State Spec. Rev.

     SFY 94-95        NA                $125,000              NA
     SFY 95-96        NA                 100,000              NA

                         Department of Health

                    DIABETES - COMMUNITY BASED SERVICES

Objective:  Provides grants to local coalitions for programs to help individuals modify personal behavior pat- 
     terns in order to decrease health risks of diabetes and to increase access to diabetes screening and health care
     services.

Administering Agency:  NYS Department of Health; US Department of Health and Human Services

NYS Object Code:  63421                           Year Established:  1982
Catalog of Federal Domestic Assistance No.:  13.991

Legal Authority:
     Law: US Omnibus Budget Reconciliation Act of 1981, PL 97-35
     Regulation: 45 CFR Parts 16, 74 and 96

Program Contact:                       Fiscal Contact:
  Kathryn Godley                         Thomas Justin
  Director                               Fiscal Officer
  Diabetes Control Program               Bureau of Chronic Disease Services
  Bureau of Chronic Disease Services     NYS Department of Health
  NYS Department of Health               Corning Tower, Room 584
  Corning Tower, Room 584                Albany, NY  12237-0678
  Albany, NY  12237-0678                 (518) 474-1222
  (518) 486-9030

Eligibility:  Coalitions of Health Care Providers and Community Based Organizations, Counties, Towns, Vil- 
     lages and Private Non-Profit Groups.

Type of Program and Special Restrictions:  Optional, without any State or Federal mandated 
     requirements.

Action Required to Receive Aid:  Competitive application for aid required.

Description of Aid:

     Flow of Funds:  Federal to State to Local (Pass-through).  Monies are provided partially as an advance and 
       partially as a reimbursement.
     Type of Aid: Project Grant
     Formula:  NA
     Matching Requirement:  NA
     Maintenance of Effort:  NA

Amounts Appropriated:

                 Federal Funds    State General Funds  State Spec. Rev.

     SFY 94-95      $180,000            $180,000              NA
     SFY 95-96       180,000             180,000              NA
     SFY 96-97       180,000                NA                NA

Amounts Disbursed:

                 Federal Funds    State General Funds  State Spec. Rev.

     SFY 94-95      $180,000            $180,000              NA
     SFY 95-96       180,000             180,000              NA

                         Department of Health

                  DIABETES MELLITUS BRIDGE GRANT PROGRAM

Objective:  Temporarily bridges funding to NYS research projects concerned with understanding the cause(s) 
     of diabetes mellitus, to researchers at NYS institutions, to ensure continuance of research into cure,
     treatment and prevention.

Administering Agency:  NYS Department of Health, Wadsworth Center

NYS Object Code:  63408*                          Year Established:  1985
Catalog of Federal Domestic Assistance No.:  NA

Legal Authority:
     Law: NY Laws of 1985, Chapter 596
     Regulation: NA

Program Contact:                       Fiscal Contact:
  Kathleen Cavanagh                      Vincent LoBiondo
  Program Manager                        Senior Budgeting Analyst
  Diabetes Bridge Grants Program         Bureau of Budget Management
  NYS Health Research Council            NYS Department of Health
  Wadsworth Center, Room C345            Corning Tower
  Albany, NY  12201-0509                 Albany, NY  12237
  (518) 474-7760                         (518) 486-1615

Eligibility:  Applicants holding the MD or PhD degree who are US citizens or hold a permanent visa; research 
     projects must be ongoing at NYS institutions.

Type of Program and Special Restrictions:  Mandated, required by State law. 

Action Required to Receive Aid:  Competitive application for aid required.

Description of Aid:

     Flow of Funds:  State to Local.  Monies are provided on a reimbursement basis.
     Type of Aid: Project Grant - six month period.
     Formula:  NA
     Matching Requirement:  NA
     Maintenance of Effort:  NA

Amounts Appropriated:

                 Federal Funds    State General Funds  State Spec. Rev.

     SFY 94-95         NA               $140,000              NA
     SFY 95-96         NA                140,000              NA
     SFY 96-97         NA                140,000              NA

Amounts Disbursed:

                 Federal Funds    State General Funds  State Spec. Rev.

     SFY 94-95         NA              NA                     NA
     SFY 95-96         NA              NA                     NA

*Refers to all Wadsworth Center Aid-to-Localities Contracts/Grants.

Department of Health

EARLY INTERVENTION PROGRAM

Objective: Provides services to infants and toddlers with disabilities or developmental delays and provides
training to county officials and providers.

Administering Agency: NYS Department of Health

NYS Object Code: 63404 Year Established: 1993
Catalog of Federal Domestic Assistance No.: NA

Legal Authority:
Law: NY Laws of 1993, Chapters 428 and 231
Regulation: Notice of proposed rulemaking pending.

Program Contact: Fiscal Contact:
Donna M. Noyes, Ph.D. Deborah J. Nance
Director Director
Early Intervention Program Fiscal Unit
Bureau of Child and Adolescent Health Bureau of Child and Adolescent Health
NYS Department of Health NYS Department of Health
Corning Tower, Room 208 Corning Tower, Room 621
Albany, NY 12237-0618 Albany, NY 12237-0618
(518) 473-7016 (518) 474-4569

Eligibility: Counties and City of New York.

Type of Program and Special Restrictions: Mandated, required by State law or regulations.

Action Required to Receive Aid: Non-competitive application for aid required.

Description of Aid:

Flow of Funds: State to Local based on expenditures.
Type of Aid: Ongoing
Formula: NA
Matching Requirement: State 50%, Local 50%
Maintenance of Effort: NA

Amounts Appropriated:

Federal Funds State General Funds State Spec. Rev.

SFY 94-95 NA $11,625,800 NA
SFY 95-96 $17,392,900 76,245,900 NA
SFY 96-97 23,659,500 70,200,000 NA

Amounts Disbursed:

Federal Funds State General Funds State Spec. Rev.

SFY 94-95 $12,996,188 $10,312,501 NA
SFY 95-96 14,610,187 29,765,821 NA

Department of Health

EMERGENCY MEDICAL SERVICES (EMS)
COURSE REIMBURSEMENT

Objective: Provides reimbursement for the training and certification of EMS Providers (EMTs, Paramedics,
etc.)

Administering Agency: NYS Department of Health

NYS Object Code: 55950, 55951 Year Established: 1975
Catalog of Federal Domestic Assistance No.: NA

Legal Authority:
Law: NY Public Health Law, Article 30
Regulation: NYCRR Part 800

Program Contact: Fiscal Contact:
Edward Wronski Joe Conroy
Deputy Director Sr. Budgeting Analyst
Bureau of Emergency Medical Services NYS Department of Health
NYS Department of Health Bureau of Budget Management
One Commerce Plaza, Room 1126 Corning Tower, Room 1384
Albany, NY 12260 Albany, NY 12237
(518) 474-2219 (518) 473-1465

Eligibility: Counties, Cities, Towns, Villages, Health Care Providers, Educational Institutions and Private
Non-Profit Groups. Must be approved as an EMS Course Sponsor by the NYS Department of Health prior
to conduction of training program.

Type of Program and Special Restrictions: Optional but once chosen subject to mandated State
requirements.

Action Required to Receive Aid: Non-competitive application for aid required.

Description of Aid:

Flow of Funds: State to Local. Monies are provided as a reimbursement.
Type of Aid: Ongoing
Formula: Reimbursement depends on EMS course provided.
Matching Requirement: NA
Maintenance of Effort: NA

Amounts Appropriated:

Federal Funds State General Funds State Spec. Rev.

SFY 94-95 NA NA $6,500,000
SFY 95-96 NA NA 9,500,000
SFY 96-97 NA NA 8,000,000

Amounts Disbursed:

Federal Funds State General Funds State Spec. Rev.

SFY 94-95 NA NA $6,500,000
SFY 95-96 NA NA 9,500,000

Department of Health

EMERGENCY MEDICAL SERVICES (EMS)
REGIONAL COUNCILS

Objective: Supports activities of regional EMS Councils as defined in Article 30 of the NYS Public Health
Law.

Administering Agency: NYS Department of Health

NYS Object Code: NA Year Established: 1975
Catalog of Federal Domestic Assistance No.: NA

Legal Authority:
Law: NY Public Health Law, Article 30
Regulation: NA

Program Contact: Fiscal Contact:
Edward Wronski NYS Department of Health
Deputy Director Bureau of Budget Management
Bureau of Emergency Medical Services Corning Tower, Room 1384
NYS Department of Health Albany, NY 12237
One Commerce Plaza, Room 1126 (518) 474-6546
Albany, NY 12260
(518) 474-2219

Eligibility: Regional EMS Councils as defined in Article 30 of the NYS Public Health Law.

Type of Program and Special Restrictions: Mandated. Required by State law.

Action Required to Receive Aid: Non-competitive application for aid required.

Description of Aid:

Flow of Funds: State to Local. Monies are provided as a reimbursement.
Type of Aid: Ongoing
Formula: NA
Matching Requirement: NA
Maintenance of Effort: NA

Amounts Appropriated:

Federal Funds State General Funds State Spec. Rev.

SFY 94-95 NA NA $212,500
SFY 95-96 NA NA 425,000
SFY 96-97 NA NA 425,000

Amounts Disbursed:

Federal Funds State General Funds State Spec. Rev.

SFY 94-95 NA NA $212,500
SFY 95-96 NA NA 425,000

Department of Health

EMERGENCY MEDICAL SERVICES (EMS)
REGIONAL PROGRAMS

Objective: Maintains regional EMS system supports of EMS provider agencies.

Administering Agency: NYS Department of Health

NYS Object Code: NA Year Established: 1994
Catalog of Federal Domestic Assistance No.: NA

Legal Authority:
Law: NY Public Health Law, Article 30
Regulation: NA

Eligibility: Counties, Cities, Private Non-Profit Groups and Health Care Organizations. Must be public or
private agency involved in planning for or providing prehospital emergency medical services within a multi-
county system.

Type of Program and Special Restrictions: Optional without any State or Federal mandated require-
ments. Funds may not be used for direct patient services, purchase of medical equipment, purchase or
improvement of land or buildings, direct provision of EMS, or operating costs or purchase of equipment
for EMS services.

Action Required to Receive Aid: Non-competitive application for aid required.

Description of Aid:

Flow of Funds: State to Local. Monies are provided partially as an advance and partially as a
reimbursement.
Type of Aid: Ongoing
Formula: NA
Matching Requirement: NA
Maintenance of Effort: NA

Amounts Appropriated:

Federal Funds State General Funds State Spec. Rev.

SFY 94-95 NA NA $1,563,627
SFY 95-96 NA NA 1,917,500
SFY 96-97 NA NA 1,917,500

Amounts Disbursed:

Federal Funds State General Funds State Spec. Rev.

SFY 94-95 NA NA $1,563,627
SFY 95-96 NA NA 1,917,500

                         Department of Health

                     ENVIRONMENTAL LABORATORY APPROVAL
                              PROGRAM (ELAP)
                       (Technical Assistance Program)

Objective:  Assures the accuracy and timeliness of laboratory analysis of environmental samples collected in  
     New York State.

Administering Agency:  NYS Department of Health

NYS Object Code:  12000                           Year Established:  1983
Catalog of Federal Domestic Assistance No.:  NA

Legal Authority:
     Law:  Public Health Law, Title I, Article 5
     Regulation:  10 NYCRR Part 55, Subparts 55.2 and 55.3

Program Contact:                       Fiscal Contact:
  Kenneth Jackson, Ph.D.                 Margaret Prevost
  Director                               Administrator
  Environmental Laboratory Approval      Environmental Laboratory Approval
    Program                                Program
  NYS Department of Health               NYS Department of Health
  Wadsworth Center                       Wadsworth Center
  P.O. Box 509                           P.O. Box 509
  Empire State Plaza                     Empire State Plaza
  Albany, NY  12201-0509                 Albany, NY  12201-0509
  (518) 485-5570                         (518) 485-5570

Eligibility:  Environmental Laboratories associated with State Governments, Counties, Cities, Towns, Villages, 
     School Districts, Public Authorities, Private Non-Profit Groups and Others.

Type of Program and Special Restrictions:  Optional but once chosen subject to mandated State or  
     Federal requirements.  

Action Required to Receive Aid:  Requested technical assistance may be made during a laboratory 
     inspection.

Description of Aid/Comments:

     The proper performance of laboratory analysis of environmental samples is necessary to insure the health
     and safety of the general public and to protect the environment.  Improper or incompetent analysis may
     allow potentially hazardous situations to go unnoticed and unaddressed.  Proper identification of toxics in
     drinking water, ground water, air and waste sites is necessary before adequate remediation and corrective
     action occurs.  Failure to take such action can result in illness, disease and even death.  The Environmental
     Laboratory Approval Program assures the quality of environmental testing provided in New York State
     through a coordinated certification program, including annual laboratory inspections and proficiency testing.

     Chapter 614 of the Laws of 1983, as modified by Chapter 901 of the Laws of 1984, authorized the
     Commissioner of Health to issue certificates of approval for laboratory analysis in categories including, but
     not limited to:  potable water, non-potable water, sediment, solid waste and air.  ELAP currently certifies
     laboratories for environmental analysis in all these areas; sediment analyses are included in the solid and
     hazardous waste category.  The State of New York or any of its political subdivisions must contract with
     a laboratory certified for environmental analyses.  Testing required by the Sanitary Code, including testing
     of public drinking water, swimming pools and bathing beaches, as well as tests required by the
     Environmental Conservation Law on water, air, and solid and hazardous waste must be performed in ELAP
     certified laboratories.  Effective April 1, 1993 the requirement for ELAP certification of laboratories has
     been further extended by an amendment to Section 502 of the Public Health Law, Chapter 699 of the Laws
     of 1992, which requires all laboratories performing environmental analysis of any sample of New York State
     origin to be ELAP certified if ELAP certification is offered for that analysis.  In order to insure the
     accuracy and reliability of tests performed by these laboratories, annual on-site inspections and semi-annual
     proficiency tests are required.

Department of Health

EXPANDED COMPREHENSIVE SICKLE
CELL SERVICES

Objective: Provides expanded and comprehensive medical and social services to individuals with or at risk
for sickle cell anemia or other hemoglobinopathies on a regional or targeted-area basis.

Administering Agency: NYS Department of Health, Wadsworth Center, Division of Genetic Diseases,
Laboratory of Newborn Screening and Genetic Services

NYS Object Code: 63490 Year Established: 1987
Catalog of Federal Domestic Assistance No.: NA

Legal Authority:
Law: NY Laws of 1987, Chapter 53
Regulation: NA

Program Contact: Fiscal Contact:
Kenneth A. Pass, Ph.D. Vincent LoBiondo
Chief Senior Budgeting Analyst
Laboratory of Newborn Screening Bureau of Budget Management
and Genetic Services NYS Department of Health
Wadsworth Center Corning Tower
Albany, NY 12201 Albany, NY 12237
(518) 473-1993 (518) 486-1615

Eligibility: Private Non-Profit Groups

Type of Program and Special Restrictions: Optional without any State or Federal mandated
requirements.

Action Required to Receive Aid: Competitive application for aid required.

Description of Aid:

Flow of Funds: State to Local. Monies are provided partially as an advance and ultimately as a
requirement.
Type of Aid: Project grant.
Formula: NA
Matching Requirement: NA
Maintenance of Effort: NA

Amounts Appropriated:

Federal Funds State General Funds State Spec. Rev.

SFY 94-95 NA $288,750 NA
SFY 95-96 NA 231,000 NA
SFY 96-97 NA 231,000 NA

Amounts Disbursed:

Federal Funds State General Funds State Spec. Rev.

SFY 94-95 NA $269,987 NA
SFY 95-96 NA 198,042 NA

Department of Health

FAMILY PLANNING

Objective: Insures the availability and accessibility of high quality, affordable family planning services for low
income women throughout New York State.

Administering Agency: NYS Department of Health; US Department of Health and Human Services

NYS Object Code: 63402 Year Established: 1982
Catalog of Federal Domestic Assistance No.: 13.217

Legal Authority:
Law: US Public Health Service Act, PL 94-63, Title X, Section 100
Regulation: 10 NYCRR 754.1

Program Contact: Fiscal Contact:
Barbara McTague Connie Buckley
Director Supervising Budget Analyst
Bureau of Women's Health Bureau of Budget Management
NYS Department of Health NYS Department of Health
Corning Tower, Room 878 Corning Tower, Room 1341
Albany, NY 12237-0621 Albany, NY 12237
(518) 474-3368 (518) 486-3605

Eligibility: Counties and Private Non-Profit Groups. Must be a NY Public Health Law, Article 28 facility
with approved family planning services.

Type of Program and Special Restrictions: Optional, but once chosen subject to mandated State and
Federal requirements.

Action Required to Receive Aid: Competitive application for aid required.

Description of Aid:

Flow of Funds: State to Local. Monies are provided partially as an advance and partially as a
reimbursement.
Type of Aid: Ongoing
Formula: NA
Matching Requirement: Consult program contact.
Maintenance of Effort: NA

Amounts Appropriated:

Federal Funds State General Funds State Spec. Rev.

SFY 94-95 NA $16,117,600 $2,497,100
SFY 95-96 NA 15,817,600 2,497,100
SFY 96-97 NA 16,827,600 2,497,100

Amounts Disbursed:

Federal Funds State General Funds State Spec. Rev.

SFY 94-95 NA $16,117,600 $2,497,100
SFY 95-96 NA 15,501,248 2,372,245

Comments: See Family Planning Services (Title X), and Family Planning Services (MCHS Block Grant).

Department of Health

FAMILY PLANNING SERVICES
(MCHS BLOCK GRANT)

Objective: Supports the provision and expansion of family planning services, especially to needy individuals.

Administering Agency: NYS Department of Health; US Department of Health and Human Services

NYS Object Code: 63402 Year Established: 1982
Catalog of Federal Domestic Assistance No.: 13.994

Legal Authority:
Law: US Omnibus Budget Reconciliation Act of 1981, PL 97-35
Regulation: 45 CFR Parts 16, 74 and 96

Program Contact: Fiscal Contact:
Barbara McTague Gail Butler
Director Sr. Budgeting Analyst
Bureau of Women's Health Bureau of Budget Management
NYS Department of Health NYS Department of Health
Corning Tower, Room 878 Corning Tower, Room 1384
Albany, NY 12237-0621 Albany, NY 12237
(518) 474-3368 (518) 473-9353

Eligibility: Private Non-Profits. Planned Parenthood and other non-profit groups involved in family planning
counseling and medical activities.

Type of Program and Special Restrictions: Optional, without any State or Federal mandated require-
ments. Funds may not be used for inpatient services other than for crippled children or high risk pregnant
women and infants; cash payments to recipients; purchase or improvement of capital items; purchase of
major medical equipment; matching share for other Federal funds; or for research or training in profit-
making organizations.

Action Required to Receive Aid: Competitive application for aid required.

Description of Aid:

Amounts Appropriated:

Federal Funds State General Funds State Spec. Rev.

SFY 94-95 $895,042* NA NA
SFY 95-96 895,042* NA NA
SFY 96-97 895,042* NA NA

*Amounts are program allocations for the grant duration.

Amounts Disbursed:

Federal Funds State General Funds State Spec. Rev.

SFY 94-95 $895,042* NA NA
SFY 95-96 877,141* NA NA

*Expenditures for grant period.

Department of Health

FAMILY PLANNING SERVICES (TITLE X)

Objective: Assures that every pregnancy is a wanted pregnancy and that adequate prenatal and perinatal child
health care is available to those in need. This program assesses the need for family planning services
statewide, develops and implements community outreach and educational programs, and monitors activities
statewide.

Administering Agency: NYS Department of Health; US Department of Health and Human Services

NYS Object Code: 63402 Year Established: 1972
Catalog of Federal Domestic Assistance No.: 13.217

Legal Authority:
Law: US Public Health Service Act, PL 95-613, Title X, Section 1001
Regulation: 45 CFR Part 74

Program Contact: Fiscal Contact:
Barbara McTague Earl Seguine
Director Sr. Accountant
Bureau of Women's Health Bureau of Budget Management
NYS Department of Health NYS Department of Health
Corning Tower, Room 878 Corning Tower, Room 1384
Albany, NY 12237-0621 Albany, NY 12237
(518) 474-3368 (518) 486-1890

Eligibility: Private Non-Profits. Must be an organization providing family planning counseling and related
medical care.

Type of Program and Special Restrictions: Optional, without any State or Federal mandated require-
ments. Must be used for family planning activities.

Action Required to Receive Aid: Competitive application for aid required.

Description of Aid:

Amounts Appropriated:

Federal Funds State General Funds State Spec. Rev.

SFY 94-95 $6,845,918* NA NA
SFY 95-96 7,269,852* NA NA
SFY 96-97 7,170,952* NA NA

*Amounts are for program allocations for the total grant award.

Amounts Disbursed:

Federal Funds State General Funds State Spec. Rev.

SFY 94-95 $6,845,918* NA NA
SFY 95-96 7,124,454* NA NA

*Expenditures for grant period.

Department of Health

GENETICS SERVICES

Objective: Ensures that individuals affected with, at-risk for transmitting, or concerned about a genetic dis-
order are able to make informed health decisions, and that all individuals affected with, at-risk of
transmitting, or concerned about a genetic disorder are provided access to comprehensive genetics services
including diagnostic, counseling and preventive services.

Administering Agency: NYS Department of Health, Wadsworth Center, Division of Genetic Diseases,
Laboratory of Newborn Screening and Genetic Services; US Department of Health and Human Services

NYS Object Code: 63408* Year Established: 1985
Catalog of Federal Domestic Assistance No.: 93.994

Legal Authority:
Law: NY Laws of 1990, Chapter 53; US Omnibus Budget Reconciliation Act of 1981, PL 97-35
Regulation: NA

Eligibility: Private Non-Profit Groups.

Type of Program and Special Restrictions: Optional, without any State or Federal mandated require-
ments. Aid is not available for laboratory supplies/personnel/equipment or Ph.D./M.D. salaries.

Action Required to Receive Aid: Competitive application for aid required. Three year program with
annual non-competitive renewal.

Description of Aid:

Flow of Funds: Federal to State to Local and State to Local. Monies are provided partially as an advance
and ultimately as a reimbursement.
Type of Aid: Project grant - three year projects.
Formula: NA
Matching Requirement: NA
Maintenance of Effort: NA

Amounts Appropriated:

Federal Funds State General Funds State Spec. Rev.

SFY 94-95 $1,872,508 $700,000 NA
SFY 95-96 1,872,508 700,000 NA
SFY 96-97 1,872,508 700,000 NA

Amounts Disbursed:

Federal Funds State General Funds State Spec. Rev.

SFY 94-95 $1,815,929 $700,000 NA
SFY 95-96 1,815,588 700,000 NA

*Refers to all Wadsworth Center Aid-to-Localities Contracts/Grants.

                         Department of Health

                               HEALTHY HEART

Objective:  Reduces the morbidity and mortality associated with hypertension of high risk individuals with   
     limited access to care by increasing the number of controlled hypertensives.

Administering Agency:  NYS Department of Health; US Department of Health and Human Services

NYS Object Code:  63423                           Year Established:  1978
Catalog of Federal Domestic Assistance No.:  13.991

Legal Authority:
     Law:  US Omnibus Budget Reconciliation Act of 1981, PL 97-35
     Regulation: 45 CFR Parts 16, 74 and 96

Program Contact:                       Fiscal Contact:
  Sonja Hedlund                          Bob Dwore
  Director                               Finance Director
  NYS Healthy Heart Program              NYS Healthy Heart Program
  NYS Department of Health               NYS Department of Health
  Corning Tower, Room 515                Corning Tower, Room 557
  Albany, NY  12237                      Albany, NY  12237

Eligibility:  Counties, Cities, Towns, Villages, School Districts and Private Non-Profit Groups.  Must be an  
     agency serving high risk populations.

Type of Program and Special Restrictions:  Optional, without any State or Federal mandated require- 
     ments.  Funds may not be used for inpatient services, cash payments to recipients of health services;
     purchase of major medical equipment, purchase or improvement of land or building, direct provision of
     home health services, operating costs, or purchase of equipment for EMS systems.

Action Required to Receive Aid:  Competitive application for aid required.

Description of Aid:

     Flow of Funds:  Federal to State to Local (Pass-through).  Monies are provided partially as an advance and 
       partially as a reimbursement.
     Type of Aid:  Project Grant
     Formula:  NA
     Matching Requirement:  NA
     Maintenance of Effort:  NA

Amounts Appropriated:

                 Federal Funds    State General Funds  State Spec. Rev.

     SFY 94-95     $960,000           $1,747,000              NA
     SFY 95-96      960,000            1,747,000              NA
     SFY 96-97      960,000            1,747,000              NA

Amounts Disbursed:

                 Federal Funds    State General Funds  State Spec. Rev.

     SFY 94-95     $960,000           $1,747,000              NA
     SFY 95-96      960,000            1,747,000              NA

Department of Health

HEALTHY NEIGHBORHOODS
(PHHS BLOCK GRANT)

Objective: Provides comprehensive, preventive health services to at-risk populations. Strengthens the com-
munity sanitation and safety aspects of the rodent control program and focuses activities on identifying
people who need personal health services and linking them to those services.

Administering Agency: NYS Department of Health; US Department of Health and Human Services

NYS Object Code: 63425 Year Established: 1985
Catalog of Federal Domestic Assistance No.: 13.991

Legal Authority:
Law: US Omnibus Budget Reconciliation Act of 1981, PL 97-35
Regulation: 45 CFR Parts 16, 74 and 96

Program Contact: Fiscal Contact:
Richard Svenson Gail Butler
Director Sr. Budgeting Analyst
Bureau of Community Sanitation Bureau of Budget Management
and Food Protection NYS Department of Health
NYS Department of Health Corning Tower, Room 1384
Corning Tower, Room 557 Albany, NY 12237
Albany, NY 12237 (518) 473-9353
(518) 474-0512

Eligibility: Counties and Cities. Must be a county or city health department proposing to serve high risk
areas identified by the NYS Department of Health.

Type of Program and Special Restrictions: Optional, without any State or Federal mandated require-
ments. Funds must be used to improve sanitary conditions in communities.

Action Required to Receive Aid: Competitive application for aid required.

Description of Aid:

Flow of Funds: Federal to State to Local (Pass-through). Monies are provided partially as an advance and
partially as a reimbursement.
Type of Aid: Ongoing
Formula: NA
Matching Requirement: NA
Maintenance of Effort: NA

Amounts Appropriated:

Federal Funds State General Funds State Spec. Rev.

SFY 94-95 $1,193,397* NA NA
SFY 95-96 1,193,397* NA NA
SFY 96-97 1,193,397* NA NA

*Amounts are program allocations for the grant duration.

Amounts Disbursed:

Federal Funds State General Funds State Spec. Rev.

SFY 94-95 $1,098,341* NA NA
SFY 95-96 1,014,300* NA NA

*Expenditures for grant period.

Department of Health

HIV AND SUBSTANCE ABUSE FELLOWSHIP PROGRAM

Objective: To recruit health professionals to deliver HIV services, to ensure continuing expertise in HIV care,
and to develop a cadre of leaders in the field.

Administering Agency: NYS Department of Health

NYS Object Code: 63417* Year Established: 1990
Catalog of Federal Domestic Assistance No.: NA

Legal Authority:
Law: NY Laws of 1990, Chapter 53
Regulation: NA

Eligibility: Hospitals. The hospital must be an AIDS Designated Care Center.

Action Required to Receive Aid: Non-competitive application for aid required.

Description of Aid:

Flow of Funds: State to Local. Monies are provided partially as an advance and partially as a
reimbursement.
Type of Aid: Ongoing
Formula: NA
Matching Requirement: NA
Maintenance of Effort: NA

Amounts Appropriated:

Federal Funds State General Funds State Spec. Rev.

SFY 94-95 NA $50,000 $1,438,000
SFY 95-96 NA NA 1,488,000
SFY 96-97 NA NA 1,488,000

Amounts Disbursed:

Federal Funds State General Funds State Spec. Rev.

SFY 94-95 NA NA NA
SFY 95-96 NA NA NA

*Refers to all Department of Health AIDS contracts.

Department of Health

HIV COUNSELING & TESTING IN FAMILY PLANNING
CLINICS & PRENATAL CARE ASSISTANCE PROGRAMS

Objective: To provide HIV counseling and testing services to family planning and Prenatal Care Assistance
Program clients at risk of HIV infection.

Administering Agency: NYS Department of Health

NYS Object Code: 63417* Year Established: 1988
Catalog of Federal Domestic Assistance No.: NA

Legal Authority:
Law: NY Laws of 1990, Chapter 53
Regulation: NA

Program Contact: Fiscal Contact:
Robert W. Walsh Vincent LoBiondo
Acting Director Sr. Budgeting Analyst
Bureau of Women's Health Bureau of Budget Management
NYS Department of Health NYS Department of Health
Corning Tower, Room 831 Corning Tower
Albany, NY 12237 Albany, NY 12237
(518) 474-3368 (518) 486-1615

Eligibility: Counties and Private Non-Profit Groups. Must comply with NY Public Health Law, Article 28
facilities requirements and have approved family planning services.

Type of Program and Special Restrictions: Optional, but once chosen subject to mandated State and
Federal requirements.

Action Required to Receive Aid: Competitive application for aid required.

Description of Aid:

Flow of Funds: State to Local. Monies are provided as a reimbursement.
Type of Aid: Ongoing
Formula: Agencies receive a basic grant amount (counselor salary and fringe), and additional funds based
on their percentage of total client base and percentage of Statewide tests performed.
Matching Requirement: NA
Maintenance of Effort: NA

Amounts Appropriated:

Federal Funds State General Funds State Spec. Rev.

SFY 94-95 NA $3,476,000 $524,000
SFY 95-96 NA 3,452,000 548,000
SFY 96-97 NA 3,452,000 548,000

Amounts Disbursed:

Federal Funds State General Funds State Spec. Rev.

SFY 94-95 NA $1,903,031 NA
SFY 95-96 NA 2,481,882 NA

*Refers to all Department of Health AIDS contracts.

Department of Health

HIV SERVICES FOR ADOLESCENTS

Objective: To reduce the transmission and incidence of HIV among adolescents at high risk for HIV infection
and to improve the health status of medically indigent HIV+ adolescents.

Administering Agency: NYS Department of Health

NYS Object Code: 63417* Year Established: 1990
Catalog of Federal Domestic Assistance No.: NA

Legal Authority:
Law: NY Laws of 1990, Chapter 53
Regulation: NA

Eligibility: Private Non-Profit Groups and Hospitals.

Action Required to Receive Aid: Competitive application for aid required.

Description of Aid:

Flow of Funds: State to Local. Monies are provided partially as an advance and partially as a
reimbursement.
Type of Aid: Ongoing
Formula: NA
Matching Requirement: NA
Maintenance of Effort: NA

Amounts Appropriated:

Federal Funds State General Funds State Spec. Rev.

SFY 94-95 NA $3,171,000 NA
SFY 95-96 NA 2,321,000 $850,000
SFY 96-97 NA 2,321,000 850,000

Amounts Disbursed:

Federal Funds State General Funds State Spec. Rev.

SFY 94-95 NA $ 845,015 NA
SFY 95-96 NA 1,336,466 NA

*Refers to all Department of Health AIDS contracts.

Department of Health

HIV SERVICES FOR HIGH RISK
WOMEN AND CHILDREN

Objective: To ensure that women at high risk of HIV receive the information and services they need for
themselves and their children.

Administering Agency: NYS Department of Health

NYS Object Code: 63417* Year Established: 1990
Catalog of Federal Domestic Assistance No.: NA

Legal Authority:
Law: NY Laws of 1990, Chapter 53
Regulation: NA

Eligibility: Private Non-Profit Groups and Local Health Units. Organizations must have existing programs
providing services to women.

Action Required to Receive Aid: Competitive application for aid required.

Description of Aid:

Flow of Funds: State to Local. Monies are provided partially as an advance and partially as a
reimbursement.
Type of Aid: Ongoing
Formula: NA
Matching Requirement: NA
Maintenance of Effort: NA

Amounts Appropriated:

Federal Funds State General Funds State Spec. Rev.

SFY 94-95 NA $1,375,000 NA
SFY 95-96 NA 1,375,000 NA
SFY 96-97 NA 1,375,000 NA

Amounts Disbursed:

Federal Funds State General Funds State Spec. Rev.

SFY 94-95 NA $ 583,513 NA
SFY 95-96 NA 1,227,592 NA

*Refers to all Department of Health AIDS contracts.

Department of Health

HIV SERVICES FOR PAROLEES

Objective: To ensure that parolees at risk of HIV and their families receive needed information and services.

Administering Agency: NYS Department of Health

NYS Object Code: 63417* Year Established: 1990
Catalog of Federal Domestic Assistance No.: NA

Legal Authority:
Law: NY Laws of 1990, Chapter 53
Regulation: NA

Eligibility: Private Non-Profit Groups. Organizations must be capable of providing the following services to
parolees: HIV education, client services, including case management, information and referral.

Action Required to Receive Aid: Competitive application for aid required.

Description of Aid:

Flow of Funds: State to Local. Monies are provided partially as an advance and partially as a
reimbursement.
Type of Aid: Ongoing
Formula: NA
Matching Requirement: NA
Maintenance of Effort: NA

Amounts Appropriated:

Federal Funds State General Funds State Spec. Rev.

SFY 94-95 NA $1,130,000 NA
SFY 95-96 NA 1,130,000 NA
SFY 96-97 NA 1,130,000 NA

Amounts Disbursed:

Federal Funds State General Funds State Spec. Rev.

SFY 94-95 NA $516,519 NA
SFY 95-96 NA 764,341 NA

*Refers to all Department of Health AIDS contracts.

Department of Health

IMMUNIZATION

Objective: Prevents the occurrence and transmission of vaccine preventable diseases: diphtheria, tetanus, per-
tussis, poliomyelitis, measles, rubella, mumps, haemophilius influenzae type B, hepatitis B and varicella.

Administering Agency: NYS Department of Health; US Department of Health and Human Services

NYS Object Code: 63406 Year Established: 1978
Catalog of Federal Domestic Assistance No.: 93.268

Legal Authority:
Law: US Public Health Service Act, Section 317
Regulation: 45 CFR Part 74

Program Contact: Fiscal Contact:
Joseph M. Henderson Earl Seguine
Immunization Program Manager Sr. Accountant
Immunization Program Bureau of Budget Management
Bureau of Communicable Disease Control NYS Department of Health
NYS Department of Health Corning Tower, Room 1360
Corning Tower, Room 649 Albany, NY 12237
Albany, NY 12237 (518) 486-1890
(518) 473-4437

Eligibility: Counties and Various Immunization Clinics. Must be an organization providing immunization ser-
vices to children.

Type of Program and Special Restrictions: Mandated, required by State law or regulations. Funding is
provided for purchase of vaccine and for supporting a public health delivery system that ensures children,
adolescents and adults are fully immunized.

Action Required to Receive Aid: An application for aid is required.

Description of Aid:

Flow of Funds: Federal to State to Local (Pass-through).
Type of Aid: Project Grant
Formula: NA
Matching Requirement: NA
Maintenance of Effort: NA

Amounts Appropriated:

Federal Funds State General Funds State Spec. Rev.

SFY 94-95 $13,297,920* NA NA
SFY 95-96 18,794,413* NA NA
SFY 96-97 16,997,457* NA NA

*Awards for grant period.

Amounts Disbursed:

Federal Funds State General Funds State Spec. Rev.

SFY 94-95 $ 6,645,300 NA NA
SFY 95-96 10,881,500 NA NA

Department of Health

IMMUNIZATION

Objective: To prevent reoccurrence and transmission of the vaccine preventable diseases.

Administering Agency: NYS Department of Health

NYS Object Code: 63406 Year Established: 1982
Catalog of Federal Domestic Assistance No.: NA

Legal Authority:
Law: NY Public Health Law, Sections 2164, 2165, 613, 2805h, 4405a, 4710a, 2500e
Regulation: NYCRR Title 10 Subparts 66-1 and 66-2, 405.3, 414.17, 730.4, 470.4

Program Contact: Fiscal Contact:
Joseph M. Henderson Mady Byrne Pennisi
Immunization Program Manager Associate Budgeting Analyst
Immunization Program Bureau of Budget Management
Bureau of Communicable Disease Control NYS Department of Health
NYS Department of Health Corning Tower, Room 1372
Corning Tower, Room 649 Albany, NY 12237
Albany, NY 12237 (518) 474-5081
(518) 473-4437

Eligibility: Counties and Cities. Organization must provide vaccine in accordance with State and Federal
requirements.

Type of Program and Special Restrictions: Optional, but once chosen subject to mandated State require-
ments. Vaccine accounting, adverse event reporting, eligibility screening and informed consent procedures must
be followed in order to receive vaccine.

Action Required to Receive Aid: Enrollment in the New York Vaccines for Children program is required.

Description of Aid:

Flow of Funds: State to Local. Monies are provided for vaccine only.
Type of Aid: Ongoing
Formula: Vaccine distribution to local health units is based on live births and population greater than or equal
to 185 percent of the poverty level.
Matching Requirement: NA
Maintenance of Effort: NA

Amounts Appropriated:

Federal Funds State General Funds State Spec. Rev.

SFY 94-95 NA $5,273,000 $1,100,000
SFY 95-96 NA 5,038,100 1,100,000
SFY 96-97 NA 5,313,585 1,500,000

Amounts Disbursed:

Federal Funds State General Funds State Spec. Rev.

SFY 94-95 NA $5,002,200 $1,090,800
SFY 95-96 NA 5,038,100 1,100,000

Comments: See Federal Project Grant Immunization.

Department of Health

INDIAN HEALTH SERVICES (MCHS BLOCK GRANT)

Objective: Supports the provision of preventive care and early prenatal care in clinical settings.

Administering Agency: NYS Department of Health; US Department of Health and Human Services

NYS Object Code: 63413 Year Established: 1982
Catalog of Federal Domestic Assistance No.: 93.994

Legal Authority:
Law: US Omnibus Budget Reconciliation Act of 1981, PL 97-35; PHL Section 201(1)(s)
Regulation: 45 CFR Parts 16, 74 and 96

Program Contact: Fiscal Contact:
Diane Dwire Gail Butler
Manager Sr. Budgeting Analyst
Indian Health Program Bureau of Budget Management
NYS Department of Health NYS Department of Health
Syracuse Regional Office Corning Tower, Room 1384
217 So. Salina Street Albany, NY 12237
Syracuse, NY 13202 (518) 473-9353
(315) 426-7640

Eligibility: Counties, Cities, Towns, Villages, School Districts and Private Non-Profit Groups. Must be needy
Native Americans living on reservation.

Action Required to Receive Aid: Competitive application for aid required.

Description of Aid:

Amounts Appropriated:

Federal Funds* State General Funds State Spec. Rev.

SFY 94-95 $301,165 NA NA
SFY 95-96 301,165 NA NA
SFY 96-97 301,165 NA NA

*Amounts are program allocations for the grant duration.

Amounts Disbursed:

Federal Funds State General Funds State Spec. Rev.

SFY 94-95 $301,165* NA NA
SFY 95-96 NA NA NA

*Expenditures for grant period.

Department of Health

LONG ISLAND ASSOCIATION FOR AIDS CARE
HIV SERVICES

Objective: To (1) identify the medical and social services gaps for children orphaned by AIDS on Long Island,
as well as strategies to link families with AIDS with community services in order to plan for future care needs
of their children, and (2) develop innovative comprehensive model service programs for such children.

Administering Agency: NYS Department of Health

NYS Object Code: 63417* Year Established: 1995
Catalog of Federal Domestic Assistance No.: NA

Legal Authority:
Law: NY Laws of 1990, Chapter 53
Regulation: NA

Eligibility: Private Non-Profit Group.

Type of Program and Special Restrictions: Optional, without any State or Federal mandated
requirements.

Action Required to Receive Aid: Competitive application for aid required.

Description of Aid:

Flow of Funds: State to Local. Monies are provided partially as an advance and partially as a reimbursement.
Type of Aid: Ongoing
Formula: NA
Matching Requirement: NA
Maintenance of Effort: NA

Amounts Appropriated:

Federal Funds State General Funds State Spec. Rev.

SFY 94-95 NA NA NA
SFY 95-96 NA $50,000 NA
SFY 96-97 NA 50,000 NA

Amounts Disbursed:

Federal Funds State General Funds State Spec. Rev.

SFY 94-95 NA NA NA
SFY 95-96 NA $27,773 NA

*Refers to all Department of Health AIDS contracts.

Department of Health

MANAGED CARE GRANT FUND

Objective: Provides funding to local districts to support expenses related to the development and implementation
of the local district's managed care program.

Administering Agency: NYS Department of Health

NYS Object Code: NA Year Established: 1991
Catalog of Federal Domestic Assistance No.: NA

Legal Authority:
Law: NY Social Services Law, Section 364-j
Regulation: NA

Program Contact: Fiscal Contact:
Maureen Connors Richard Radzyminski
Medical Care Administrator Director
Office of Managed Care Bureau of Local Financial Operations
NYS Department of Health NYS Department of Social Services
Corning Tower, Room 2074 40 N. Pearl Street, 8th Floor
Albany, NY 12237 Albany, NY 12243
(518) 486-9015 (518) 474-7527

Eligibility: Counties

Type of Program and Special Restrictions: Mandated, required by State law.

Action Required to Receive Aid: Budget summary submission prior to funds release, then monthly claims
submission.

Description of Aid:

Flow of Funds: State to Local. Monies are provided as a reimbursement.
Type of Aid: Ongoing
Formula: Grant award based on number of Medicaid recipients supplemental awards for special circumstances.
Matching Requirement: State 50%; Local 50%
Maintenance of Effort: NA

Amounts Appropriated:

Federal Funds State General Funds State Spec. Rev.

SFY 94-95 NA $1,835,000 NA
SFY 95-96 NA 3,112,500 NA
SFY 96-97 NA 4,300,000 NA

Amounts Disbursed:

Federal Funds State General Funds State Spec. Rev.

SFY 94-95 NA $1,678,029 NA
SFY 95-96 NA 3,914,899 NA

Department of Health

MATERNAL AND CHILD HEALTH SERVICES
(MCHS BLOCK GRANT)

Objective: Assumes all needy individuals access to quality maternal and child health services. Further, reduces
infant mortality, preventable diseases and handicapping conditions among children; supports rehabilitation
services for blind and disabled children who qualify for Title XVI benefits; and provides medical, surgical and
corrective services for children who are crippled or who are suffering from conditions leading to crippling.

Administering Agency: NYS Department of Health; US Department of Health and Human Services

NYS Object Code: 634911 Year Established: 1982
Catalog of Federal Domestic Assistance No.: 13.994

Legal Authority:
Law: US Omnibus Budget Reconciliation Act of 1989, PL 97-35
Regulation: 45 CFR Parts 16, 74 and 96

Program Contact: Fiscal Contact:
Karen Kalaijian Gail Butler
Associate Director Sr. Budgeting Analyst
Center for Community Health Bureau of Budget Management
NYS Department of Health NYS Department of Health
Corning Tower, Room 612 Corning Tower, Room 1384
Albany, NY 12237 Albany, NY 12237
(518) 473-0771 (518) 473-9353

Eligibility: Counties, Cities, Towns, Villages, School Districts and Private Non-Profit Groups.

Action Required to Receive Aid: Competitive application for aid required.

Description of Aid:
Flow of Funds: Federal to State to Local (Pass-through). Monies are provided partially as an advance and
partially as a reimbursement.
Type of Aid: Project Grant
Formula: NA
Matching Requirement: NA
Maintenance of Effort: NA

Amounts Appropriated:

Federal Funds** State General Funds State Spec. Rev.

SFY 94-95 $41,439,904 NA NA
SFY 95-96 41,285,407 NA NA
SFY 96-97 40,909,679 NA NA

Amounts Disbursed:

Federal Funds*** State General Funds State Spec. Rev.

SFY 94-95 $45,764,634 NA NA
SFY 95-96 42,175,231 NA NA

Comments: This summary addresses the entire MCHS Block Grant. Selected individual programs are also sum-
marized in this catalog.

*Refers to Department of Health MCHS grants.
**Amounts are program allocations for the grant duration.
***Expenditures are supported with new and prior year carry-in funds.

                          Department of Health

                          MATERNAL AND INFANT CARE
                             (MCHS BLOCK GRANT)

Objective:  Provides prenatal, delivery and post-partum care to high risk women, and preventive care and followup 
     services to children to age ten.

Administering Agency:  NYS Department of Health; US Department of Health and Human Services

NYS Object Code:  63491*                            Year Established:  1982
Catalog of Federal Domestic Assistance No.:  13.994

Legal Authority:
     Law: US Omnibus Budget Reconciliation Act of 1982, PL 97-35
     Regulation: 45 CFR Parts 16, 74 and 96

Program Contact:                       Fiscal Contact:
  Taimi Carnahan, Ph.D.                  Deborah Nance
  Director                               Director
  Preventive Services                    Fiscal Unit
  Bureau of Child and Adolescent Health  Bureau of Child and Adolescent Health
  NYS Department of Health               NYS Department of Health
  Corning Tower, Room 208                Corning Tower, Room 621
  Albany, NY  12237-0618                 Albany, NY  12237-0618
  (518) 474-2084                         (518) 474-4569

Eligibility:  Erie County Department of Health.

Type of Program and Special Restrictions:  Optional, without any State or Federal mandated 
     requirements.  

Action Required to Receive Aid:  Available only for Erie County Department of Health.

Description of Aid:

     Flow of Funds:  Federal to State to Local (Pass-through).  
     Type of Aid: Ongoing
     Formula:  NA
     Matching Requirement:  NA
     Maintenance of Effort:  NA

Amounts Appropriated:

                 Federal Funds    State General Funds  State Spec. Rev.

     SFY 94-95     $365,731               NA                  NA
     SFY 95-96      365,731               NA                  NA
     SFY 96-97        NA                  NA                  NA

Amounts Disbursed:

                 Federal Funds    State General Funds  State Spec. Rev.

     SFY 94-95     $365,731**             NA                  NA
     SFY 95-96      365,729**             NA                  NA

 *Refers to Department of Health MCHS grants.
**Expenditure for grant period.

Department of Health

MIGRANT HEALTH (MCHS BLOCK GRANT)

Objective: Supports the provision of health services to children of migrant farm workers and rural poor.

Administering Agency: NYS Department of Health; US Department of Health and Human Services

NYS Object Code: 63411 Year Established: 1982
Catalog of Federal Domestic Assistance No.: 13.994

Legal Authority:
Law: US Omnibus Budget Reconciliation Act of 1982, PL 97-35
Regulation: 45 CFR Parts 16, 74 and 96

Program Contact: Fiscal Contact:
Taimi Carnahan, Ph.D. Deborah Nance
Director Director
Preventive Services Fiscal Unit
Bureau of Child and Adolescent Health Bureau of Child and Adolescent Health
NYS Department of Health NYS Department of Health
Corning Tower, Room 208 Corning Tower, Room 621
Albany, NY 12237-0618 Albany, NY 12237-0618
(518) 474-2084 (518) 474-4569

Eligibility: Counties, Cities, Towns, Villages, School Districts and Private Non-Profit Groups. Must be an estab-
lished organization which has been treating children of migratory farm workers.

Type of Program and Special Restrictions: Optional, without any State or Federal mandated require-
ments. Funds may not be used for inpatient services other than for crippled children or high risk pregnant
women and infants, cash payments to recipients, purchase or improvement of capital items, purchase of major
medical equipment, matching share for other Federal funds, or for research or training in profit-making
organization.

Action Required to Receive Aid: Competitive application for aid required.

Description of Aid:

Amounts Appropriated:

Federal Funds State General Funds State Spec. Rev.

SFY 94-95 $141,600* NA NA
SFY 95-96 141,600* NA NA
SFY 96-97 141,600* NA NA

*Amounts are program allocations for the grant duration.

Amounts Disbursed:

Federal Funds State General Funds State Spec. Rev.

SFY 94-95 $391,600* NA NA
SFY 95-96 397,080* NA NA

*Expenditures for grant period.

Department of Health

NEW YORK CITY HEALTH PROGRAMS
(MCHS BLOCK GRANT)

Objective: Supports the provision of maternal and infant care, family planning services, and children and youth
services in clinical settings in New York City.

Administering Agency: NYS Department of Health; US Department of Health and Human Services

NYS Object Code: 63420 Year Established: 1982
Catalog of Federal Domestic Assistance No.: 13.994

Legal Authority:
Law: US Omnibus Budget Reconciliation Act of 1989, PL 97-35
Regulation: 45 CFR Parts 16, 74 and 96

Eligibility: New York City Health Department.

Type of Program and Special Restrictions: Optional, without any State or Federal mandated require-
ments. Funds may not be used for inpatient services other than for crippled children or high risk pregnant
women and infants, cash payments to recipients, purchase or improvement of capital items, purchase of major
medical equipment, matching share for other Federal funds, or for research or training in profit-making
organization.

Action Required to Receive Aid: Non-competitive application for aid required.

Description of Aid:

Amounts Appropriated:

Federal Funds* State General Funds State Spec. Rev.

SFY 94-95 $8,227,043 NA NA
SFY 95-96 7,717,283 NA NA
SFY 96-97 7,717,283 NA NA

*Amounts are program allocations for the grant duration.

Amounts Disbursed:

Federal Funds State General Funds State Spec. Rev.

SFY 94-95 $8,219,992 NA NA
SFY 95-96 7,161,406 NA NA

Department of Health

NUTRITION OUTREACH

Objective: To enroll eligible targeted population in underutilized Federal and State funded Local Assistance
programs in order to insure better nutrition among the needy.

Administering Agency: NYS Department of Health

NYS Object Code: 63405* Year Established: 1987
Catalog of Federal Domestic Assistance No.: NA

Legal Authority:
Law: NY Laws of 1987, Chapter 820
Regulation: NA

Program Contact: Fiscal Contact:
Sara Bonam Connie Buckley
Director Supervising Budget Analyst
Bureau of Nutrition Training and Bureau of Budget Management
Technical Assistance NYS Department of Health
NYS Department of Health Corning Tower, Room 1341
1215 Western Avenue Albany, NY 12237
Albany, NY 12203-3399 (518) 486-3605
(518) 458-6313

Eligibility: Private Non-Profit Groups. Must be a subcontractor in a location with high need as defined by
poverty and employment statistics.

Type of Program and Special Restrictions: Optional, without any State or Federal mandated require-
ments. The contractor and its subcontractor are prohibited from using funding for political activity or lobbying.
Also 60 percent of the funding must be related to Food Stamp Outreach activity.

Action Required to Receive Aid: Competitive application for aid required.

Description of Aid:

Flow of Funds: State to Local. Monies are provided partially as an advance and partially as a reimbursement.
Type of Aid: Ongoing
Formula: NA
Matching Requirement: NA
Maintenance of Effort: NA

Amounts Appropriated:

Federal Funds State General Funds State Spec. Rev.

SFY 94-95 NA $1,125,000 NA
SFY 95-96 NA 1,000,000 NA
SFY 96-97 NA 1,000,000 NA

Amounts Disbursed:**

Federal Funds State General Funds State Spec. Rev.

SFY 94-95 NA $704,525 NA
SFY 95-96 NA 834,953 NA

*Refers to Department of Health food and nutrition services.
**An additional $150,000 has been suballocated to the NYS Department of Social Services each year.

Department of Health

PHYSICALLY HANDICAPPED CHILDREN

Objective: Provides surgical, medical, therapeutic treatment, hospital care or necessary appliances and devices
for any physically handicapped child who is not in a State institution and not requiring permanent custodial
care.

Administering Agency: NYS Department of Health

NYS Object Code: 63404 Year Established: 1949
Catalog of Federal Domestic Assistance No.: NA

Legal Authority:
Law: NY Public Health Law, Section 608
Regulation: 10 NYCRR 46

Program Contact: Fiscal Contact:
Nancy Kehoe Deborah Nance
Administrator Director
Bureau of Child and Adolescent Health Fiscal Unit
NYS Department of Health Bureau of Child and Adolescent Health
Corning Tower, Room 208 NYS Department of Health
Albany, NY 12237-0618 Corning Tower, Room 621
(518) 474-2001 Albany, NY 12237-0618
(518) 474-4569

Eligibility: Counties and Cities. Person receiving aid must be under 21 years of age, Medicaid eligibility must
have been denied, and must have a condition determined eligible by Department of Health.

Type of Program and Special Restrictions: Optional, but once chosen subject to mandated State
requirements.

Action Required to Receive Aid: Non-competitive application for aid required.

Description of Aid:

Flow of Funds: State to Local. Monies are provided as a reimbursement.
Type of Aid: Ongoing
Formula: Fifty percent of net expenditures.
Matching Requirement: State 50%, Local 50%
Maintenance of Effort: NA

Amounts Appropriated:

Federal Funds State General Funds State Spec. Rev.

SFY 94-95 NA $4,000,000 NA
SFY 95-96 NA 4,000,000 NA
SFY 96-97 NA 4,000,000 NA

Amounts Disbursed:

Federal Funds State General Funds State Spec. Rev.

SFY 94-95 NA $2,814,391 NA
SFY 95-96 NA 3,188,694 NA

                          Department of Health

                       PHYSICALLY HANDICAPPED CHILDREN
                         CASE MANAGEMENT SERVICES -
                              MCHS BLOCK GRANT

Objective:  Provides comprehensive case management services for children with chronic illness and physical dis- 
     abilities.

Administering Agency:  NYS Department of Health; US Department of Health and Human Services

NYS Object Code:  NA                                    Year Established:  
Catalog of Federal Domestic Assistance No.:  13.994

Legal Authority:
     Law: NY Public Health Law, Article 28; Laws of 1978, Chapter 198
     Regulation:  NA

Program Contact:                             Fiscal Contact:
  Nancy Kehoe                                  Deborah Nance
  Administrator                                Director
  Physically Handicapped Children's Program    Fiscal Unit
  Bureau of Child and Adolescent Health        Bureau of Child and Adolescent Health
  NYS Department of Health                     NYS Department of Health
  Corning Tower, Room 208                      Corning Tower, Room 621
  Albany, NY  12237-0618                       Albany, NY  12237-0618
  (518) 474-2001                               (518) 474-4569

Eligibility:  Local Health Units.

Type of Program and Special Restrictions:  Optional, without any State of Federal mandated 
     requirements.

Action Required to Receive Aid:  Competitive application for aid required.

Description of Aid:

     Flow of Funds:  Federal to State to Local (Pass-through).
     Type of Aid: Project Grant
     Formula:  NA
     Matching Requirement:  In kind 10%
     Maintenance of Effort:  NA

Amounts Appropriated:

                 Federal Funds    State General Funds  State Spec. Rev.

     SFY 94-95    $1,473,228              NA                  NA
     SFY 95-96     1,473,228              NA                  NA
     SFY 96-97     1,473,228              NA                  NA

Amounts Disbursed:

                 Federal Funds    State General Funds  State Spec. Rev.

     SFY 94-95    $1,123,728              NA                  NA
     SFY 95-96       755,592              NA                  NA

Department of Health

PILOT AIDS SURVEILLANCE PROJECT

Objective: To conduct surveillance of reported AIDS cases at the county level as authorized by the Commissioner
of Health.

Administering Agency: NYS Department of Health

NYS Object Code: 63417* Year Established: 1988
Catalog of Federal Domestic Assistance No.: NA

Legal Authority:
Law: NY Public Health Law, Section 206(I)(J), Laws of 1990, Chapter 53
Regulation: Department of Health Memorandums 83-88 and 84-12, Sanitary Code 24.1

Program Contact: Fiscal Contact:
Marcia Kindlon Vincent LoBiondo
Assistant Director Sr. Budgeting Analyst
AIDS Epidemiology Program Bureau of Budget Management
NYS Department of Health NYS Department of Health
Corning Tower Corning Tower
Albany, NY 12237 Albany, NY 12237
(518) 474-4284 (518) 486-1615

Eligibility: Counties. Must be willing to comply with stringent surveillance protocols to ensure confidentiality.

Type of Program and Special Restrictions: Optional, but once chosen subject to mandated State require-
ments. Funds may not be used for partisan political activity.

Action Required to Receive Aid: Competitive applications for aid required. These applications can be for
more than one year.

Description of Aid:

Flow of Funds: State to Local. Monies are provided as a reimbursement.
Type of Aid: Ongoing
Formula: NA
Matching Requirement: NA
Maintenance of Effort: NA

Amounts Appropriated:

Federal Funds State General Funds State Spec. Rev.

SFY 94-95 NA $90,000 NA
SFY 95-96 NA 90,000 NA
SFY 96-97 NA 90,000 NA

Amounts Disbursed:

Federal Funds State General Funds State Spec. Rev.

SFY 94-95 NA NA NA
SFY 95-96 NA $46,207 NA

*Refers to all Department of Health AIDS contracts.

Department of Health

PRENATAL CARE ASSISTANCE PROGRAM

Objective: Improves birth outcomes by ensuring access to quality prenatal care services by Medicaid eligible preg-
nant women.

Administering Agency: NYS Department of Health

NYS Object Code: 63101 Year Established: 1992
Catalog of Federal Domestic Assistance No.: NA

Legal Authority:
Law: NY Public Health Law, Article 25
Regulation: 10 NYCRR 85.40

Program Contact: Fiscal Contact:
Barbara Brustman Mady Byrne Pennisi
Program Manager Associate Budgeting Analyst
Bureau of Women's Health Bureau of Budget Management
NYS Department of Health NYS Department of Health
Corning Tower, 7th Floor Corning Tower, Room 1341
Albany, NY 12237 Albany, NY 12237
(518) 474-1911 (518) 486-2411

Eligibility: Counties and Non-Profit Groups.

Type of Program and Special Restrictions: Entitlement with provision for pregnant women up to 185
percent of the Federal poverty level. Medicaid matches dollar for dollar.

Action Required to Receive Aid: Competitive application for aid required.

Description of Aid:

Flow of Funds: State to Local. Monies are provided partially as an advance and partially as a reimbursement.
Type of Aid: Ongoing
Formula: NA
Matching Requirement: NA
Maintenance of Effort: NA

Amounts Appropriated:

Federal Funds State General Funds State Spec. Rev.

SFY 94-95 $2,700,000 $2,700,000 NA
SFY 95-96 2,640,000 2,640,000 NA
SFY 96-97 2,640,000 2,640,000 NA

Amounts Disbursed:

Federal Funds State General Funds State Spec. Rev.

SFY 94-95 $2,646,000 $2,646,000 NA
SFY 95-96 2,587,200 2,587,200 NA

Department of Health

PREVENTIVE HEALTH AND HEALTH SERVICES
(PHHS BLOCK GRANT)

Objective: Supports the provision of comprehensive public health services including: rodent control activities,
fluoridation programs, risk reduction, health education, rape prevention and counseling, and planning,
establishing and improving emergency medical service systems.

Administering Agency: NYS Department of Health; US Department of Health and Human Services

NYS Object Code: 634921 Year Established: 1982
Catalog of Federal Domestic Assistance No.: 93.991

Legal Authority:
Law: US Omnibus Budget Reconciliation Act of 1981, PL 97-35
Regulation: 45 CFR Parts 16, 74 and 96

Program Contact: Fiscal Contact:
Thomas DiCerbo Gail Butler
Associate Director Sr. Budgeting Analyst
Division of Occupational Health and Bureau of Budget Management
Environmental Epidemiology NYS Department of Health
NYS Department of Health Corning Tower, Room 1384
II University Place Albany, NY 12237
Albany, NY 12203 (518) 473-9353
(518) 458-6437

Eligibility: Counties, Cities, Towns, Villages, School Districts and Private Non-Profit Groups.

Type of Program and Special Restrictions: Optional, without any State or Federal mandated require-
ments. Funds may not be used for inpatient services, cash payments to recipients of health services, purchase
of major medical equipment, purchase or improvement of land or buildings, direct provision of home health
services, operating costs or purchase of equipment for EMS systems.

Action Required to Receive Aid: Competitive application for aid required.

Description of Aid:
Flow of Funds: Federal to State to Local (Pass-through). Monies are provided partially as an advance and
partially as a reimbursement.
Type of Aid: Ongoing
Formula: NA
Matching Requirement: NA
Maintenance of Effort: NA

Amounts Appropriated:

Federal Funds State General Funds State Spec. Rev.

SFY 94-95 $11,144,710** NA NA
SFY 95-96 10,233,594** NA NA
SFY 96-97 NA** NA NA

Amounts Disbursed:

Federal Funds State General Funds State Spec. Rev.

SFY 94-95 $13,042,034*** NA NA
SFY 95-96 11,965,783*** NA NA

*Refers to Other Preventive Health and Health Services grants.
**Amounts are program allocations for the grant duration.
***Expenditures for grant period. Includes funds reappropriated from prior grant periods.

Department of Health

PRIMARY CARE IN DRUG TREATMENT PROGRAMS

Objective: Increase access and availability of comprehensive primary health care service for persons at risk of
HIV infection in substance abuse treatment.

Administering Agency: NYS Department of Health

NYS Object Code: 63417* Year Established: 1989
Catalog of Federal Domestic Assistance No.: NA

Legal Authority:
Law: NY Laws of 1990, Chapter 53
Regulation: NA

Eligibility: Private Non-Profit Groups. Organizations must be large substance abuse treatment providers that
offer multi-modality substance abuse services or that have multiple sites with ability to provide primary care
services on site. Programs must have a client capacity of no less than 75 residential beds per site or 90
treatment slots per program.

Action Required to Receive Aid: Non-competitive application for aid required.

Description of Aid:

Flow of Funds: State to Local. Monies are provided partially as an advance and partially as a reimbursement.
Type of Aid: Ongoing
Formula: NA
Matching Requirement: NA
Maintenance of Effort: NA

Amounts Appropriated:

Federal Funds State General Funds State Spec. Rev.

SFY 94-95 NA $1,865,000 $367,500
SFY 95-96 NA 1,865,500 367,500
SFY 96-97 NA 1,865,500 367,500

Amounts Disbursed:

Federal Funds State General Funds State Spec. Rev.

SFY 94-95 NA $1,101,961 NA
SFY 95-96 NA 1,360,920 NA

*Refers to all Department of Health AIDS contracts.

                          Department of Health

                           PRIMARY CARE INITIATIVE

Objective:  Provides eligible health care providers with funding for the purpose of expanding primary health care 
     services to the medically indigent and underserved.

Administering Agency:  NYS Department of Health

NYS Object Code:  NA                                Year Established:  1990
Catalog of Federal Domestic Assistance No.:  NA

Legal Authority:
     Law: NY Laws of 1990, Chapters 922 and 923, Laws of 1993, Chapter 731 and Health Care Reform Act of 1996, 
       Section 79
     Regulation: NA

Program Contact:                       Fiscal Contact:
  Barry M. Gray                          Richard Pellegrini
  Program Director                       Director
  Primary Care Initiative Program        Bureau of Financial Management and
  NYS Department of Health                 Information Support
  Corning Tower, Room 1629               NYS Department of Health
  Empire State Plaza                     Corning Tower, Room 984
  Albany, NY  12237                      Empire State Plaza
  (518) 473-4672                         Albany, NY  12237
                                         (518) 474-1673

Eligibility:  State Governments, Counties, Cities, Non-Profit Organizations:  Planning Groups, Hospitals, Private  
     Practitioners; Diagnostic and Treatment Centers.

Type of Program and Special Restrictions:  Optional, but once chosen subject to mandated State 
     requirements.

Action Required to Receive Aid:  Competitive application for aid required.

Description of Aid:

     Flow of Funds:  Monies are provided partially as an advance and partially as a reimbursement.
     Type of Aid: Project Grant
     Formula:  NA
     Matching Requirement:  NA
     Maintenance of Effort:  NA

Amounts Appropriated:

                 Federal Funds    State General Funds  State Spec. Rev.

     SFY 94-95        NA                  NA             $33,267,023
     SFY 95-96        NA                  NA              28,724,880
     SFY 96-97        NA                  NA              32,000,000*

*$12,000,000 (NYPHRM); $20,000,000 (HCRA)

Amounts Disbursed:

                 Federal Funds    State General Funds  State Spec. Rev.

     SFY 94-95        NA                  NA             $28,264,600
     SFY 95-96        NA                  NA                  NA

Department of Health

PUBLIC HEALTH CAMPAIGN

Objective: Disease prevention and education efforts focusing on tuberculosis, immunization, lead poisoning pre-
vention and syphilis screening.

Administering Agency: NYS Department of Health

NYS Object Code: NA Year Established: 1992
Catalog of Federal Domestic Assistance No.: NA

Legal Authority:
Law: NY Laws of 1992, Chapter 53
Regulation: NA

Program Contact: Fiscal Contact:
Barbara Metzger Mady Byrne Pennisi
Assistant Director Associate Budgeting Analyst
Bureau of Local Health Bureau of Budget Management
NYS Department of Health NYS Department of Health
Corning Tower, Room 821 Corning Tower, Room 1341
Albany, NY 12237 Albany, NY 12237
(518) 473-4223 (518) 486-2411

Eligibility: Counties, Private Non-Profit Groups, Universities and Hospitals.

Type of Program and Special Restrictions: Optional.

Action Required to Receive Aid: Competitive application for aid required.

Description of Aid:

Flow of Funds: State to Local. Monies are provided partially as an advance and partially as a reimbursement.
Type of Aid: Ongoing
Formula: NA
Matching Requirement: NA
Maintenance of Effort: NA

Amounts Appropriated:

Federal Funds State General Funds State Spec. Rev.

SFY 94-95 NA $9,500,000 NA
SFY 95-96 NA 6,810,300 NA
SFY 96-97 NA 6,160,300 NA

Amounts Disbursed:

Federal Funds State General Funds State Spec. Rev.

SFY 94-95 NA $10,446,326 NA
SFY 95-96 NA 8,892,003 NA

                          Department of Health

                             PUBLIC HEALTH WORK

Objective:  Supports the operation of local public health programs.

Administering Agency:  NYS Department of Health

NYS Object Code:  63101*, 63201**                   Year Established:  1924
Catalog of Federal Domestic Assistance No.:  NA

Legal Authority:
     Law: NY Public Health Law, Sections 605 and 609; Laws of 1996, Ch. 474
     Regulation: 10 NYCRR 40

Program Contact:                       Fiscal Contact:
  Barbara Metzger                        Eric Gilbert
  Assistant Director                     Sr. Budgeting Analyst
  Bureau of Local Health                 Bureau of Budget Management
  NYS Department of Health               NYS Department of Health
  Corning Tower, Room 821                Corning Tower, Room 1384
  Albany, NY  12237                      Albany, NY  12237-0012
  (518) 473-4223                         (518) 474-8539

Eligibility:  Counties, Cities, Towns and Villages.  Submission and approval of annual State aid application by  
     municipalities for public health work programs required.  Towns and villages are eligible only for sector control
     programs.  Counties and cities with populations of 50,000 or more are eligible for all public health work
     programs.  Annual applications are reviewed by program and fiscal office and approval letters are mailed by
     Regional Health Directors.

Type of Program and Special Restrictions:  Mandated, required by State law or regulation.  

Action Required to Receive Aid:  Non-competitive application for aid required.

Description of Aid:

     Flow of Funds:  State to Local.  Monies are provided as a reimbursement.
     Type of Aid: Ongoing
     Formula:  $.25 per capita or $250,000, 40 percent of balance effective through August 1, 1996.  Formula then  
       changes:  $.45 per capita or $450,000, 36 percent of balance; for optional reimbursement of 30 percent.
     Matching Requirement:  State 40%, Local 60%
     Maintenance of Effort:  NA

Amounts Appropriated:

                 Federal Funds    State General Funds  State Spec. Rev.

     SFY 94-95        NA             $125,689,300          $  550,000
     SFY 95-96        NA              124,384,000           1,050,000
     SFY 96-97        NA              132,419,700           1,050,000

Amounts Disbursed:

                 Federal Funds    State General Funds  State Spec. Rev.

     SFY 94-95        NA             $135,218,159              NA
     SFY 95-96        NA              138,671,500              NA

 *Refers to Department of Health General Public Health Services.
**Includes Laboratories as of 4/1/91.

Department of Health

RABIES

Objective: Assist counties with preventing the transmission of rabies from animals to humans.

Administering Agency: NYS Department of Health

NYS Object Code: 63490 Year Established: 1993
Catalog of Federal Domestic Assistance No.: NA

Legal Authority:
Law: NY Public Health Law 21.44; Annual local assistance budget bills.
Regulation: NA

Program Contact: Fiscal Contact:
Caroline Robinson Mady Byrne Pennisi
Zoonoses Program Administrator Associate Budgeting Analyst
NYS Department of Health Bureau of Budget Management
Corning Tower, Room 1168 NYS Department of Health
Empire State Plaza Corning Tower, Room 1341
Albany, NY 12237-0627 Empire State Plaza
(518) 474-3186 Albany, NY 12237
(518) 486-2411

Eligibility: Counties. Must submit a rabies protocol to the State Department of Health.

Type of Program and Special Restrictions: Mandated, required by State law or regulation. Reimburse-
ment is available for human postexposure treatment, specimen preparation and shipment, and pet vaccination
clinics.

Action Required to Receive Aid: Non-competitive application for aid required.

Description of Aid:

Flow of Funds: State to Local. Monies are provided as a reimbursement.
Type of Aid: Ongoing
Formula: NA
Matching Requirement: NA
Maintenance of Effort: NA

Amounts Appropriated:

Federal Funds State General Funds State Spec. Rev.

SFY 94-95 NA $930,800 NA
SFY 95-96 NA 930,800 NA
SFY 96-97 NA 930,800 NA

Amounts Disbursed:

Federal Funds State General Funds State Spec. Rev.

SFY 94-95 NA $1,408,300* NA
SFY 95-96 NA 1,050,000 (est.) NA

*Deficits met through use of reappropriated funds and interchange authority.

                          Department of Health

                                   RABIES
                       (Technical Assistance Program)

Objective:  Assist counties with preventing the transmission of rabies from animals to people.

Administering Agency:  NYS Department of Health

NYS Object Code:  NA                                Year Established:  1987
Catalog of Federal Domestic Assistance No.:  NA

Legal Authority:
     Law: NY Public Health Law 21.44
     Regulation: NA

Program Contact:                       Fiscal Contact:
  Dr. Cathleen Hanlon                    Mady Byrne Pennisi
  Acting State PH Veterinarian           Associate Budgeting Analyst
  Zoonoses Program                       Bureau of Budget Management
  NYS Department of Health               NYS Department of Health
  Corning Tower, Room 1168               Corning Tower, Room 1341
  Empire State Plaza                     Empire State Plaza
  Albany, NY  12237-0627                 Albany, NY  12237
  (518) 474-3186                         (518) 486-2411

Eligibility:  Counties, Health Care Providers and the General Public.

Type of Program and Special Restrictions:  Mandated, required by State law or regulation.  

Action Required to Receive Aid:  Non-competitive application for aid required.

Description of Aid:

     Consultation on all aspects of preventing human rabies.

                          Department of Health

                                 RAPE CRISIS

Objective:  To insure all people in New York State have access to basic treatment and prevention services related 
     to sexual assault.

Administering Agency:  NYS Department of Health

NYS Object Code:  63422                             Year Established:  1982
Catalog of Federal Domestic Assistance No.:  NA

Legal Authority:
     Law: NA
     Regulation: NA

Program Contact:                       Fiscal Contact:
  Kathi Montesano-Ostrander              Connie Buckley
  Program Coordinator                    Supervising Budget Analyst
  Bureau of Women's Health               Bureau of Budget Management
  NYS Department of Health               NYS Department of Health
  Corning Tower, Room 878                Corning Tower, Room 1341
  Albany, NY  12237-0621                 Albany, NY  12237
  (518) 474-3664                         (518) 486-3605

Eligibility:  Counties and Private Non-Profit Groups.  

Type of Program and Special Restrictions:  Optional, without any State of Federal mandated 
     requirements.

Action Required to Receive Aid:  Competitive application for aid required.

Description of Aid:

     Flow of Funds:  State to Local.  Monies are provided partially as an advance and partially as a reimbursement.
     Type of Aid: Ongoing
     Formula:  NA
     Matching Requirement:  NA
     Maintenance of Effort:  NA

Amounts Appropriated:

                 Federal Funds    State General Funds  State Spec. Rev.

     SFY 94-95        NA              $1,178,500            $ 81,000
     SFY 95-96        NA               1,060,500             131,000
     SFY 96-97        NA               1,073,500             131,000

Amounts Disbursed:

                 Federal Funds    State General Funds  State Spec. Rev.

     SFY 94-95        NA              $1,178,500            $ 81,000
     SFY 95-96        NA               1,060,500             131,000

Comments:  See Rape Crisis (PHHS Block Grant).

Department of Health

RAPE CRISIS (PHHS BLOCK GRANT)

Objective: Increases the availability and quality of comprehensive rape victim prevention services.

Administering Agency: NYS Department of Health; US Department of Health and Human Services

NYS Object Code: 63422 Year Established: 1982
Catalog of Federal Domestic Assistance No.: 13.991

Legal Authority:
Law: US Omnibus Budget Reconciliation Act of 1981, PL 97-35
Regulation: 45 CFR Parts 16, 74 and 96

Program Contact: Fiscal Contact:
Kathi Montesano-Ostrander Gail Butler
Program Coordinator Sr. Budgeting Analyst
Bureau of Women's Health Bureau of Budget Management
NYS Department of Health NYS Department of Health
Corning Tower, Room 878 Corning Tower, Room 1384
Albany, NY 12237-0621 Albany, NY 12237
(518) 474-3664 (518) 473-9353

Eligibility: Counties, Cities, Towns, Villages, School Districts and Private Non-Profit Groups. Must be an organ-
ization involved with counseling rape victims.

Type of Program and Special Restrictions: Optional, without any State or Federal mandated require-
ments. Funds may not be used for inpatient services, cash payments to recipients of health services; purchase
of major medical equipment, purchase or improvement of land or buildings; direct provision of home health
services; operating costs or purchase of equipment for EMS systems.

Action Required to Receive Aid: Competitive application for aid required.

Description of Aid:

Amounts Appropriated:

Federal Funds State General Funds State Spec. Rev.

SFY 94-95 $753,633* NA NA
SFY 95-96 792,633* NA NA
SFY 96-97 2,441,481** NA NA

*Amounts are program allocations for the grant duration.
**Includes $480,850 PHHS and $1,960,631 Violence Against Women's Act.

Amounts Disbursed:

Federal Funds State General Funds State Spec. Rev.

SFY 94-95 $753,633* NA NA
SFY 95-96 760,928* NA NA

*Expenditures for grant period.

Department of Health

REFUGEE HEALTH ASSURANCE

Objective: Assesses the health status of refugees, identifies providers and referral services for diagnostic treat-
ment and preventive services, and assists in followup for health care.

Administering Agency: NYS Department of Health; US Department of Health and Human Services, Office
of Refugee Resettlement

NYS Object Code: 63424 Year Established: 1984
Catalog of Federal Domestic Assistance No.: 93.987

Legal Authority:
Law: US Immigration and Nationality Act, Section 412-C(3)
Regulation: 45 CFR Part 76

Program Contact: Fiscal Contact:
Sandra Gnirke Earl Seguine
Health Program Administrator Sr. Accountant
Bureau of TB Control Bureau of Budget Management
NYS Department of Health NYS Department of Health
Corning Tower, Room 840 Corning Tower, Room 1384
Albany, NY 12237-0669 Albany, NY 12237
(518) 474-4845 (518) 486-1890

Eligibility: Counties, Cities, Towns, Villages and Private Non-Profit Groups. Must be an organization actively
interfacing with refugees.

Type of Program and Special Restrictions: Optional, without any State or Federal mandated require-
ments. Funds are restricted to refugee health assessments and interpreter services.

Action Required to Receive Aid: Providers voucher NYS for costs of refugee health assessments and inter-
preter services for reimbursement.

Description of Aid:

Flow of Funds: Federal to State to Local. Monies are provided as a reimbursement.
Type of Aid: Project Grant - Multi-year, renewable annually dependent upon availability of funds.
Formula: NA
Matching Requirement: NA
Maintenance of Effort: NA

Amounts Appropriated:

Federal Funds* State General Funds State Spec. Rev.

SFY 94-95 $249,562 NA NA
SFY 95-96 189,697 NA NA
SFY 96-97 193,951 NA NA

*Amounts are for program allocations for the total grant award.

Amounts Disbursed:

Federal Funds* State General FundsState Spec. Rev.

SFY 94-95 $171,204 NA NA
SFY 95-96 NA** NA NA

*Expenditures for grant period.
**Data not finalized.

                          Department of Health

                          RURAL HEALTH CARE ACCESS
                              DEVELOPMENT GRANT

Objective:  Promotes the transition of hospital operations to use existing rural health care resources better, to  
     diversify operations, to reorganize and/or to integrate with other community providers.

Administering Agency:  NYS Department of Health

NYS Object Code:  NA                                Year Established:  1996
Catalog of Federal Domestic Assistance No.:  NA

Legal Authority:
     Law:  Health Care Reform Act of 1996, Title II
     Regulation: NA

Program Contact:                       Fiscal Contact:
  Michelle Cravetz                       Richard Pellegrini
  Director                               Director
  Office of Rural Health                 Bureau of Financial Management and
  Division of Planning, Policy and         Information Support
    Resource Development                 NYS Department of Health
  NYS Department of Health               Corning Tower, Room 984
  Corning Tower, Room 1656               Empire State Plaza
  Albany, NY  12237                      Albany, NY  12237
  (518) 474-5565                         (518) 474-1673

Eligibility:  Rural Hospitals

Type of Program and Special Restrictions:  Optional but once chosen subject to mandated State 
     requirements.

Action Required to Receive Aid:  Competitive application for aid required.

Description of Aid:

     Flow of Funds:  State to Local.  Monies are provided partially as an advance and partially as a reimbursement.
     Type of Aid: Project Grant
     Formula:  NA
     Matching Requirement:  NA
     Maintenance of Effort:  NA

Amounts Appropriated:

                 Federal Funds    State General Funds  State Spec. Rev.

     SFY 94-95        NA                  NA                  NA
     SFY 95-96        NA                  NA                  NA
     SFY 96-97        NA                  NA              $1,000,000

Amounts Disbursed:

                 Federal Funds    State General Funds  State Spec. Rev.

     SFY 94-95        NA                  NA                  NA
     SFY 95-96        NA                  NA                  NA

                          Department of Health

                      RURAL HEALTH NETWORK DEVELOPMENT

Objective:  Assists community based health care providers, consumers and organizations in rural areas to promote 
     effective health care delivery through coordination, development, planning, implementation and operation of
     rural health networks.  The Office of Rural Health provides technical assistance to networks under this program.

Administering Agency:  NYS Department of Health

NYS Object Code:  NA                                Year Established:  1993
Catalog of Federal Domestic Assistance No.:  NA

Legal Authority:
     Law:  Health Care Reform Act of 1996, Title I, NY Laws of 1993, Chapter 731
     Regulation: NA

Program Contact:                       Fiscal Contact:
  Michelle Cravetz                       Richard Pellegrini
  Director                               Director
  Office of Rural Health                 Bureau of Financial Management and
  Division of Planning, Policy and         Information Support
    Resource Development                 NYS Department of Health
  NYS Department of Health               Corning Tower, Room 984
  Corning Tower, Room 1656               Empire State Plaza
  Albany, NY  12237                      Albany, NY  12237
  (518) 474-5565                         (518) 474-1673

Eligibility:  Counties, Cities, Towns, Villages, School Districts, Public Authorities, Public Non-Profit Groups and 
     Others.

Type of Program and Special Restrictions:  Optional but once chosen subject to mandated State 
     requirements.

Action Required to Receive Aid:  Competitive application for aid required.

Description of Aid:

     Flow of Funds:  State to Local.  Monies are provided partially as an advance and partially as a reimbursement.
     Type of Aid: Project Grant
     Formula:  NA
     Matching Requirement:  NA
     Maintenance of Effort:  NA

Amounts Appropriated:

                 Federal Funds    State General Funds  State Spec. Rev.

     SFY 94-95        NA               $267,300          $4,000,000*
     SFY 95-96        NA                267,300           5,000,000*
     SFY 96-97        NA                267,300           7,000,000*

*$4,000,000 (NYPHRM V); $5,000,000 (NYPHRM V); $7,000,000 (HCRA)

Amounts Disbursed:

                 Federal Funds    State General Funds  State Spec. Rev.

     SFY 94-95        NA               $267,300          $4,000,000
     SFY 95-96        NA                267,300           5,000,000

                          Department of Health

                           SCHOOL HEALTH PROGRAMS

Objective:  Makes available comprehensive health services to a total of 140 preschool, elementary and junior high 
     school sites.

Administering Agency:  NYS Department of Health; US Department of Health and Human Services

NYS Object Code:  63407                             Year Established:  1982
Catalog of Federal Domestic Assistance No.:  13.994

Legal Authority:
     Law: NY Public Health Law, Article 28; Laws of 1978, Chapter 198; US Omnibus Budget Reconciliation Act  
       of 1981, PL 97-35
     Regulation: 45 CFR Parts 16, 74 and 96

Program Contact:                       Fiscal Contact:
  Annette Johnson                        Deborah Nance
  Director                               Director
  School Health Program                  Fiscal Unit
  Bureau of Child and Adolescent Health  Bureau of Child and Adolescent Health
  NYS Department of Health               NYS Department of Health
  Corning Tower, Room 742                Corning Tower, Room 621
  Albany, NY  12237-0618                 Albany, NY  12237-0618
  (518) 486-4966                         (518) 474-4569

Eligibility:  School Districts and/or a NY Public Health Law Article 28 approved facility.  

Type of Program and Special Restrictions:  Mandated, required by Federal and State law or regulations.

Action Required to Receive Aid:  Competitive application for aid required.

Description of Aid:

     Flow of Funds:  Federal to State to Local (Pass-through); State to Local. 
     Type of Aid: Ongoing and Project Grants
     Formula:  NA
     Matching Requirement:  NA
     Maintenance of Effort:  Unspecified, in-kind service.

Amounts Appropriated:

                 Federal Funds    State General Funds  State Spec. Rev.

     SFY 94-95    $3,395,000          $4,592,100         $1,907,900
     SFY 95-96     3,395,000           4,321,100          2,178,900
     SFY 96-97        NA               4,321,100          2,178,900

Amounts Disbursed:

                 Federal Funds    State General Funds  State Spec. Rev.

     SFY 94-95    $3,219,550          $3,661,586         $1,907,899
     SFY 95-96     2,340,517           3,578,175          2,059,213

Department of Health

SEROPREVALENCE

Objective: Provides for services and expenses of surveillance projects for investigation of reported AIDS cases,
including seroprevalence studies, as authorized by the commissioner of health.

Administering Agency: NYS Department of Health

NYS Object Code: 63417* Year Established: 1988
Catalog of Federal Domestic Assistance No.: NA

Legal Authority:
Law: NY Laws of 1990, Chapter 53
Regulation: NA

Eligibility: Private Non-Profit Group.

Type of Program and Special Restrictions: Optional, without any State or Federal mandated
requirements.

Action Required to Receive Aid: Competitive application for aid required.

Description of Aid:

Flow of Funds: State to Local.
Type of Aid: Ongoing
Formula: NA
Matching Requirement: NA
Maintenance of Effort: NA

Amounts Appropriated:

Federal Funds State General Funds State Spec. Rev.

SFY 94-95 NA NA NA
SFY 95-96 NA $330,000 NA
SFY 96-97 NA 330,000 NA

Amounts Disbursed:

Federal Funds State General Funds State Spec. Rev.

SFY 94-95 NA NA NA
SFY 95-96 NA $92,366 NA

*Refers to all Department of Health AIDS contracts.

Department of Health

SEXUALLY TRANSMITTED DISEASE (STD) CONTROL

Objective: Provides primary focus for the epidemiology and prevention of gonorrhea, syphilis, genital herpes,
chlamydia, trichomoniasis, nonspecific urethritis candidiasis, pediculosis pubis and the congenital maladies
associated with some of these infections.

Administering Agency: NYS Department of Health; US Department of Health and Human Services

NYS Object Code: 63416 Year Established: 1983
Catalog of Federal Domestic Assistance No.: 93.977

Legal Authority:
Law: US Public Health Service Act, Section 318
Regulation: 45 CFR Part 51

Program Contact: Fiscal Contact:
Dennis Murphy Earl Sequine
Program Manager Sr. Accountant
Bureau of STD Control Bureau of Budget Management
NYS Department of Health NYS Department of Health
Corning Tower, Room 2523 Corning Tower, Room 1384
Albany, NY 12237 Albany, NY 12237
(518) 474-3598 (518) 486-1890

Eligibility: Counties. Must be a county health department.

Type of Program and Special Restrictions: Optional, without any State or Federal mandated require-
ments. Funds may not be used for physician salaries.

Action Required to Receive Aid: Competitive application for aid required.

Description of Aid:

Amounts Appropriated:

Federal Funds State General Funds State Spec. Rev.

SFY 94-95 2,156,325 NA NA
SFY 95-96 2,227,493 NA NA
SFY 96-97 2,300,000 NA NA

Amounts Disbursed:

Federal Funds State General Funds State Spec. Rev.

SFY 94-95 $2,046,433 NA NA
SFY 95-96 NA NA NA

                          Department of Health

                    SPECIAL SUPPLEMENTAL FOOD PROGRAM FOR
                      WOMEN, INFANTS AND CHILDREN (WIC)

Objective:  Provides supplemental food and nutrition education to prevent health problems and to improve the  
     health status of pregnant, post-partum, and breast-feeding women, infants and young children up to the age of
     five determined to be at nutritional risk.

Administering Agency:  NYS Department of Health; US Department of Agriculture

NYS Object Code:  63405                             Year Established:  1966
Catalog of Federal Domestic Assistance No.:  10.557

Legal Authority:
     Law: US PL 92-433 Special Supplemental Food Program, PL 95-627 Child Nutrition Amendments of 1978,    
       PL 101-147 Child Nutrition and WIC Reauthorization Act of 1989
     Regulation: 7 CFR 246

Program Contact:                       Fiscal Contact:
  Donna Farlow                           Connie Buckley
  Director                               Supervising Budget Analyst
  Bureau of Supplemental Food            Bureau of Budget Management
  Division of Nutrition Programs         NYS Department of Health
  NYS Department of Health               Corning Tower, Room 1372  
  1215 Western Avenue                    Albany, NY  12237
  Albany, NY  12203-3399                 (518) 486-3605
  (518) 458-6835                  

Eligibility:  State Governments, Counties, Private Non-Profit Groups and Hospitals.  Must be a public or non-
     profit agency with sufficient health care resources and in a high risk area.

Type of Program and Special Restrictions:  Optional, but once chosen subject to mandated State and   
     Federal requirements.  Nutrition education must be at least one-sixth of administrative budget.

Action Required to Receive Aid:  Non-competitive application for aid required.  

Description of Aid:

     Flow of Funds:  Federal to State, Federal to State to Local (Pass-through), State to Local.  Monies are provided 
       partially as an advance and partially as a reimbursement.
     Type of Aid: Ongoing  
     Formula:  NA
     Matching Requirement:  NA
     Maintenance of Effort:  NA

Amounts Appropriated:

                 Federal Funds*   State General Funds  State Spec. Rev.

     SFY 94-95   $230,480,493        $18,374,330         $6,616,940
     SFY 95-96    237,732,790         16,299,127          8,838,040
     SFY 96-97    253,009,178         17,003,400          9,303,200

*Based on Federal fiscal year.

Amounts Disbursed:

                 Federal Funds*   State General Funds** State Spec. Rev.

     SFY 94-95   $251,811,839        $   141,430           $3,042,600
     SFY 95-96    243,731,269         15,347,874            9,073,297    

  *Based on Federal fiscal year.
**Disbursements during life of appropriation, not just twelve months.

                            Department of Health

                    STATE PUBLIC WATER SYSTEM SUPERVISION
                         (Technical Assistance Program)

Objective:  Fosters development and maintenance of State programs which implement the Safe Drinking Water  
     Act.  The State provides general assistance to local water operators and project development aid to small water
     systems.

Administering Agency:  NYS Department of Health - Bureau of Water Supply
NYS Object Code:  NA
Year Established:  General Program - 1900; Small System Program - 1989

Catalog of Federal Domestic Assistance No.:  66.432

Legal Authority:
     Law:  NY Public Health Law
     Regulation:  Part 5 of NYS Sanitary Code

Program Contact:                       Fiscal Contact:
  Michael Burke                          Arthur Farrell
  Director                               Sr. Budgeting Analyst
  Bureau of Water Supply Protection      Bureau of Budget Management
  NYS Department of Health               NYS Department of Health
  1215 Western Avenue                    Corning Tower, Room 1372
  Albany, NY                             Albany, NY  12237
  (518) 458-6731                         (518) 473-4379

Eligibility:  Local Water Systems.

Type of Program and Special Restrictions:  Optional, without any State or Federal mandated 
     requirements.

Action Required to Receive Aid:  Non-competitive application for aid required annually.  

Description of Aid:

     General assistance to local water operators and project development aid to small water systems.

                          Department of Health

                        SUDDEN INFANT DEATH SYNDROME

Objective:  Bereavement counseling of parents, training of counselors and first responders. 

Administering Agency:  NYS Department of Health

NYS Object Code:  63409                             Year Established:  1985
Catalog of Federal Domestic Assistance No.:  NA

Legal Authority:
     Law: NY Public Health Law, Section 2500.b
     Regulation: NA

Program Contact:                       Fiscal Contact:
  Lynn Lauzom-Russom                     Deborah Nance
  Public Health Program Nurse            Director
  Bureau of Child and Adolescent Health  Fiscal Unit
  NYS Department of Health               Bureau of Child and Adolescent Health
  Corning Tower, Room 208                NYS Department of Health
  Albany, NY  12237-0618                 Corning Tower, Room 621
  (518) 474-2084                         Albany, NY  12237-0618
                                         (518) 474-4569

Eligibility:  Private Non-Profit Groups and Universities.

Type of Program and Special Restrictions:  Optional, without any State or Federal mandated 
     requirements.

Action Required to Receive Aid:  Competitive application for aid required.

Description of Aid:

     Flow of Funds:  State to Local.  Monies are provided partially as an advance and partially as a reimbursement.
     Type of Aid:  Ongoing
     Formula:  NA
     Matching Requirement:  NA
     Maintenance of Effort:  NA

Amounts Appropriated:

                 Federal Funds    State General Funds  State Spec. Rev.

     SFY 94-95        NA               $160,000               NA
     SFY 95-96        NA                152,000               NA
     SFY 96-97        NA                152,000               NA

Amounts Disbursed:

                 Federal Funds    State General Funds  State Spec. Rev.

     SFY 94-95        NA               $152,000               NA
     SFY 95-96        NA                152,000               NA

                          Department of Health

                        SUDDEN INFANT DEATH SYNDROME
                             (MCHS BLOCK GRANT)

Objective:  Supports training of public health nurses and builds a supportive and professional community network 
     for bereaved families of SIDS children.

Administering Agency:  NYS Department of Health; US Department of Health and Human Services

NYS Object Code:  63409                             Year Established:  1982
Catalog of Federal Domestic Assistance No.:  13.994

Legal Authority:
     Law: US Omnibus Budget Reconciliation Act of 1981, PL 97-35
     Regulation: 45 CFR Parts 16, 74 and 96

Program Contact:                       Fiscal Contact:
  Lynn Lauzom-Russom                     Deborah Nance
  Public Health Program Nurse            Director
  Bureau of Child and Adolescent Health  Fiscal Unit
  NYS Department of Health               Bureau of Child and Adolescent Health
  Corning Tower, Room 208                NYS Department of Health
  Albany, NY  12237-0618                 Corning Tower, Room 621
  (518) 474-2084                         Albany, NY  12237-0618
                                         (518) 474-4569

Eligibility:  Private Non-Profit Groups.  

Type of Program and Special Restrictions:  Optional, without any State or Federal mandated 
     requirements.  

Action Required to Receive Aid:  Competitive application for aid required.

Description of Aid:

     Flow of Funds:  Federal to State to Local (Pass-through).  
     Type of Aid: Project Grant
     Formula:  NA
     Matching Requirement:  NA
     Maintenance of Effort:  NA

Amounts Appropriated:

                 Federal Funds    State General Funds  State Spec. Rev.

     SFY 94-95     $255,726*              NA                  NA
     SFY 95-96      255,726*              NA                  NA
     SFY 96-97      255,726*              NA                  NA

*Amounts are program allocations for the grant duration.

Amounts Disbursed:

                 Federal Funds    State General Funds  State Spec. Rev.

     SFY 94-95     $252,567*              NA                  NA
     SFY 95-96      228,226*              NA                  NA

*Expenditures for grant period.

Department of Health

TUBERCULOSIS CONTROL

Objective: To prevent and control tuberculosis disease and infection. To establish an annual reduction of at least
five percent in reported cases of tuberculosis.

Administering Agency: NYS Department of Health; US Department of Health and Human Services

NYS Object Code: 63414 Year Established: 1983
Catalog of Federal Domestic Assistance No.: 93.116

Legal Authority:
Law: US Public Health Service Act, Section 317
Regulation: 45 CFR Part 74

Eligibility: Counties, Cities, and Private Groups. Must be an organization responsible for monitoring incidences
of tuberculosis.

Type of Program and Special Restrictions: Optional, without any State or Federal mandated require-
ments. Funds may not be used to purchase equipment.

Action Required to Receive Aid: Competitive application for aid required.

Description of Aid:

Flow of Funds: Federal to State to Local (Pass-through). Monies are provided partially as an advance and
partially as a reimbursement.
Type of Aid: Multi-year Project Grant, renewable annually, dependent upon availability of funds.
Formula: NA
Matching Requirement: NA
Maintenance of Effort: NA

Amounts Appropriated:

Federal Funds State General Funds State Spec. Rev.

SFY 94-95 $4,671,461* NA NA
SFY 95-96 4,514,660* NA NA
SFY 96-97 NA** NA NA

*Amounts are for program allocations for the total grant award.
**Application pending.

Amounts Disbursed:

Federal Funds State General Funds State Spec. Rev.

SFY 94-95 $4,168,383* NA NA
SFY 95-96 NA** NA NA

*Expenditures for grant period.
**Data not finalized.

Department of Health

WORKFORCE RETRAINING INITIATIVE

Objective: Supports the training and retraining of health care employees affected by changing health care systems
with preference given to areas and organizations likely to experience job loss.

Administering Agency: NYS Department of Health

NYS Object Code: NA Year Established: 1996
Catalog of Federal Domestic Assistance No.: NA

Legal Authority:
Law: Health Care Reform Act of 1996; Public Health Law, Section 2807-G
Regulation: NA

Program Contact: Fiscal Contact:
Jean Moore Richard Pellegrini
Assistant Director Director
Bureau of Health Resources Development Bureau of Financial Management and
Division of Planning, Policy and Information Support
Resource Development NYS Department of Health
NYS Department of Health Corning Tower, Room 984
Corning Tower, 16th Floor Empire State Plaza
Albany, NY 12237 Albany, NY 12237
(518) 474-8340 (518) 474-1673

Eligibility: State Governments, Counties, School Districts, Private Non-Profit Groups and Others.

Type of Program and Special Restrictions: Optional but once chosen subject to mandated State
requirements.

Action Required to Receive Aid: Competitive application for aid required.

Description of Aid:

Flow of Funds: State to Local. Monies are provided partially as an advance and partially as a reimbursement.
Type of Aid: Project Grant
Formula: To be determined.
Matching Requirement: NA
Maintenance of Effort: To be determined.

Amounts Appropriated:

Federal Funds State General Funds State Spec. Rev.

SFY 94-95 NA NA NA
SFY 95-96 NA NA NA
SFY 96-97 NA NA $50,000,000*

*Add $25 million when HCFA approves Medicaid Managed Care waiver and add $25 million when 95 percent
of total projected enrollment of eligibles in Medicaid Managed Care is achieved.

Amounts Disbursed:

Federal Funds State General Funds State Spec. Rev.

SFY 94-95 NA NA NA
SFY 95-96 NA NA NA

                 Higher Education Services Corporation

                                PUBLICATIONS
                      (Technical Assistance Program)

Objective:  Brochures and fact sheets which provide student financial aid information to students, parents, schools 
     and lending officials.

Administering Agency:  NYS Higher Education Services Corporation

NYS Object Code:  61601                             Year Established:  1975
Catalog of Federal Domestic Assistance No.:  NA

Legal Authority:
     Law:  NY Education Law, Section 663
     Regulation:  NA

Program Contact:                       Fiscal Contact:
  Lorenz Worden                          NA
  Director of Training and 
    Information Services
  NYS Higher Education Services
    Corporation
  99 Washington Avenue
  Albany, NY  12255
  (518) 474-8336

Eligibility:  All New York State Residents.

Type of Program and Special Restrictions:  Mandated, required by State law or regulation. 

Action Required to Receive Aid:  Competitive and/or non-competitive applications for aid may be required. 

Description of Aid:

     The brochures and fact sheets provide student financial aid information regarding tuition and non-tuition costs
     of college attendance.

                 Higher Education Services Corporation

                                  TRAINING
                      (Technical Assistance Program)

Objective:  Training sessions or seminars sponsored by the NYS Higher Education Services Corporation with the 
     intent to instruct students, parents, school officials or school and lending administrators regarding student
     financial aid.

Administering Agency:  NYS Higher Education Services Corporation

NYS Object Code:  61601                             Year Established:  1975
Catalog of Federal Domestic Assistance No.:  NA

Legal Authority:
     Law:  NY Education Law, Section 663
     Regulation:  NA

Program Contact:                       Fiscal Contact:
  Kenneth Storms                         NA
  Assistant Director of Information Services
  Policy Analysis and Information Services
  NYS Higher Education Services Corporation
  99 Washington Avenue
  Albany, NY  12255
  (518) 474-4898

Eligibility:  All New York State Residents.

Type of Program and Special Restrictions:  Mandated, required by State law or regulation. 

Action Required to Receive Aid:  Competitive and/or non-competitive applications for aid may be required. 

Description of Aid:

     The training sessions are held to provide student financial aid information regarding tuition and non-tuition
     costs of college attendance.

Division of Housing and Community Renewal

CAPITAL GRANT LOW-RENT ASSISTANCE

Objective: Provides rental subsidies to low-income families living in New York State and New York City super-
vised Mitchell-Lama developments. At the inception of the program, DHCR leased the apartments at the
Mitchell-Lama rent and then sub-leased them to low-income tenants who paid at least 20 percent of their
income as rent. Project is being phased out by attrition as existing tenants leave.

Administering Agency: NYS Division of Housing and Community Renewal

NYS Object Code: NA Year Established: 1964
Catalog of Federal Domestic Assistance No.: NA

Legal Authority:
Law: NY Private Housing Finance Law, Section 44a
Regulation: NA

Program Contact: Fiscal Contact:
Leressa Crockett NA
Deputy Commissioner
Housing Management
NYS Division of Housing and Community Renewal
One Fordham Plaza
Bronx, NY 10458
(718) 563-5829

Eligibility: Mitchell-Lama limited partnerships.

Type of Program and Special Restrictions: Optional, but once chosen subject to mandated State require-
ments. Tenants must pay at least 20 percent of aggregate income as rent.

Action Required to Receive Aid: Non-competitive application for aid required.

Description of Aid:

Flow of Funds: State to Local. Monies are provided as a reimbursement.
Type of Aid: Project Grant
Formula: NA
Matching Requirement: NA
Maintenance of Effort: NA

Amounts Appropriated:

Federal Funds State General Funds State Spec. Rev.

SFY 94-95 NA $1,025,000 NA
SFY 95-96 NA 815,000 NA
SFY 96-97 NA 713,000 NA

Amounts Disbursed:

Federal Funds State General Funds State Spec. Rev.

SFY 94-95 NA $905,000 NA
SFY 95-96 NA 758,000 NA

Division of Housing and Community Renewal

HOUSING DEVELOPMENT FUND

Objective: Provides funds for housing development activities for low-income individuals. The monies are pro-
vided as loans and must be repaid.

Administering Agency: NYS Division of Housing and Community Renewal

NYS Object Code: 69204*, 69290 Year Established: 1966
Catalog of Federal Domestic Assistance No.: NA

Legal Authority:
Law: NY Private Housing Finance Law, Article XI
Regulation: NA

Program Contact: Fiscal Contact:
Arnon Adler NA
Program Manager
Office of Community Development
NYS Division of Housing and Community Renewal
38-40 State Street
Albany, NY 12207
(518) 473-8551

Eligibility: Private Non-Profit Groups, Charitable Organizations or their Wholly-Owned Subsidiaries. The permanent
financing must be in whole or part government aided or will otherwise provide housing for persons of low-income.

Type of Program and Special Restrictions: Optional, without any State or Federal mandated require-
ments. The loans are repaid from the proceeds of either the construction or permanent financing, or equity
proceeds.

Action Required to Receive Aid: Competitive application for aid required.

Description of Aid:

Flow of Funds: State to Local. Monies are provided either as an advance or as a reimbursement.
Type of Aid: Ongoing
Formula: NA
Matching Requirement: See Eligibility.
Maintenance of Effort: NA

Amounts Appropriated:

Federal Funds State General Funds State Spec. Rev.

SFY 94-95 NA NA $10,000,000
SFY 95-96 NA NA 10,000,000
SFY 96-97 NA NA 10,000,000

Amounts Disbursed:

Federal Funds State General Funds State Spec. Rev.

SFY 94-95 NA NA $5,415,946
SFY 95-96 NA NA 1,434,438

*Object code 69204 is the general DHCR code.

Division of Housing and Community Renewal

HOUSING TRUST FUND

Objective: To increase the stock of affordable housing by providing grants and loans for rehabilitation or con-
version of existing vacant property to residential use, or for construction of new residential property for low
income individuals or families. Depending upon locations, low income is defined as from 80 to 90 percent of
median income.

Administering Agency: NYS Housing Trust Fund Corporation

NYS Object Code: NA Year Established: 1985
Catalog of Federal Domestic Assistance No.: NA

Legal Authority:
Law: NY Private Housing Finance Law, Article XVIII
Regulation: NA

Program Contact: Fiscal Contact:
Tom Koenig Frank Markowski
Program Manager Assistant Treasurer HTFC
Office of Community Development Finance
NYS Division of Housing and NYS Division of Housing and
Community Renewal Community Renewal
38-40 State Street 38-40 State Street
Albany, NY 12207 Albany, NY 12207
(518) 486-7682 (518) 486-3407

Eligibility: Cities, Towns, Villages, Non-Profit Groups, Public Housing Authorities, Private Developers,
Housing Development fund companies, Charitable Oerganizations and Limited Partnerships.

Type of Program and Special Restrictions: Optional, but once chosen subject to mandated State requirements.
Project must be located in area of blight or deterioration, no lawful occupants may be permanently
displaced, project must be used for low-income tenancy for no less than 15 years and up to 30 years. Funds
may not be used for administrative costs, and no more than 25 percent of the HTF award may be for
acquisition. Funds limited to $55,000 per unit except where the HTF Corporation allows for up to $20,000 per
unit in additional funds. Not more than 50 percent of any annual appropriation to be allocated in a single
municipality. Not more than one-third of appropriation to be allocated to private developers statewide.

Action Required to Receive Aid: Competitive application and HTF Corporation Board approval required
for aid.

Description of Aid:

Flow of Funds: State to Non-Profit. Monies are provided as a reimbursement.
Type of Aid: Project grant, loan or loan/grant split.
Formula: NA
Matching Requirement: NA
Maintenance of Effort: Cannot be used as a substitute for monies that municipalities would have used on
housing anyway.

Amounts Appropriated:

Federal Funds State General Funds State Spec. Rev.

SFY 94-95 NA NA $25,000,000
SFY 95-96 NA NA 25,000,000
SFY 96-97 NA NA 25,000,000

Amounts Disbursed:

Federal Funds State General Funds State Spec. Rev.

SFY 94-95 NA NA $10,186,016
SFY 95-96 NA NA 24,713,449

Division of Housing and Community Renewal

LOW RENT HOUSING PROJECT SUBSIDIES

Objective: Supports building and maintenance of low rent housing projects and improvement of substandard
units.

Administering Agency: NYS Division of Housing and Community Renewal

NYS Object Code: 69208 Year Established: 1937
Catalog of Federal Domestic Assistance No.: NA

Legal Authority:
Law: NY Public Housing Law, Section 73
Regulation: NA

Program Contact: Fiscal Contact:
Leressa Crockett NA
Deputy Commissioner
Housing Management
NYS Division of Housing
and Community Renewal
One Fordham Plaza
Bronx, NY 10458
(718) 563-5829

Eligibility: Cities, Towns, Villages and Municipal Housing Authorities.

Type of Program and Special Restrictions: Mandated, required by State law or regulations. Overall
amount of State subsidies limited by statute to fixed maximum amounts for low-rent housing and urban renewal
projects, and the combined total of both payable in any year.

Action Required to Receive Aid: Non-competitive application for aid required.

Description of Aid:

Flow of Funds: State to Local. Monies are provided as a reimbursement.
Type of Aid: Project Grant
Formula: NA
Matching Requirement: State 50%, Local 50%. The municipality in which the project is situated is required
to match the State subsidy. All or part of the municipal subsidy may be in the form of exemption from real
property taxes.
Maintenance of Effort: NA

Amounts Appropriated:

Federal Funds State General Funds State Spec. Rev.

SFY 94-95 NA $40,836,000 NA
SFY 95-96 NA 40,780,000 NA
SFY 96-97 NA 39,394,000 NA

Amounts Disbursed:

Federal Funds State General Funds State Spec. Rev.

SFY 94-95 NA $39,558,918 NA
SFY 95-96 NA 39,717,561 NA

              Division of Housing and Community Renewal

                    LOW-INCOME HOUSING TAX CREDIT (LIHC)

Objective:  Fosters the development and retention of affordable rental housing through private sector investment.

Administering Agency:  NYS Division of Housing and Community Renewal

NYS Object Code:  NA                                Year Established:  1987
Catalog of Federal Domestic Assistance No.:  NA

Legal Authority:
     Law:  NY Internal Revenue Code, Section 42
     Regulation: 9 NYCRR Parts 2040.1 through 2040.13

Program Contact:                       Fiscal Contact:
  Michael F. Sullivan                    NA
  Program Manager
  Office of Community Development
  NYS Division of Housing
    and Community Renewal
  38-40 State Street
  Albany, NY  12207
  (518) 474-3196

Eligibility:  Credit is available to those that invest in rental housing that is developed, rehabilitated and/acquired
     for low-income households.

Type of Program and Special Restrictions:  Tax Credit:  income of occupants less than or equal to 60  
     percent of area median income, occupants cannot pay greater than or equal to 30 percent of area maximum
     income toward rent; units must be low-income occupied for greater than or equal to 15 years.

Action Required to Receive Aid:  Submission of a competitive application in response to an annual Notice 
     of Funding Availability.

Description of Aid:

     Flow of Funds:  NA - A tax credit on federal tax liability is given to those who contribute equity toward the  
       development, rehabilitation and/or acquisition of rental housing reserved for low-income households.
     Type of Aid: Tax Credit
     Formula:  $1.25 per capita of state population.
     Matching Requirement:  NA
     Maintenance of Effort:  NA

Amounts Appropriated:

                 Federal Funds    State General Funds  State Spec. Rev.

     SFY 94-95    $22,600,000             NA                  NA
     SFY 95-96     22,700,000             NA                  NA
     SFY 96-97     22,700,000             NA                  NA

Amounts Disbursed:

                 Federal Funds    State General Funds  State Spec. Rev.

     SFY 94-95    $22,600,000             NA                  NA
     SFY 95-96    $22,700,000             NA                  NA

               Division of Housing and Community Renewal

                                MOBILE HOMES
                      (Technical Assistance Program)

Objective:  Enforces and ensures compliance with the provisions of Section 233 of the NYS Real Property Law, 
     also known as the Mobile Home Tenants Bill of Rights, by responding to tenant complaints and remedying
     violations in the most cost effective, efficient and service oriented manner available.

Administering Agency:  NYS Division of Housing and Community Renewal

NYS Object Code:  41100, 54000, 55000               Year Established:  1989
Catalog of Federal Domestic Assistance No.:  NA

Legal Authority:
     Law:  NY Real Property Law, Section 233
     Regulation: NA

Program Contact:                       Fiscal Contact:
  Kyle Conlen                            NA
  Acting Director
  NYS Division of Housing
    and Community Renewal
  Hampton Plaza
  38-40 State Street
  Albany, NY  12207
  (518) 486-6258

Eligibility:  Mobile Home Park Tenants.

Type of Program and Special Restrictions:  Services are provided directly to mobile home park tenants  
     by Mobile Home Program or by mediation centers contracted to serve tenants by the program.  DHCR's
     enforcement is mandated by state law.  No direct involvement is required by local governments.

Action Required to Receive Aid:  The program operates on a complaint basis.  Tenants file complaints  
     via a 24-hour hotline or through statewide mediation centers.

Description of Aid:

     The Mobile Home program protects tenants rights through settlements negotiated by the program staff or
     mediation agreements created by dispute resolution centers or finally, if necessary, seeking a remedy in
     Supreme Court.

Division of Housing and Community Renewal

NEIGHBORHOOD PRESERVATION

Objective: Provides administrative funds to local, not-for-profit organizations performing housing preservation
and community renewal activities in urban areas.

Administering Agency: NYS Division of Housing and Community Renewal

NYS Object Code: 69204* Year Established: 1977
Catalog of Federal Domestic Assistance No.: NA

Legal Authority:
Law: NY Private Housing Finance Law, Article XVI
Regulation: NA

Program Contact: Fiscal Contact:
Bonnie Lichak NA
Program Manager
Office of Community Development
NYS Division of Housing and
Community Renewal
38-40 State Street
Albany, NY 12207
(518) 486-5086

Eligibility: Private Non-Profit Groups. Organizations must serve low-income communities in areas in need of
improvement. Majority of persons served must be below 90% of median income. Majority of Board must be
from the serivce area.

Type of Program and Special Restrictions: Optional, without any State or Federal mandated require-
ments. Funds may only be used for planning and administrative purposes.

Action Required to Receive Aid: Non-competitive application for continued aid required and a competi-
tive application is required if a Notice of Funds Available is issued for new groups.

Description of Aid:

Flow of Funds: State to Non-profit. Monies are provided as an advance.
Type of Aid: Ongoing, on an annual renewal basis.
Formula: NA
Matching Requirement: One-third of the State contract. This match may be in-kind contributions, or cash
contributions from public or private sources to the Non-profit.
Maintenance of Effort: NA

Amounts Appropriated:

Federal Funds State General Funds State Spec. Rev.

SFY 94-95 NA $11,750,000 NA
SFY 95-96 NA 11 750,000 NA
SFY 96-97 NA 11,750,000 NA

Amounts Disbursed:

Federal Funds State General Funds State Spec. Rev.

SFY 94-95 NA $10,539,800 NA
SFY 95-96 NA 11,844,500 NA

*General DHCR code.

Division of Housing and Community Renewal

NEW YORK STATE HOME PROGRAM

Objective: To meet State housing goals as identified in the State's Consolidated Plan.

Administering Agency: NYS Housing Trust Fund Corporation; US Department of Housing and Urban
Development

NYS Object Code: NA Year Established: 1990
Catalog of Federal Domestic Assistance No.: NA

Legal Authority:
Law: NY Private Housing Finance Law, Article 24; US National Affordable Housing Act, Title II, as
amended
Regulation: 24 CFR Part 92

Program Contact: Fiscal Contact:
Thomas O. Carey Frank Markowski
Program Manager Assistant Treasurer HTFC
Office of Community Development Finance
NYS Division of Housing and NYS Division of Housing and
Community Renewal Community Renewal
38-40 State Street 38-40 State Street
Albany, NY 12207 Albany, NY 12207
(518) 486-5044 (518) 486-3407

Eligibility: Counties, Cities, Towns, Villages, Public Authorities, Private Non-Profit Groups and Others including
units of general local government and for-profit and non-profit housing developers.

Type of Program and Special Restrictions: Optional, but once chosen subject to mandated State and
Federal requirements. No special restrictions.

Action Required to Receive Aid: Competitive application for aid required.

Description of Aid:

Flow of Funds: Federal to State to Local (Pass-through).
Type of Aid: Project Grants
Formula: Funds are awarded to the State based on a formula, but distributed competitively to local govern-
ments. At least 80 percent of funds are awarded to jurisdictions that do not receive direct federal allocations.
Matching Requirement: NA
Maintenance of Effort: NA

Amounts Appropriated:

Federal Funds State General Funds State Spec. Rev.

FFY 94-95 $23,577,000 NA NA
FFY 95-96 24,839,000 NA NA
FFY 96-97 26,646,000 NA NA

Amounts Disbursed:

Federal Funds State General Funds State Spec. Rev.

FFY 94-95 $10,012,655 NA NA
FFY 95-96 NA NA NA

Division of Housing and Community Renewal

PUBLIC HOUSING MODERNIZATION

Objective: Assists in the rehabilitation and modernization of State assisted public housing projects.

Administering Agency: NYS Division of Housing and Community Renewal

NYS Object Code: 69209 Year Established: 1981
Catalog of Federal Domestic Assistance No.: NA

Legal Authority:
Law: NY Laws of 1990, Chapter 53
Regulation: NA

Program Contact: Fiscal Contact:
Leressa Crockett NA
Deputy Commissioner
Housing Management
NYS Division of Housing and
Community Renewal
One Fordham Plaza
Bronx, NY 10458
(718) 563-5829

Eligibility: Public Housing Authorities. Eligibility is limited to State aided low income projects which have
not been federalized.

Type of Program and Special Restrictions: Optional, but once chosen subject to mandated State
requirements. Must be used for upgrading Housing Authority property. Not more than 50 percent
of available funds may be allocated to any single housing authority.

Action Required to Receive Aid: Competitive application for aid required.

Description of Aid:

Flow of Funds: State to Local. Monies are provided as a reimbursement.
Type of Aid: Ongoing
Formula: NA
Matching Requirement: NA
Maintenance of Effort: NA

Amounts Appropriated:

Federal Funds State General Funds State Spec. Rev.

SFY 94-95 NA $15,500,000 NA
SFY 95-96 NA 15 500,000 NA
SFY 96-97 NA 12,400,000 NA

Amounts Disbursed:

Federal Funds State General Funds State Spec. Rev.

SFY 94-95 NA $659,591 NA
SFY 95-96 NA 8,192 NA

Division of Housing and Community Renewal

RESTORE

Objective: To fund emergency home repair programs, to repair housing conditions that are a threat to the health
and safety of low-income elderly homeowners.

Administering Agency: NYS Housing Trust Fund Corporation

NYS Object Code: NA Year Established: 1987
Catalog of Federal Domestic Assistance No.: NA

Legal Authority:
Law: NY Laws of 1990
Regulation: NA

Program Contact: Fiscal Contact:
Charles McPhillips Frank Markowski
Program Manager Assistant Treasurer HTFC
Office of Community Development Finance
NYS Division of Housing and NYS Division of Housing and
Community Renewal Community Renewal
38-40 State Street 38-40 State Street
Albany, NY 12207 Albany, NY 12207
(518) 486-7083 (518) 486-3407

Eligibility: Counties, Cities, Towns, Villages and Private Non-Profit Groups.

Type of Program and Special Restrictions: Optional, without any State or Federal mandated require-
ments. The maximum amount of assistance to any low income elderly homeowner served is $5,000.

Action Required to Receive Aid: Competitive application for aid required.

Description of Aid:

Flow of Funds: State to Local. Monies are provided in advance of expenditures by the local grantees.
Type of Aid: Project Grant
Formula: NA
Matching Requirement: Yes, consult program contact.
Maintenance of Effort: NA

Amounts Appropriated:

Federal Funds State General Funds State Spec. Rev.

SFY 94-95 NA NA $500,000
SFY 95-96 NA NA 500,000
SFY 96-97 NA NA 400,000

Amounts Disbursed:

Federal Funds State General Funds State Spec. Rev.

SFY 94-95 NA NA $500,000
SFY 95-96 NA NA 500,000

Division of Housing and Community Renewal

RURAL AREA REVITALIZATION

Objective: Assists the efforts of eligible not-for-profit corporations in community preservation by providing capital
funding to construct and/or rehabilitate housing, commercial and/or community/civic facilities.

Administering Agency: NYS Division of Housing and Community Renewal/NYS Housing Trust Fund
Corporation

NYS Object Code: NA Year Established: 1983
Catalog of Federal Domestic Assistance No.: NA

Legal Authority:
Law: NY Private Housing Finance Law, Article XVIII-B
Regulation: 9 NYCRR 1920

Program Contact: Fiscal Contact:
Arnon Adler NA
Program Manager
Office of Community Development
NYS Division of Housing and
Community Renewal
38-40 State Street
Albany, NY 12207
(518) 473-8551

Eligibility: Private Non-Profit Groups. Must be under contract pursuant to Article XVII of PHFL or a com-
community-based, not-for-profit corporation. Eligible community under Article XVII of PHFL must be a rural
area which has suffered decay/deterioration and must have a substantial proportion of low-income residents (90
percent of median); localities must have a population less than 25,000.

Type of Program and Special Restrictions: Optional, without any State or Federal mandated
requirements.

Action Required to Receive Aid: Contact the agency representative.

Description of Aid:

Flow of Funds: State to Non-profit. Monies are provided as a reimbursement.
Type of Aid: Project Grant
Formula: NA
Matching Requirement: NA
Maintenance of Effort: NA

Amounts Appropriated:

Federal Funds State General Funds State Spec. Rev.

SFY 94-95 NA NA NA
SFY 95-96 NA NA NA
SFY 96-97 NA NA $500,000

Amounts Disbursed:

Federal Funds State General Funds State Spec. Rev.

SFY 94-95 NA NA $775,662
SFY 95-96 NA NA 157,702

Division of Housing and Community Renewal

RURAL PRESERVATION

Objective: Provides administrative funds to local, not-for-profit organizations performing housing preservation
and community renewal activities in rural areas.

Administering Agency: NYS Division of Housing and Community Renewal

NYS Object Code: 69204* Year Established: 1980
Catalog of Federal Domestic Assistance No.: NA

Legal Authority:
Law: NY Private Housing Finance Law, Article XVII
Regulation: NA

Program Contact: Fiscal Contact:
Nine Moore NA
Program Manager
Office of Community Development
NYS Division of Housing and
Community Renewal
38-40 State Street
Albany, NY 12207
(518) 486-5086

Type of Program and Special Restrictions: Optional, without any State or Federal mandated require-
ments. Funds may only be used for planning and administrative purposes.

Action Required to Receive Aid: Renewal application for continued aid and competitive application
required if a Notice of Funding Availability is issued for new groups.

Description of Aid:

Flow of Funds: State to Non-profit. Monies are provided as an advance.
Type of Aid: Ongoing, on an annual review basis.
Formula: NA
Matching Requirement: One-third of the State contract. This match may be in-kind contributions or cash con-
tributions from public or private sources to the Non-profit.
Maintenance of Effort: NA

Amounts Appropriated:

Federal Funds State General Funds State Spec. Rev.

SFY 94-95 NA $4,860,000 NA
SFY 95-96 NA 4,860,000 NA
SFY 96-97 NA 4,860,000 NA

Amounts Disbursed:

Federal Funds State General Funds State Spec. Rev.

SFY 94-95 NA $5,017,400 NA
SFY 95-96 NA 5,221,100 NA

*General DHCR code.

Division of Housing and Community Renewal

RURAL RENTAL ASSISTANCE

Objective: Provides State rent subsidies on behalf of low-income tenants of rental housing built or rehabili-
tated with financing from the US Department of Agriculture, Rural Development Corporation (RDC) --
formerly called the Farmers Home Administration ([FmHA) -- under the Section 515 program. Subsidies are
for 15 years, and make up the difference between 30 percent of the tenant's income and the rent necessary to
maintain the unit.

Administering Agency: NYS Division of Housing and Community Renewal

NYS Object Code: 69204* Year Established: 1982
Catalog of Federal Domestic Assistance No.: NA

Legal Authority:
Law: NY Private Housing Finance Law, Article XVII-A
Regulation: NA

Program Contact: Fiscal Contact:
Charles McPhillips NA
Program Manager
Office of Community Development
NYS Division of Housing and
Community Renewal
38-40 State Street
Albany, NY 12207
(518) 486-7083

Eligibility: Non-Profit Groups, Public Housing Authorities and Private Developers. Participants in Rural Develop-
ment Corporation Section 515 multifamily housing who are selected under RDC low-income requirements.

Type of Program and Special Restrictions: Optional, without any State or Federal mandated require-
ments. Funds may be used for eligible rent subsidies.

Action Required to Receive Aid: Competitive application for aid required.

Description of Aid:

Flow of Funds: State to Local. Monies are provided partially as an advance, and partially as a reimbursement.
Type of Aid: Ongoing
Formula: NA
Matching Requirement: NA
Maintenance of Effort: NA

Amounts Appropriated:

Federal Funds** State General Funds State Spec. Rev.

SFY 94-95 NA $21,000,000 NA
SFY 95-96 NA 14,375,000 NA
SFY 96-97 NA 9,700,000 NA

Amounts Disbursed:

Federal Funds State General Funds State Spec. Rev.

SFY 94-95 $5,939,212 $ 8,487,300 NA
SFY 95-96 5,115,977 10,109,300 NA

*General DHCR code.
**An additional $14,000,000 in federal construction funds were leveraged by this program in SFY 1994-95.

Division of Housing and Community Renewal

SECTION 8 HOUSING

Objective: Provides housing assistance payments (HAP) on behalf of families with low and moderate income
to enable them to rent (existing, rehabilitative or new) housing that is safe, sanitary and affordable.

Administering Agency: NYS Division of Housing and Community Renewal; US Department of Housing
and Urban Development

NYS Object Code: 69250 Year Established: 1975
Catalog of Federal Domestic Assistance No.: 14.156

Legal Authority:
Law: US Housing and Community Development Act of 1974
Regulation: NA

Program Contact: Fiscal Contact:
Leressa Crockett NA
Deputy Commissioner
Housing Management
NYS Division of Housing and
Community Renewal
One Fordham Plaza
Bronx, NY 10458
(718) 563-5829

Eligibility: Cities, Towns, Villages and Local Public Housing Agencies.

Type of Program and Special Restrictions: Mandated, required by Federal law or regulations. Must
be used as rent subsidies to low/moderate income people. Tenants must pay up to 30 percent for rent.

Action Required to Receive Aid: Non-competitive application for aid required.

Description of Aid:

Flow of Funds: Federal to State to Local. Monies are provided as a reimbursement.
Type of Aid: Project Grant
Formula: Census data and statistical tables are utilized in establishing the allocation area. Factors utilized
include: the proportion of new construction, rehabilitative and existing housing therein, household type
prevalent, areawide boundaries and topographical barriers.
Matching Requirement: NA
Maintenance of Effort: NA

Amounts Appropriated:

Federal Funds State General Funds State Spec. Rev.

SFY 94-95 $12,200,000 NA NA
SFY 95-96 12,960,000 NA NA
SFY 96-97 13,100,000 NA NA

Amounts Disbursed:

Federal Funds State General Funds State Spec. Rev.

SFY 94-95 $10,892,507 NA NA
SFY 95-96 7,298,991 NA NA

               Division of Housing and Community Renewal

                        TECHNICAL ASSISTANCE PROGRAM

Objective:  Facilitates the construction, rehabilitation, maintenance and operation of low-income and afford-
     able housing.  Assists Neighborhood and Rural Preservation companies on a variety of organizational issues.

Administering Agency:  NYS Division of Housing and Community Renewal/NYS Housing Trust Fund
      Corporation

NYS Object Code:  01080                             Year Established:  1985
Catalog of Federal Domestic Assistance No.:  NA

Legal Authority:
     Law:  NY Private Housing Finance Law, Article XVI, XVII, XVIII and XVIII-A
     Regulation: NA

Program Contact:                       Fiscal Contact:
  Dr. John Conway                        NA
  NYS Division of Housing and
    Community Renewal
  38-40 State Street
  Albany, NY  12207
  (518) 486-6276

Eligibility:  Counties, Cities, Towns, Villages, School Districts, Public Authorities and Private Non-Profit Groups,
     including State-funded Preservation Companies.

Type of Program and Special Restrictions:  Recipients must be applicants to, or potential applicants  
     to DHCR/HTF capital programs, and/or preservation companies.

Action Required to Receive Aid:  Request through DHCR Regional Office.

Description of Aid:

     Provision of consultant services and/or training and publications.

              Division of Housing and Community Renewal

                     TURNKEY/ENHANCED HOUSING TRUST FUND

Objective:  Expedited program to build rental projects for persons of low-income.

Administering Agency:  NYS Housing Trust Fund Corporation

NYS Object Code:  NA                                Year Established:  1988
Catalog of Federal Domestic Assistance No.:  NA

Legal Authority:
     Law:  NY Laws of 1988, Chapter 261, Article 18A
     Regulation: NA

Program Contact:                       Fiscal Contact:
  Thomas Koenig                          Frank Markowski
  Program Manager                        Assistant Treasurer HTFC
  Office of Community Development        Finance
  NYS Division of Housing and            NYS Division of Housing and
    Community Renewal                      Community Renewal
  38-40 State Street                     38-40 State Street
  Albany, NY  12207                      Albany, NY  12207
  (518) 486-7682                         (518) 486-3407

Eligibility:  Counties, Cities, Towns, Villages, Public Authorities, Private Non-Profit Groups, For-Profit Devel-  
     opers, Housing Development Fund Companies and Housing Authorities.  Must serve low-income tenants, must
     be experienced, project must fall within cost limitations, must be in an area of need.

Type of Program and Special Restrictions:  Optional, without any State or Federal mandated require-  
     ments.  Must be maintained as low-income housing for 99 years.

Action Required to Receive Aid:  No applications for aid will be accepted at this time.

Description of Aid:

     Flow of Funds:  State to Local.  Monies are provided as a reimbursement.
     Type of Aid: Project Grant
     Formula:  NA
     Matching Requirement:  NA
     Maintenance of Effort:  NA

Amounts Appropriated:

                 Federal Funds    State General Funds  State Spec. Funds

     SFY 94-95        NA                  NA                  NA
     SFY 95-96        NA                  NA                  NA
     SFY 96-97        NA                  NA                  NA

Amounts Disbursed:

                 Federal Funds    State General Funds  State Spec. Funds

     SFY 94-95        NA              $16,282,273             NA
     SFY 95-96        NA                7,507,362             NA

           Division of Housing and Community Renewal

                              URBAN INITIATIVES

Objective:  Assist the efforts of eligible not-for-profit organizations in community preservation by providing  
     capital funding to construct and/or rehabilitate housing and/or community/civic facilities.

Administering Agency:  NYS Housing Trust Fund Corporation

NYS Object Code:  NA                                Year Established:  1980
Catalog of Federal Domestic Assistance No.:  NA

Legal Authority:
     Law:  NY Private Housing Finance Law, Article XVI-A
     Regulation:  NYCRR 2620

Program Contact:                       Fiscal Contact:
  Arnon Adler                            Frank Markowski
  Program Manager                        Assistant Treasurer HTFC
  Office of Community Development        Finance
  NYS Division of Housing and            NYS Division of Housing and
    Community Renewal                      Community Renewal
  38-40 State Street                     38-40 State Street
  Albany, NY  12207                      Albany, NY  12207
  (518) 486-8551                         (518) 486-3407

Eligibility:  Private Non-Profit Groups.  Must be under contract pursuant to Article XVI of PHFL or a com-  
     munity-based, not-for-profit corporation.  Eligible neighborhood under Article XVI of PHFL must have suffered
     decay/deterioration and must have a substantial proportion of low income residents (90 percent of median);
     localities must have a population greater than 20,000.

Type of Program and Special Restrictions:  Optional, without any State or Federal mandated
     requirements.

Action Required to Receive Aid:  No applications accepted at this time.

Description of Aid:

     Flow of Funds:  State to Local.  Monies are provided as a reimbursement.
     Type of Aid: Project Grant
     Formula:  NA
     Matching Requirement:  NA
     Maintenance of Effort:  NA

Amounts Appropriated:

                 Federal Funds    State General Funds  State Spec. Rev.

     SFY 94-95        NA                  NA                  NA
     SFY 95-96        NA                  NA                  NA
     SFY 96-97        NA                  NA                  NA

Amounts Disbursed:

                 Federal Funds    State General Funds  State Spec. Rev.

     SFY 94-95        NA                  NA                $213,501
     SFY 95-96        NA                  NA                 165,680

              Division of Housing and Community Renewal

                      WEATHERIZATION ASSISTANCE PROGRAM

Objective:  Reduces the impact of higher energy costs on low-income families, especially the elderly and handi-  
     capped, by weatherizing homes.

Administering Agency:  NYS Division of Housing and Community Renewal; US Department of Energy

NYS Object Code:  69707                             Year Established:  1977
Catalog of Federal Domestic Assistance No.:  93.568, 81.042

Legal Authority:
     Law:  NY Laws of 1987, Chapter 615; US PL 94-385, PL 95-91, PL 97-377
     Regulation: 42 USC 6851, 7101

Program Contact:                             Fiscal Contact:
  Rick Gerardi                                 Contract Unit
  Director                                     NYS Division of Housing and
  Bureau of Residential Energy Affordability     Community Renewal
  NYS Division of Housing and Community        38-40 State Street
    Renewal                                    Hampton Plaza
  38-40 State Street                           Albany, NY  12207
  Hampton Plaza
  Albany, NY  12207
  (518) 486-3298

Eligibility:  State Governments, Counties, Cities, Towns, Village, Non-Profit Groups and Indian Tribal
     Organizations.

Type of Program and Special Restrictions:  Optional, but once chosen subject to mandated State and   
     Federal requirements.  Residential energy conservation measures based upon on-site inspection of dwelling unit.

Action Required to Receive Aid:  Non-competitive application for aid required.

Description of Aid:

     Flow of Funds:  Federal to State to Local (Pass-through).  Monies are provided partially as an advance and   
       partially as a reimbursement.
     Type of Aid: Project Grant
     Formula:  Based on heating degree days, poverty population by census, and minimum allocation level.  
     Matching Requirement:  A match is required from any ineligible rental property owner.
     Maintenance of Effort:  Contractual

Amounts Appropriated:

                 Federal Funds    State General Funds  State Spec. Funds

     SFY 94-95    $56,999,532*            NA                  NA
     SFY 95-96     42,608,306             NA                  NA
     SFY 96-97     27,917,386             NA                  NA

*Includes one-time supplement funding.

Amounts Disbursed:

                 Federal Funds    State General Funds  State Spec. Funds

     SFY 94-95    $44,140,475             NA                  NA
     SFY 95-96     28,812,583             NA                  NA

US Department of Housing and Urban Development

COMMUNITY DEVELOPMENT ENTITLEMENT GRANTS

Objective: Develops viable urban communities by providing decent housing, a suitable living environment, and
expanding economic opportunities, principally for low income individuals.

Administering Agency: US Department of Housing and Urban Development

NYS Object Code: NA Year Established: 1974
Catalog of Federal Domestic Assistance No.: 14.218

Legal Authority:
Law: US Housing and Community Development Act of 1974
Regulation: 24 CFR 570

Program Contact: Fiscal Contact:
Office of Community Planning NA
and Development
US Department of Housing and
Urban Development
26 Federal Plaza, Room 3504
New York, NY 10278
(212) 264-2885

Eligibility: Counties, Cities and Towns. Must be a city with population greater than 50,000, or, urban county
with population over 200,000 (excluding Entitlement Cities), or city with population less than 50,000 which
is the central city in a metropolitan statistical area.

Type of Program and Special Restrictions: Optional, but once chosen subject to mandated Federal
requirements. At least 70 percent of funds received during a one, two or three year period must principally
benefit low and moderate income persons (less than 80 percent of median family income for area). Funds
cannot be used for construction or rehabilitation of buildings for the general conduct of government or for new
housing construction unless administered by an eligible sub-recipient.

Action Required to Receive Aid: Non-competitive application for aid required.

Description of Aid:

Flow of Funds: Federal to Local.
Type of Aid: Ongoing
Formula: Aid is based on population, extent of poverty, extent of housing overcrowding.
Matching Requirement: NA
Maintenance of Effort: NA

Amounts Appropriated:

Federal Funds State General FundsState Spec. Rev.

FFY 95 $3,140,000,000 NA NA
FFY 96 3,059,000,000 NA NA
FFY 97 3,017,280,000 NA NA

Amounts Awarded:

Federal Funds* State General Funds State Spec. Rev.

FFY 95 $385,354,000 NA NA
FFY 96 374,527,000 NA NA

*Excludes $57,938,000 in FY 95 AND $56,468,000 IN FY 96 that was not part of the Entitlement program
for cities and urban counties. These funds are for the State/Small Cities program.

US Department of Housing and Urban Development

COMMUNITY DEVELOPMENT SMALL CITIES

Objective: Develops viable urban communities by providing decent housing, a suitable living environment, and
expanding economic opportunities, principally for persons of low and moderate income.

Administering Agency: US Department of Housing and Urban Development

NYS Object Code: NA Year Established: 1974
Catalog of Federal Domestic Assistance No.: 14.218

Legal Authority:
Law: US Housing and Community Development Act of 1974
Regulation: 24 CFR 570

Program Contact: Fiscal Contact:
Office of Community Planning NA
and Development
US Department of Housing and
Urban Development
26 Federal Plaza, Room 3504
New York, NY 10278
(212) 264-2885

Eligibility: Counties, Towns and Villages. Must not be eligible for Entitlement Funds under CFDA program
number 14.218. Grants are competitive.

Type of Program and Special Restrictions: Funds received must principally benefit low and moderate
income persons (less than 80 percent of median family income for area). Funds cannot be used for construction
or rehabilitation of buildings for the general conduct of government or for new housing construction unless
administered by an eligible sub-recipient. Applications must comply with requirements in Notice of Funding
Availability for Comprehensive and Single Purpose grants (Housing, Public Facilities or Economic
Development).

Action Required to Receive Aid: Competitive application for aid required.

Description of Aid:

Flow of Funds: Federal to Local.
Type of Aid: Ongoing
Formula: Applications are rated according to absolute/relative poverty levels, program impact and outstanding
fair housing and equal opportunity performance.
Matching Requirement: NA
Maintenance of Effort: NA

Amounts Appropriated:

Federal Funds State General Funds State Spec. Rev.

FFY 95 NA NA NA
FFY 96 $56,468,000 NA NA
FFY 97 NA NA NA

Amounts Awarded:

Federal Funds State General Funds State Spec. Rev.

FFY 95 $57,938,008 NA NA
FFY 96 NA* NA NA

*Not awarded yet.

            US Department of Housing and Urban Development

                    CONSOLIDATED TECHNICAL ASSISTANCE FOR
                     COMMUNITY PLANNING AND DEVELOPMENT
                       (Technical Assistance Program)

Objective:  Provides technical assistance to recipients of HOME, CDBG and Supportive Housing program funds. 

Administering Agency:  US Department of Housing and Urban Development, Office of Community Planning 
     and Development

NYS Object Code:  NA                                Year Established:  1995
Catalog of Federal Domestic Assistance No.:  14.231, 14.239, 14.227

Legal Authority:
     Law:  US Housing Act of 1968 as amended by Housing and Urban Development Act of 1992
     Regulation:  24 CFR Part 92; 24 CFR 570.42; 24 CFR 583.140

Program Contact:                       Fiscal Contact:
  Office of Community Planning           NA
    and Development  
  US Department of Housing and 
    Urban Development
  26 Federal Plaza, Room 3504
  New York, NY  10278
  (212) 264-2885

Eligibility:  Private consultants, State and local governments, and non-profit groups.

Type of Program and Special Restrictions:  Aid may be used to provide technical assistance to grantees 
     of the HOME, CDBG and Supportive Housing programs.

Action Required to Receive Aid:  Competitive application for grant assistance required.

            US Department of Housing and Urban Development

                    CONTINUUM OF CARE HOMELESS ASSISTANCE

Objective:  Provides a comprehensive approach to develop and implement housing and service delivery programs 
     and helps build partnerships and coordination with states, localities, not-for-profit organizations and the federal
     government to help homeless individuals and families move to permanent living and self-sufficiency to the
     extent possible.  A Continuum of Care system consists of four basic components:

     1.    A system of outreach and assessment for determining the needs and conditions of an individual or
           family who is homeless;

     2.    Emergency shelters with appropriate supportive services to help ensure that homeless individuals and
           families receive adequate emergency shelter and referral to necessary service providers or housing
           finders;

     3.    Transitional housing with appropriate supportive services to help those homeless individuals and
           families who are not prepared to make the transition to permanent housing and independent living; and

     4.    Permanent housing, or permanent supportive housing, to help meet the long-term needs of homeless
           individuals and families.

Amounts Appropriated and Disbursed:

     Grant funds available under the Supportive Housing Program (SHP), the Shelter Plus Care Program (S+C), and
     the Section 8 Moderate Rehabilitation Program for Homeless Individuals (SRO) may be used to fill gaps within
     a community's Continuum of Care system to help homeless people achieve self-sufficiency.  Separate amounts
     for each of the three programs were not specified in FY 1996.  Instead, the distribution of funds among the
     three programs depends on locally determined priorities and overall demand.  The funding available under the
     three programs to create community systems for combating homelessness in Fiscal Years 1994, 1995 and 1996
     are as follows:

                 Federal Funds    State General Funds  State Spec. Rev.

     FFY 94     $  608,000,000            NA                  NA
     FFY 95      1,100,000,000            NA                  NA
     FFY 96        823,000,000            NA                  NA

Comments:  See separate program descriptions for the Supportive Housing Program (SHP), the Shelter Plus Care 
     Program (S+C), and the Section 8 Moderate Rehabilitation Assistance for Single-Room Occupancy (SRO)
     Dwellings Program.

            US Department of Housing and Urban Development

                    ECONOMIC DEVELOPMENT INITIATIVE (EDI)
                        (Technical Assistance Program)

Objective:  Enhances the security of Section 108 program guaranteed loans, or improves the feasibility of pro-  
     posed projects through techniques such as interest rate subsidies, loan loss reserves, etc.  The Section 108
     program provides communities with a source of financing for economic development, housing rehabilitation,
     large scale physical and community development projects such as Homeownership Zones and Community and
     Individual Investment Corporations (CIIC).

Administering Agency:  US Department of Housing and Urban Development

NYS Object Code:  NA                                  Year Established:  NA
Catalog of Federal Domestic Assistance No.:  14.218

Legal Authority:
     Law:  US Housing and Community Development Act of 1974
     Regulation:  24 CFR 570

Program Contact:                       Fiscal Contact:
  Office of Community Planning           NA
    and Development  
  US Department of Housing and 
    Urban Development
  26 Federal Plaza, Room 3504
  New York, NY  10278
  (212) 264-2885

Eligibility:  Community Development Block Grant (CDBG) Program Entitlement communities and nonentitle-  
     ment counties, cities, towns and villages.

Type of Program and Special Restrictions:  Optional, but once chosen subject to mandated Federal      
     requirements.  At least 70 percent of funds received during a one, two or three year period must principally
     benefit low and moderate income persons (less than 80 percent of median family income for area).  Funds
     cannot be used for construction or rehabilitation of buildings for the general conduct of government or for new
     housing construction unless administered by an eligible sub-recipient.

Action Required to Receive Aid:  Competitive application for grant assistance required in response to a    
     Notice of Funding Availability.  For Section 108 program, application may be submitted at any time.

US Department of Housing and Urban Development

EMERGENCY SHELTER GRANTS PROGRAM (ESG)

Objective: Provides States, Metropolitan Cities, Urban Counties and Territories with grants according to the
formula used for Community Development Block Grants in order to renovate, rehabilitate or convert buildings
for use as emergency shelters and, with limitations, provides funds for essential services for the homeless and
operating costs.

Administering Agency: US Department of Housing and Urban Development

NYS Object Code: NA Year Established: 1987
Catalog of Federal Domestic Assistance No.: 14.231

Legal Authority:
Law: US Stewart B. McKinney Homeless Assistance Act of 1987, as amended, Title IV, Subtitle B, Sections
411-417, PL 100-77 and Cranston-Gonzalez National Affordable Housing Act of 1990, PL 101-625
Regulation: 24 CFR 576

Program Contact: Fiscal Contact:
Office of Community Planning NA
and Development
US Department of Housing and
Urban Development
26 Federal Plaza, Room 3504
New York, NY 10278
(212) 264-2885

Eligibility: State Governments, Counties, Cities and Territories who have an approved Consolidated Plan.

Type of Program and Special Restrictions: Formula grants based on the CDBG grant formula. Payroll
expenses for staff to operate the shelter are ineligible.

Action Required to Receive Aid: Non-competitive application for aid required, in the form of the Consol-
idated Plan.

Description of Aid:

Flow of Funds: Federal to Local.
Type of Aid: Ongoing
Formula: Based on CDBG formula which uses several objective measures of community need, including
poverty, population, housing overcrowding, age of housing and growth lag.
Matching Requirement: Grantee must match ESG funding with an equal amount from other sources.
Maintenance of Effort: NA

Amounts Appropriated:

Federal Funds State General Funds State Spec. Rev.

FFY 95 $156,000,000 NA NA
FFY 96 115,000,000 NA NA
FFY 97 115,000,000 NA NA

Amounts Awarded:

Federal Funds State General Funds State Spec. Rev.

FFY 95 $15,460,000 NA NA
FFY 96 11,231,000 NA NA

US Department of Housing and Urban Development

EMPOWERMENT ZONE PROGRAM

Objective: Establishment of Empowerment Zones in urban areas to stimulate creation of new jobs particularly
for the disadvantaged and long term unemployed and to promote revitalization of economically distressed areas.

Administering Agency: US Department of Housing and Urban Development

NYS Object Code: NA Year Established: 1993
Catalog of Federal Domestic Assistance No.: NA

Legal Authority:
Law: US Omnibus Budget Reconciliation Act of 1993, Title XIII, PL 103-66
Regulation: 24 CFR 597

Program Contact: Fiscal Contact:
Joseph A. D'Agosta NA
Director
Office of Community Planning
and Development
US Department of Housing and
Urban Development
26 Federal Plaza, Room 3504
New York, NY 10278
(212) 264-2885 ext. 3401

Eligibility: State Governments, Counties, Cities, Towns, and Villages

Type of Program and Special Restrictions: Optional, but once chosen subject to mandated Federal
requirements. Funds must be used in accordance with a HUD-approved strategic plan.

Action Required to Receive Aid: Competitive application for aid required.

Description of Aid:

Flow of Funds: Federal to Local. Monies are provided in advance of expenditures by the local government.
Type of Aid: Project Grant
Formula: NA, $100,000,000 per zone.
Matching Requirement: NA
Maintenance of Effort: NA

Amounts Appropriated and Disbursed: $100,000,000 per zone.

            US Department of Housing and Urban Development

                           ENTERPRISE COMMUNITIES

Objective:  Stimulates the creation of new jobs, particularly for the disadvantaged and long term unemployed and 
     promotes revitalization of economically distressed areas.

Administering Agency:  US Department of Housing and Urban Development (urban); US Department of Agri- 
     culture (rural)

NYS Object Code:  NA                                Year Established:  1993
Catalog of Federal Domestic Assistance No.:  NA

Legal Authority:
     Law:  US Internal Revenue Code of 1986, Subchapter U; Omnibus Reconciliation Act of 1993
     Regulation:  24 CFR 597

Program Contact:                       Fiscal Contact:
  Office of Community Planning           NA
    and Development  
  US Department of Housing and 
    Urban Development
  26 Federal Plaza, Room 3504
  New York, NY  10278
  (212) 264-2885

Eligibility:  State or local government nominated urban area eligible for designation based on pervasive poverty, 
     unemployment and general distress as established in data published by Bureau of Census and Bureau of Labor
     Statistics.

Type of Program and Special Restrictions:  HUD will designate up to 65 of the nominated urban areas  
     not designated as Empowerment Zones.

Action Required to Receive Aid:  Notice of intent to participate, strategic plan, required eligibility forms and 
     certifications.

Description of Aid:

     Flow of Funds:  Federal to Local.
     Type of Aid:  Ongoing
     Formula:  Aid is based on pervasive poverty, unemployment, and general distress.
     Matching Requirement:  NA
     Maintenance of Effort:  NA

US Department of Housing and Urban Development

HOME INVESTMENT
PARTNERSHIPS PROGRAM (HOME)

Objective: Expands the supply of decent and affordable housing, particularly rental housing, for low and very low-
income people.

Administering Agency: US Department of Housing and Urban Development

NYS Object Code: NA Year Established: 1990
Catalog of Federal Domestic Assistance No.: 14.239

Legal Authority:
Law: US National Affordable Housing Act, Title II
Regulation: 24 CFR 92

Program Contact: Fiscal Contact:
Office of Community Planning NA
and Development
US Department of Housing and
Urban Development
26 Federal Plaza, Room 3504
New York, NY 10278
(212) 264-2885

Eligibility: State Governments, Counties and Cities.

Type of Program and Special Restrictions: Optional, but once chosen subject to mandated Federal
requirements. Housing which is developed with HOME funds must serve low and very low-income families.
For rental housing at least 90 percent of HOME funds must be invested in units that are occupied by families
whose incomes are 60 percent of the median for the area, or less. The remaining ten percent must be invested
in units occupied by families below 80 percent of median income. The rents in HOME-assisted units must be
affordable to low-income families, and remain affordable for a reasonable amount of time. For
Homeownership, homeowners must have incomes at or below 80 percent of the area median income. The home
must be the owners' principal residence and must be valued at or below 95 percent of the median area purchase
price. Resale provisions apply to first-time homebuyers to assure continued affordability.

Action Required to Receive Aid: Each eligible jurisdiction must submit a Consolidated Plan notifying HUD
of its intent to participate in HOME and submit a program description.

Description of Aid:

Flow of Funds: Federal to State, Federal to Local.
Type of Aid: Ongoing
Formula: Aid is based on housing supply, substandard housing, cost of producing housing, poverty, number of
low-income families in housing units in need of rehabilitation, fiscal incapacity for carry out housing activities
without federal assistance.
Matching Requirement: NA
Maintenance of Effort: NA

Amounts Appropriated:

Federal Funds State General Funds State Spec. Rev.

FFY 95 $1,400,000,000 NA NA
FFY 96 1,400,000,000 NA NA
FFY 97 1,400,000,000 NA NA

Amounts Awarded:

Federal Funds State General Funds State Spec. Rev.

FFY 95 $144,149,000 NA NA
FFY 96 148,825,000 NA NA

            US Department of Housing and Urban Development

                  HOMEOWNERSHIP AND OPPORTUNITY FOR PEOPLE
                     EVERYWHERE; HOMEOWNERSHIP OF SINGLE
                            FAMILY HOMES (HOPE 3)

Objective:  Empowers low-income families and individuals to become homeowners by purchasing properties which 
     were owned or held by Federal, State or Local governments.

Administering Agency:  US Department of Housing and Urban Development

NYS Object Code:  NA                                Year Established:  1990
Catalog of Federal Domestic Assistance No.:  14.240

Legal Authority:
     Law:  US Cranston-Gonzalez National Affordable Housing Act of 1990, Title IV, Section 441
     Regulation: NA

Program Contact:                       Fiscal Contact:
  Office of Community Planning           NA
    and Development  
  US Department of Housing and 
    Urban Development
  26 Federal Plaza, Room 3504
  New York, NY  10278
  (212) 264-2885

Eligibility:  Private non-profit organizations or public agencies in cooperation with a private non-profit 
     organization.

Type of Program and Special Restrictions:  Optional, but once chosen subject to mandated Federal      
     requirements.  Applicants for Planning and Implementation Grants are to assist eligible low-income persons
     to become first-time homebuyers.  The unit must meet local housing code or housing quality standards
     established by HUD, whichever is higher, not later than two years after transfer of unit to an eligible
     homebuyer.

Action Required to Receive Aid:  Competitive application for aid required.

Description of Aid:

     Flow of Funds:  Federal to Local.
     Type of Aid:  Project Grant
     Formula:  NA
     Matching Requirement:  Contributions must be provided from nonfederal sources and equal not less than 33  
       percent of the implementation grant amount.
     Maintenance of Effort:  NA

Amounts Appropriated:

                 Federal Funds    State General Funds  State Spec. Rev.

     FFY 95            NA                 NA                  NA
     FFY 96            NA                 NA                  NA
     FFY 97            NA                 NA                  NA

Amounts Awarded:

                 Federal Funds    State General Funds  State Spec. Rev.

     FFY 95       $22,929,000             NA                  NA
     FFY 96            NA                 NA                  NA

            US Department of Housing and Urban Development

                     HOUSING OPPORTUNITIES FOR PERSONS 
                              WITH AIDS (HOPWA)
                            COMPETITIVE COMPONENT

Objective:  Provides states, localities and non-profit organizations with resources and incentives to devise long-  
     term comprehensive strategies for meeting the housing needs of persons with AIDS and related diseases.

Administering Agency:  US Department of Housing and Urban Development, Office of Community Planning 
     and Development

NYS Object Code:  NA                                Year Established:  1990
Catalog of Federal Domestic Assistance No.:  NA

Legal Authority:
     Law:  US Cranston-Gonzalez National Affordable Housing Act
     Regulation: 24 CFR 574

Program Contact:                       Fiscal Contact:
  Office of Community Planning           NA
    and Development  
  US Department of Housing and 
    Urban Development
  26 Federal Plaza, Room 3504
  New York, NY  10278
  (212) 264-2885

Eligibility:  State governments that do not qualify for HOPWA formula allocations, special projects of national  
     significance, localities outside of an Eligible Metropolitan Area (EMA), localities inside an EMA that do not
     have an approved Consolidated Plan, and non-profit organizations.

Type of Program and Special Restrictions:  HUD will consider applicant capacity, need for project,      
     appropriateness of housing and supportive services and extent of leveraged public private resources.

Action Required to Receive Aid:  Competitive application for aid required.

Description of Aid:

     Flow of Funds:  Federal to Local.
     Type of Aid:  Project Grant
     Formula:  NA
     Matching Requirement:  NA
     Maintenance of Effort:  NA

Amounts Appropriated:

                 Federal Funds    State General Funds  State Spec. Rev.

     FFY 95            NA                 NA                  NA
     FFY 96       $17,100,000             NA                  NA
     FFY 97            NA                 NA                  NA

Amounts Awarded:

                 Federal Funds    State General Funds  State Spec. Rev.

     FFY 95       $18,370,949             NA                  NA
     FFY 96            NA                 NA                  NA

            US Department of Housing and Urban Development

                     HOUSING OPPORTUNITIES FOR PERSONS 
                             WITH AIDS (HOPWA) 
                              FORMULA COMPONENT

Objective:  Provides states and localities with resources and incentives to devise long-term comprehensive       
     strategies for meeting the housing needs of persons with AIDS and related diseases.

Administering Agency:  US Department of Housing and Urban Development

NYS Object Code:  NA                                Year Established:  1990
Catalog of Federal Domestic Assistance No.:  NA

Legal Authority:
     Law:  US Cranston-Gonzalez National Affordable Housing Act
     Regulation: 24 CFR 574

Program Contact:                       Fiscal Contact:
  Office of Community Planning           NA
    and Development  
  US Department of Housing and 
    Urban Development
  26 Federal Plaza, Room 3504
  New York, NY  10278
  (212) 264-2885

Eligibility:  State Governments and Local Governmental Units.

Type of Program and Special Restrictions:  Grants for housing assistance and supportive services for low-
     income persons with AIDS and related diseases.

Action Required to Receive Aid:  Competitive application for aid required.

Description of Aid:

     Flow of Funds:  Federal to Local.
     Type of Aid:  Ongoing
     Formula:  Based on CDBG entitlement communities within an Eligible Metropolitan Area (EMA) with:  (1)  
       a population of more than 500,000, (2) more than 1,500 cumulative cases of AIDS, and (3) an approved
       Consolidated Plan.
     Matching Requirement:  NA
     Maintenance of Effort:  NA

Amounts Appropriated:

                 Federal Funds    State General Funds  State Spec. Rev.

     FFY 95      $171,000,000*            NA                  NA
     FFY 96       171,000,000             NA                  NA
     FFY 97       196,000,000             NA                  NA

*$186,000,000 was initially appropriated, but $15,000,000 was rescinded during the year.

Amounts Awarded:

                 Federal Funds    State General Funds  State Spec. Rev.

     FFY 95       $41,542,000             NA                  NA
     FFY 96        38,864,000             NA                  NA

            US Department of Housing and Urban Development

                           HUD-OWNED SINGLE FAMILY
                            PROPERTY DISPOSITION
                  (LEASE AND SALE FOR USE BY THE HOMELESS)

Objective:  Makes HUD-held properties available to non-profit providers.  The program consists of three initia-  
     tives for single-family homes acquired by HUD through FHA foreclosures to assist homeless persons.

Administering Agency:  US Department of Housing and Urban Development, Office of Community Planning 
     and Development

NYS Object Code:  NA                                  Year Established:  NA
Catalog of Federal Domestic Assistance No.:  NA

Legal Authority:
     Law:  US National Housing Act, Sections 203 and 211, Housing Act of 1949, Section 2, Housing and Urban   
       Development Act of 1968 and Housing and Urban Development Act, Section 7(d)
     Regulation: 24 CFR 291, 577 and 578

Program Contact:                       Fiscal Contact:
  Office of Community Planning           NA
    and Development  
  US Department of Housing and 
    Urban Development
  26 Federal Plaza, Room 3504
  New York, NY  10278
  (212) 264-2885

Eligibility:  State Governments, Counties, Cities, Local Governmental Unit, Indian Tribes and Private Non-Profit 
     Groups.

Type of Program and Special Restrictions:  Aid may be used for:  (1) leasing HUD acquired properties, 
     (2) sales of acquired home properties directly to non-profit organizations and units of local government, and/or
     (3) lease with option to purchase in connection with the Supportive Housing Demonstration Program.

Action Required to Receive Aid:  Competitive application for aid required.

Description of Aid:

     Flow of Funds:  NA
     Type of Aid:  Property
     Formula:  NA
     Matching Requirement:  NA
     Maintenance of Effort:  NA

            US Department of Housing and Urban Development

                     SECTION 108 LOAN GUARANTEE PROGRAM

Objective:  Develop viable urban communities by providing decent housing, a suitable environment, and expanding 
     economic opportunities, principally for low income individuals.

Administering Agency:  US Department of Housing and Urban Development

NYS Object Code:  NA                                Year Established:  1974
Catalog of Federal Domestic Assistance No.:  14.218

Legal Authority:
     Law:  US Housing and Community Development Act of 1974
     Regulation:  24 CFR 570

Program Contact:                       Fiscal Contact:
  Office of Community Planning           NA
    and Development  
  US Department of Housing and 
    Urban Development
  26 Federal Plaza, Room 3504
  New York, NY  10278
  (212) 264-2885

Eligibility:  Entitlement public entities, nonentitlement public entities assisted in the submission of applications  
     by States that administer the CDBG program; nonentitlement public entities in States where HUD administers
     the CDBG program.

Type of Program and Special Restrictions:  Subject to mandated Federal requirements.  CDBG rules and 
     requirements apply.  

Action Required to Receive Aid:  Non-competitive application for aid required.

Description of Aid:

     Flow of Funds:  Federal to Local.  Entitlement public entities may apply for up to five times the public entity's 
       latest (approved) CDBG entitlement amount, minus any outstanding Section 108 commitments and/or principal
       balances on Section 8 loans.  Nonentitlement public entities may apply for up to five times the latest (approved)
       CDBG amount by their States, minus any outstanding Section 108 commitments and/or principal balances on
       Section 108 loans for which the States have pledged their CDBG funds as security.  The principal security for
       the loan guaranty is a pledge by the applicant public entity or State (in the case of nonentitlement public entity)
       of its future CDBG funds.  Additional security will also be required (on a case-by-case basis) to assure
       repayment of the guarantee obligations.
     Type of Aid:  Ongoing
     Formula:  NA
     Matching Requirement:  NA
     Maintenance of Effort:  NA

Amounts Appropriated and Disbursed:  See Flow of Funds.

            US Department of Housing and Urban Development

                      SECTION 8 MODERATE REHABILITATION
                         ASSISTANCE FOR SINGLE-ROOM
                          OCCUPANCY (SRO) DWELLINGS

Objective:  Provides rental assistance for homeless individuals in rehabilitated single-room occupancy housing.  
     (See also Continuum of Care Homeless Assistance program.)

Administering Agency:  US Department of Housing and Urban Development, Office of Community Planning 
     and Development

NYS Object Code:  NA                                Year Established:  1987
Catalog of Federal Domestic Assistance No.:  14.856

Legal Authority:
     Law:  US Stewart B. McKinney Homeless Assistance Act, PL 100-77 and Housing and Community Development 
       Act of 1987, PL 100-242
     Regulation:  24 CFR 882

Program Contact:                       Fiscal Contact:
  Office of Community Planning           NA
    and Development  
  US Department of Housing and 
    Urban Development
  26 Federal Plaza, Room 3504
  New York, NY  10278
  (212) 264-2885

Eligibility:  Public Housing Agencies.

Type of Program and Special Restrictions:  HUD funds applications from public housing agencies that  
     best demonstrate a need for the assistance and an ability to undertake and carry out the program expeditiously. 
     Selected public housing agencies will enter into 10-year contracts with HUD.  The total cost of rehabilitation
     that may be compensated through contract rents may not exceed $15,000 per unit.

Action Required to Receive Aid:  Competitive application for aid required.

Description of Aid:

     Flow of Funds:  Federal to Local.
     Type of Aid:  Project Grant
     Formula:  NA
     Matching Requirement:  NA
     Maintenance of Effort:  NA

Amounts Appropriated and Disbursed:  See Continuum of Care Homeless Assistance program.

Comments:  Part of Continuum of Care Homeless Assistance program.

            US Department of Housing and Urban Development

                           SHELTER PLUS CARE (S+C)

Objective:  Provides rental assistance in concert with supportive services funded from other Federal, State and  
     local sources to homeless persons with disabilities.  (See also Continuum of Care Homeless Assistance
     program.)

Administering Agency:  US Department of Housing and Urban Development, Office of Community Planning 
     and Development

NYS Object Code:  NA                                Year Established:  1987
Catalog of Federal Domestic Assistance No.:  14.238

Legal Authority:
     Law:  US National Affordable Housing Act, PL 101-625, which amended Title IV of the Stewart B. McKinney 
       Homeless Assistance Act by adding Subtitle F authorizing the Shelter Plus Care Program
     Regulation:  24 CFR Subtitle A Shelter Plus Care Program Guidelines; Rule, dated February 4, 1991.

Program Contact:                       Fiscal Contact:
  Office of Community Planning           NA
    and Development  
  US Department of Housing and 
    Urban Development
  26 Federal Plaza, Room 3504
  New York, NY  10278
  (212) 264-2885

Eligibility:  State Governments, Local Governmental Units and Indian Tribes.

Type of Program and Special Restrictions:  The assistance is targeted primarily to homeless persons who 
     are seriously mentally ill, have chronic problems with alcohol or drugs, or both, or who have AIDS and related
     diseases.

Action Required to Receive Aid:  Competitive application for aid required.

Description of Aid:

     Flow of Funds:  Federal to Local.
     Type of Aid:  Project Grant
     Formula:  NA
     Matching Requirement:  Applicants must match the aggregate amount of S+C rental assistance with supportive 
       services, the aggregate value of which at least equals the S+C grant.
     Maintenance of Effort:  NA

Amounts Appropriated and Disbursed:  See Continuum of Care Homeless Assistance program.

Comments:  Part of Continuum of Care Homeless Assistance program.

            US Department of Housing and Urban Development

                      SUPPORTIVE HOUSING PROGRAM (SHP)

Objective:  Provides permanent housing assistance in developing community based, long term housing and sup-  
     portive services for individuals and/or families who are handicapped and homeless or at risk of becoming
     homeless.  Encourages the development of housing and supportive services for homeless persons that will
     enable them to make the transition to independent living within 24 months.  (See also Continuum of Care
     Homeless Assistance program.)

Administering Agency:  US Department of Housing and Urban Development, Office of Community Planning 
     and Development

NYS Object Code:  NA                                Year Established:  1993
Catalog of Federal Domestic Assistance No.:  14.235

Legal Authority:
     Law:  US Stewart B. McKinney Homeless Assistance Act of 1987, Title IV, Subtitle C
     Regulation:  24 CFR Part 583

Program Contact:                       Fiscal Contact:
  Office of Community Planning           NA
    and Development  
  US Department of Housing and 
    Urban Development
  26 Federal Plaza, Room 3504
  New York, NY  10278
  (212) 264-2885

Eligibility:  State Governments, Local Government Units, Private Non-Profit Organizations, Indian Tribes and  
     Public Housing Agencies.

Type of Program and Special Restrictions:  The program is targeted to homeless persons including home- 
     less persons with disabilities and homeless families with children.

Action Required to Receive Aid:  Competitive application for aid required.

Description of Aid:

     Flow of Funds:  Federal to State, Local or Non-Profit Organization.
     Type of Aid:  Project Grant - Three years (initial term)
     Formula:  NA
     Matching Requirement:  Funds provided for acquisition/rehabilitation/new construction are to be matched with 
       funds from non-Federal sources.  Recipient must show it has sources to pay the percentage of operating costs
       not funded by HUD.
     Maintenance of Effort:  NA

Amounts Appropriated and Disbursed:  See Continuum of Care Homeless Assistance program.

Comments:  Part of Continuum of Care Homeless Assistance program.

US Department of Housing and Urban Development

SURPLUS FEDERAL PROPERTY TITLE V

Objective: Provides suitable Federal properties categorized as underutilized, unutilized, excess or surplus to be
made available for facilities to assist homeless individuals.

Administering Agency: US Department of Housing and Urban Development, US Department of General
Services Administration, US Department of Health and Human Services

NYS Object Code: NA Year Established: 1987
Catalog of Federal Domestic Assistance No.: NA

Legal Authority:
Law: US Stewart B. McKinney Homeless Assistance Act
Regulation: 24 CFR 581

Program Contact: Fiscal Contact:
Office of Community Planning NA
and Development
US Department of Housing and
Urban Development
26 Federal Plaza, Room 3504
New York, NY 10278
(212) 264-2885

Eligibility: State Governments, Non-Profit Groups and Local Governmental Units.

Type of Program and Special Restrictions: The program does not provide funding. Properties are
available on an "as is" basis. Properties are leased from one to 20 years without charge, although the homeless
organization must pay for operating and repair costs. Surplus properties may also be deeded.

Action Required to Receive Aid: Competitive application for aid required.

Description of Aid:

Flow of Funds: NA
Type of Aid: Property
Formula: NA
Matching Requirement: NA
Maintenance of Effort: NA